-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BaMbdwiRRD5u9oeX/YHd08sGqQ/ksMcp/gpVRPNlGwunYUX0AOS1UzlfnQPGvGME jx5ENKcIFMEOw5tzcBbiKA== 0001241799-07-000002.txt : 20070907 0001241799-07-000002.hdr.sgml : 20070907 20070706120233 ACCESSION NUMBER: 0001241799-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEILLEUX EDWARD J CENTRAL INDEX KEY: 0001241799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 07966819 MAIL ADDRESS: STREET 1: 5 BROOK FARM COURT CITY: HUNT VALLEY STATE: MD ZIP: 21030 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-06-29 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001241799 VEILLEUX EDWARD J 5 BROOK FARM COURT HUNT VALLEY MD 21030 0 1 0 0 Secretary of Swiss Helvetia Common Stock 2007-06-22 2007-06-29 4 X 0 757 16.6 A 3030 D Common Stock 2007-06-22 2007-06-29 4 X 0 431 16.6 A 3461 D Subscription Rights (right to buy) 16.6 2007-06-22 2007-06-29 4 X 0 2271 0 D 2007-05-24 2007-06-22 Common Stock 757 0 D Subscription price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date). Record date shareholders who fully exercised their rights were entitled to an over-subscription privilege under which they were permitted to subscribe for additional shares of Common Stock at the subscription price. The shares of Common Stock under Item 4 of Table I were acquired through subscription in the Fund's 1-for 3 rights offering. Shares of Common Stock issued pursuant to the exercise of 2271 rights issued to Mr. Veilleux were acquired on June 29, 2007. Rudolf Millisits 2007-07-06 -----END PRIVACY-ENHANCED MESSAGE-----