0001012975-17-000244.txt : 20170323 0001012975-17-000244.hdr.sgml : 20170323 20170323111241 ACCESSION NUMBER: 0001012975-17-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170322 FILED AS OF DATE: 20170323 DATE AS OF CHANGE: 20170323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mandel Alan M. CENTRAL INDEX KEY: 0001613147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 17708931 MAIL ADDRESS: STREET 1: C/O SCHRODERS STREET 2: 875 THIRD AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-22 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001613147 Mandel Alan M. C/O SCHRODERS 875 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10022 0 1 0 0 Treas. & Princ. Fin. Officer Mr. Mandel resigned as the Treasurer and Principal Financial Officer of The Swiss Helvetia Fund, Inc. effective March 22, 2017. /s/ Carin F. Muhlbaum, Attorney-in-fact 2017-03-22