0001012975-17-000549.txt : 20170718
0001012975-17-000549.hdr.sgml : 20170718
20170718090837
ACCESSION NUMBER: 0001012975-17-000549
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170711
FILED AS OF DATE: 20170718
DATE AS OF CHANGE: 20170718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SELL MORITZ A
CENTRAL INDEX KEY: 0001053116
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 17968592
MAIL ADDRESS:
STREET 1: 1 CROWN COURT
STREET 2: CHEAPSIDE
CITY: LONDON
STATE: X0
ZIP: EC2V 6LR
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 8007302932
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2017-07-11
0
0000813623
SWISS HELVETIA FUND, INC.
SWZ
0001053116
SELL MORITZ A
C/O SCHRODERS
7 BRYANT PARK
NEW YORK
NY
10018
1
0
0
0
Common Stock
1500
D
Mr. Sell was elected by stockholders as a Class I Director of SWZ at the Annual Meeting of Stockholders of SWZ held on June 27, 2017 (the "Annual Meeting"). However, Mr. Sell's election by stockholders was not final or effective until the results of the election were certified by the independent inspector of election of the Annual Meeting on July 11, 2017.
Index of Exhibits: Exhibit 24.1 - Power of Attorney
/s/ Moritz Sell
2017-07-14
EX-24
2
sellpower.txt
POWER OF ATTORNEY
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the person whose name appears
below nominates, constitutes and appoints Reid B. Adams, David J. Marshall,
Carin F. Muhlbaum and Shanak Patnaik, and each of them (with full power to act
alone), his true and lawful attorney-in-fact and agent, for him and on his
behalf and in his place and stead in any and all capacities, to execute any
and all filings on Form 3 (Initial Statement of Beneficial Ownership of
Securities), Form 4 (Statement of Changes in Beneficial Ownership of
Securities) or Form 5 (Annual Statement of Changes in Beneficial Ownership of
Securities) pursuant to Section 16(a) of the Securities Exchange Act of 1934,
as amended, and Section 30(h) of the Investment Company Act of 1940, as
amended ("Form 3, Form 4 and Form 5 Filings"), with respect to changes of
beneficial ownership of securities of THE SWISS HELVETIA FUND, INC. (the
"Fund"), and to file with the Securities and Exchange Commission, The New York
Stock Exchange and the Fund such Form 3, Form 4 and Form 5 Filings, granting
unto said attorney, full power and authority to do and perform certain acts
and things requisite and necessary to be done in and about the premises as
fully to all intents and purposes as the undersigned himself might or could do.
IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 14th
day of July 2017.
/s/ Moritz Sell
---------------------------------------
Moritz Sell
Director, The Swiss Helvetia Fund, Inc.