0001012975-17-000482.txt : 20170609 0001012975-17-000482.hdr.sgml : 20170609 20170609170207 ACCESSION NUMBER: 0001012975-17-000482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170607 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricciardi Fred J CENTRAL INDEX KEY: 0001621707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 17903649 MAIL ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-07 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001621707 Ricciardi Fred J C/O SCHRODERS 875 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2017-06-07 4 P 0 4000 12.6012 A 4000 D /s/ Reid Adams, Attorney-in-Fact 2017-06-09