0001012975-17-000551.txt : 20170718 0001012975-17-000551.hdr.sgml : 20170718 20170718094325 ACCESSION NUMBER: 0001012975-17-000551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170711 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOCK DAVID CENTRAL INDEX KEY: 0001251972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 17968666 MAIL ADDRESS: STREET 1: C/O I-TRAX INC STREET 2: ONE LOGAN SQUARE STE 2615 CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-07-11 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001251972 BOCK DAVID C/O SCHRODERS 7 BRYANT PARK NEW YORK NY 10018 1 0 0 0 Mr. Bock, a former Class III Director of SWZ, resigned his position on SWZ's Board of Directors, and any other position held in SWZ, upon the proper election and appointment of a new Class III Director at the Annual Meeting of Stockholders of SWZ held on June 27, 2017. /s/ David Bock 2017-06-27