-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTh26o4AetykUUp83fP9RBynCMSPem+t/5MZvNX6BLEbiV6y2hZ7wLVgb4zcrKRP ZuaAY/u26U/GjY7VXxBbYA== 0001015959-07-000001.txt : 20070703 0001015959-07-000001.hdr.sgml : 20070703 20070703114312 ACCESSION NUMBER: 0001015959-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST STEPHEN K CENTRAL INDEX KEY: 0001015959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 07958520 BUSINESS ADDRESS: STREET 1: 60 STATE STREET 19TH FL CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 6174224960 MAIL ADDRESS: STREET 2: 60 STATE STREET 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-06-29 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001015959 WEST STEPHEN K SULLIVAN & CROMWELL 125 BROAD STREET NEW YORK NY 10005 1 0 0 0 Common Stock 2007-06-22 2007-06-29 4 X 0 554 16.6 A 19771 D Subscription Rights (right to buy) 16.6 2007-06-22 2007-06-29 4 X 0 17555 0.43 D 2007-05-24 2007-06-22 Common Stock 0 1662 D Subscription Rights (right to buy) 16.6 2007-06-22 2007-06-29 4 X 0 1662 0 A 2007-05-24 2007-06-22 Common Stock 554 0 D Subscription Price determined by 92.5% of the average of the last reported sales price per share on the NYSE for the five trading days ended June 22, 2007 (the Expiration Date). The shares of Common Stock under Item 4 of Table I were acquired through subscription in the Fund's 1-for-3 rights offering. Shares of Common Stock issued pursuant to the exercise of 1662 right issued to Mr. West were acquired on June 29, 2007. Rudolf Millisits 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----