<SEC-DOCUMENT>0001193125-18-304312-index.html : 20181022 <SEC-HEADER>0001193125-18-304312.hdr.sgml : 20181022 <ACCEPTANCE-DATETIME>20181022170505 ACCESSION NUMBER: 0001193125-18-304312 CONFORMED SUBMISSION TYPE: SC TO-I PUBLIC DOCUMENT COUNT: 15 FILED AS OF DATE: 20181022 DATE AS OF CHANGE: 20181022 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I SEC ACT: 1934 Act SEC FILE NUMBER: 005-53317 FILM NUMBER: 181132759 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 </SEC-HEADER> <DOCUMENT> <TYPE>SC TO-I <SEQUENCE>1 <FILENAME>d632858dsctoi.htm <DESCRIPTION>SC TO-I <TEXT> Document 1 - file: d632858dsctoi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(I) <SEQUENCE>2 <FILENAME>d632858dex99a1i.htm <DESCRIPTION>EX-99.(A)(1)(I) <TEXT> Document 2 - file: d632858dex99a1i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(II) <SEQUENCE>3 <FILENAME>d632858dex99a1ii.htm <DESCRIPTION>EX-99.(A)(1)(II) <TEXT> Document 3 - file: d632858dex99a1ii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(III) <SEQUENCE>4 <FILENAME>d632858dex99a1iii.htm <DESCRIPTION>EX-99.(A)(1)(III) <TEXT> Document 4 - file: d632858dex99a1iii.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(IV) <SEQUENCE>5 <FILENAME>d632858dex99a1iv.htm <DESCRIPTION>EX-99.(A)(1)(IV) <TEXT> Document 5 - file: d632858dex99a1iv.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(V) <SEQUENCE>6 <FILENAME>d632858dex99a1v.htm <DESCRIPTION>EX-99.(A)(1)(V) <TEXT> Document 6 - file: d632858dex99a1v.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(5)(III) <SEQUENCE>7 <FILENAME>d632858dex99a5iii.htm <DESCRIPTION>EX-99.(A)(5)(III) <TEXT> Document 7 - file: d632858dex99a5iii.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g632858632858_001part2page50.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g632858632858_001part2page50.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g632858632858_001part2page51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g632858632858_001part2page51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g632858632858_001part2page52.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g632858632858_001part2page52.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g632858632858_001part2page53.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g632858632858_001part2page53.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g632858632858_001part2page54.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g632858632858_001part2page54.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g632858632858_001part2page55.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g632858632858_001part2page55.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g632858g85o36.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g632858g85o36.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g632858g93t18.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g632858g93t18.jpg
</DOCUMENT> </SEC-DOCUMENT>