-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kg6fkBQeMwrQuqs5G/Xbj/orOyUmWdfTRDtm5EYDK7d/lwaFKjvbOA+/C+DKinCi dIqyXrZgfNS9oiWww0GXoQ== 0001241809-07-000001.txt : 20070703 0001241809-07-000001.hdr.sgml : 20070703 20070703103324 ACCESSION NUMBER: 0001241809-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAUDE FREY CENTRAL INDEX KEY: 0001241809 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 07957947 MAIL ADDRESS: STREET 1: CLOS 18 STREET 2: AUVERNIER CITY: SWITZERLAND STATE: V8 ZIP: 00000 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-06-29 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001241809 CLAUDE FREY RUE DE CLOS 108 AUVERNIER SWITZERLAND V8 00000 SWITZERLAND 1 0 0 0 Common Stock 2007-06-22 2007-06-29 4 X 0 772 16.6 A 3086 D Subscription Rights (right to buy) 16.6 2007-06-22 2007-06-29 4 X 0 2316 0 A 2007-05-24 2007-06-22 Common Stock 772 0 D Subscription Price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date). The shares of common stock under item 4 of table I were acquired through subscription in the Fund's 1-for-3 rights offering. Shares of common stock issued pursuant to the exercise of 2316 rights issued to Mr. Frey were acquired on June 29, 2007. Two rights were purchased of $.46 each in order to allow Mr. Frey to subscribe to whole shares. Rudolf Millisits 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----