0001012975-17-000556.txt : 20170719 0001012975-17-000556.hdr.sgml : 20170719 20170719173100 ACCESSION NUMBER: 0001012975-17-000556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170711 FILED AS OF DATE: 20170719 DATE AS OF CHANGE: 20170719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricciardi Fred J CENTRAL INDEX KEY: 0001621707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 17972951 MAIL ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-11 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001621707 Ricciardi Fred J C/O SCHRODERS 7 BRYANT PARK NEW YORK NY 10018 1 0 0 0 In light of the results of the Annual Meeting of Stockholders of SWZ held on June 27, 2017, which were certified by the independent inspector of election of the Annual Meeting on July 11, 2017, Mr. Ricciardi's term of office as a Class I Director of SWZ has expired. /s/ Reid B. Adams, Attorney-in-Fact 2017-07-19