0001398344-22-005208.txt : 20220303 0001398344-22-005208.hdr.sgml : 20220303 20220303152638 ACCESSION NUMBER: 0001398344-22-005208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLERMAN GERALD CENTRAL INDEX KEY: 0001222911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 22708333 MAIL ADDRESS: STREET 1: 5431 NW 21ST AVE. CITY: BOCA RATON STATE: FL ZIP: 33496 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 fp0073866_4.xml X0306 4 2022-03-02 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001222911 HELLERMAN GERALD 5431 NW 21ST AVE. BOCA RATON FL 33496 1 0 0 0 Common Stock 2022-03-02 4 P 0 267 8.87 A 4591 D Common Stock 2022-03-02 4 P 0 235 8.85 A 4826 D Common Stock 2022-03-02 4 P 0 498 8.84 A 5324 D Mr. Hellerman acquired 257 shares of the issuer as the result of automatic reinvestment of dividends. /s/ Stephanie Darling, as Power of Attorney 2022-03-02