0001398344-20-019569.txt : 20201002 0001398344-20-019569.hdr.sgml : 20201002 20201002160737 ACCESSION NUMBER: 0001398344-20-019569 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201002 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SELL MORITZ A CENTRAL INDEX KEY: 0001053116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 201220024 MAIL ADDRESS: STREET 1: C/O USBANCORP FUND SERVICES STREET 2: 777 E WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 fp0058152_4.xml X0306 4 2020-10-02 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001053116 SELL MORITZ A C/O USBANCORP FUND SERVICES 777 E WISCONSIN AVE. MILWAUKEE WI 53202 1 0 0 0 Common Stock 2020-10-02 4 S 0 2000 8.37 D 3330 D Mr. Sell acquired 280 shares of the issuer as the result of automatic reinvestment of dividends. /s/ Stephanie Darling, as Power of Attorney 2020-10-02