0001004726-15-000286.txt : 20150827
0001004726-15-000286.hdr.sgml : 20150827
20150827115937
ACCESSION NUMBER: 0001004726-15-000286
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150827
DATE AS OF CHANGE: 20150827
EFFECTIVENESS DATE: 20150827
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 151077838
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 8007302932
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
NSAR-A
1
answerfile.fil
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SIGNATURE DAVID MARSHALL
TITLE Assistant Treasurer
EX-99.77C VOTES
2
Exhibit77C.txt
SUB-ITEM 77C: Submission of matters to a vote of security holders
As of April 28, 2015, the record date for the Fund's 2015 Annual Meeting of
Stockholders held on June 25, 2015 (the "Meeting"), there were 27,843,053
shares of the Fund's common stock eligible to vote. At the Meeting, a quorum
was present in person or by proxy and the Fund's shares were voted on the
Proposals presented to the Fund's stockholders as follows:
1. To elect two Class II Directors to serve for a three year term until the
2018 Annual Meeting of Stockholders:
Director For Withhold Authority Approval (%)
Brian A. Berris 21,241,377 3,429,465 86.10%
David R. Bock 21,201,150 3,469,692 85.94%
2. To ratify the selection by the Board of Directors of PricewaterhouseCoopers
LLP as the Fund's independent registered accounting firm for the year ending
December 31, 2015:
For Against Abstain Approval (%)
24,105,413 327,288 238,137 97.71%
3. To approve a stockholder proposal asking the Board of Directors to take
steps necessary to declassify itself, as outlined in the Fund's proxy
materials:
For Against Abstain Approval (%)
11,028,200 6,322,394 316,312 62.42%
Approval percentages are based on the total number of votes cast on a
particular Proposal and not on the total number of shares present at the
Meeting or the total number of shares of the Fund outstanding. If they
were, the approval percentages would be lower, as not all shares eligible
to vote on each Proposal did so.