0001398344-20-004855.txt : 20200302
0001398344-20-004855.hdr.sgml : 20200302
20200302133319
ACCESSION NUMBER: 0001398344-20-004855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200227
FILED AS OF DATE: 20200302
DATE AS OF CHANGE: 20200302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 20675884
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES
STREET 2: 615 EAST MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 8007302932
MAIL ADDRESS:
STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES
STREET 2: 615 EAST MICHIGAN STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
4
1
fp0051457_4.xml
X0306
4
2020-02-27
0
0000813623
SWISS HELVETIA FUND, INC.
SWZ
0001067621
GOLDSTEIN PHILLIP
60 HERITAGE DRIVE
PLEASANTVILLE
NY
10570
1
0
0
0
Common Stock
2020-02-27
4
P
0
5000
7.99
A
105348
D
Common Stock
2020-02-28
4
P
0
4899
7.73
A
110247
D
/s/ Phillip Goldstein
2020-03-02