0001012975-17-000499.txt : 20170628 0001012975-17-000499.hdr.sgml : 20170628 20170628120708 ACCESSION NUMBER: 0001012975-17-000499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170627 FILED AS OF DATE: 20170628 DATE AS OF CHANGE: 20170628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brealey Richard CENTRAL INDEX KEY: 0001478182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 17934457 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-27 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001478182 Brealey Richard C/O SCHRODERS 7 BRYANT PARK NEW YORK NY 10018 1 0 0 0 Mr. Brealey, a former Class II Director of SWZ, did not stand for re-election by stockholders at the 2017 Annual Meeting of Stockholders of SWZ, in accordance with SWZ's retirement policy. /s/ Richard Brealey 2017-06-27