-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OXEtRm9MJERcmas5gqt5G3bv1lgLzeSf9159bExC9zwA3o1mnxHQnm4Jf805YJEA qJoTZeLpixe/Ie6sow0qww== 0001241803-08-000001.txt : 20080307 0001241803-08-000001.hdr.sgml : 20080307 20080307124410 ACCESSION NUMBER: 0001241803-08-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20080307 DATE AS OF CHANGE: 20080307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WITT SAMUEL B CENTRAL INDEX KEY: 0001241803 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 08673387 MAIL ADDRESS: STREET 1: STATFESIDE ASSOCIATES INC STREET 2: 2300 CLARENDON BLVD STE 407 CITY: ARLINGTON STATE: VA ZIP: 22201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2007-06-29 2007-07-03 0 0000813623 SWISS HELVETIA FUND, INC. swz 0001241803 WITT SAMUEL B 1802 BAYBERRY COURT SUITE 401 RICHMOND VA 23226-3767 1 0 0 0 Common Shares 2007-06-22 2007-06-29 4 X 0 1117 16.6 A 4470 D Subscription Rights (right to buy) 16.6 2007-06-22 2007-06-29 4 X 0 2 0.425 D 2007-05-24 2007-06-22 Common Stock 0 0 D The form 4 filed on July 3, 2007 inadvertently omitted disclosure of the sale of two remainder subscription rights in connection with Mr. Witt's purchase of 1,117 shares of the Fund's common stock as a result of the maximum exercise of his subscription rights in the Fund's 1-3 rights offering. Subscription Price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date). Rudolf Millisits 2008-03-07 -----END PRIVACY-ENHANCED MESSAGE-----