0001012975-17-000549.txt : 20170718 0001012975-17-000549.hdr.sgml : 20170718 20170718090837 ACCESSION NUMBER: 0001012975-17-000549 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170711 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SELL MORITZ A CENTRAL INDEX KEY: 0001053116 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 17968592 MAIL ADDRESS: STREET 1: 1 CROWN COURT STREET 2: CHEAPSIDE CITY: LONDON STATE: X0 ZIP: EC2V 6LR ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-07-11 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001053116 SELL MORITZ A C/O SCHRODERS 7 BRYANT PARK NEW YORK NY 10018 1 0 0 0 Common Stock 1500 D Mr. Sell was elected by stockholders as a Class I Director of SWZ at the Annual Meeting of Stockholders of SWZ held on June 27, 2017 (the "Annual Meeting"). However, Mr. Sell's election by stockholders was not final or effective until the results of the election were certified by the independent inspector of election of the Annual Meeting on July 11, 2017. Index of Exhibits: Exhibit 24.1 - Power of Attorney /s/ Moritz Sell 2017-07-14 EX-24 2 sellpower.txt POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose name appears below nominates, constitutes and appoints Reid B. Adams, David J. Marshall, Carin F. Muhlbaum and Shanak Patnaik, and each of them (with full power to act alone), his true and lawful attorney-in-fact and agent, for him and on his behalf and in his place and stead in any and all capacities, to execute any and all filings on Form 3 (Initial Statement of Beneficial Ownership of Securities), Form 4 (Statement of Changes in Beneficial Ownership of Securities) or Form 5 (Annual Statement of Changes in Beneficial Ownership of Securities) pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, and Section 30(h) of the Investment Company Act of 1940, as amended ("Form 3, Form 4 and Form 5 Filings"), with respect to changes of beneficial ownership of securities of THE SWISS HELVETIA FUND, INC. (the "Fund"), and to file with the Securities and Exchange Commission, The New York Stock Exchange and the Fund such Form 3, Form 4 and Form 5 Filings, granting unto said attorney, full power and authority to do and perform certain acts and things requisite and necessary to be done in and about the premises as fully to all intents and purposes as the undersigned himself might or could do. IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 14th day of July 2017. /s/ Moritz Sell --------------------------------------- Moritz Sell Director, The Swiss Helvetia Fund, Inc.