0001398344-19-013706.txt : 20190807 0001398344-19-013706.hdr.sgml : 20190807 20190807163740 ACCESSION NUMBER: 0001398344-19-013706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SELL MORITZ A CENTRAL INDEX KEY: 0001053116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 191006022 MAIL ADDRESS: STREET 1: C/O USBANCORP FUND SERVICES STREET 2: 777 E WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 fp0045059_4.xml X0306 4 2019-08-05 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001053116 SELL MORITZ A C/O USBANCORP FUND SERVICES 777 E WISCONSIN AVE. MILWAUKEE WI 53202 1 0 0 0 Common Stock 2019-08-05 4 P 0 1875 7.874 A 2000 D /s/ Stephanie Darling, as Power of Attorney 2019-08-07