0001012975-17-000267.txt : 20170329 0001012975-17-000267.hdr.sgml : 20170329 20170329104831 ACCESSION NUMBER: 0001012975-17-000267 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170322 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Reid B CENTRAL INDEX KEY: 0001702149 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 17721093 MAIL ADDRESS: STREET 1: SCHRODER INVEST. MGMT. NORTH AMERICA INC STREET 2: 875 THIRD AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2017-03-22 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001702149 Adams Reid B C/O SCHRODERS 875 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10022 0 1 0 0 Chf. Legal Officer & Secretary Mr. Adams was appointed as the Chief Legal Officer and Secretary of The Swiss Helvetia Fund, Inc. by the Board of Directors of the Fund on March 22, 2017. /s/ Reid B. Adams 2017-03-29