-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BrfxhuNh2DhZU6knKugdtO2h49Sy85V1PdUBaHFvfPvua8NXPAi9fx/2JHIjOEr/ 6mKmhB0EO8EKyaL17eIZ0Q== 0000950116-99-000722.txt : 19990413 0000950116-99-000722.hdr.sgml : 19990413 ACCESSION NUMBER: 0000950116-99-000722 CONFORMED SUBMISSION TYPE: N-23C-1 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND INC CENTRAL INDEX KEY: 0000813623 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-23C-1 SEC ACT: SEC FILE NUMBER: 817-00815 FILM NUMBER: 99591253 BUSINESS ADDRESS: STREET 1: 630 FIFTH AVE STREET 2: STE 915 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 630 FIFTH AVE STREET 2: STE 915 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 N-23C-1 1 FORM N-23C-1 (Do not use this space) ------------------------ - ------------------------ OMB APPROVAL ------------------------ OMB Number 3235-0230 Expires: May 31, 2000 Estimated average burden hours per response..1.00 - ------------------------ ------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-23C-1 STATEMENT BY REGISTERED CLOSED-END INVESTMENT COMPANY WITH RESPECT TO PURCHASES OF ITS OWN SECURITIES PURSUANT TO RULE N-23C-1 DURING THE LAST CALENDAR MONTH (See rules and instructions on back of this form. If acknowledgment is desired, file this form with the Commission in triplicate.) REPORT FOR CALENDAR MONTH ENDED March 31, 1999 -------------- Swiss Helvetia Fund, Inc. - ------------------------------------------------------------------------------- (Name of registered closed-end investment company)
- ------------------------------------------------------------------------------------------------------------------- Approximate Asset Date of Number of Price Value or Approximate Name of Seller Each Identification Shares Per Asset Coverage Per Share or of Transaction of Security Purchased Share at Time of Purchase Seller's Broker - -------------------------------------------------------------------------------------------------------------------- 3/4/99 Swiss Helvetia Fund (Cusip-870875101) 1000 14.3125 17.6 NYSE 3/8/99 (same) 3800 14.5625 17.86 NYSE 3/9/99 (same) 3600 14.6424 17.93 NYSE 3/10/99 (same) 5500 14.7727 17.96 NYSE 3/11/99 (same) 1000 14.875 17.96 NYSE 3/11/99 (same) 4800 14.8125 17.96 NYSE 3/12/99 (same) 5800 15 18.01 NYSE 3/15/99 (same) 5800 14.7317 17.96 NYSE 3/16/99 (same) 4600 14.841 17.87 NYSE 3/17/99 (same) 6200 14.7429 18.12 NYSE **Please see Exhibit No. 1 attached** - ---------------------------------------------------------------------------------------------------------------------
REMARKS: Swiss Helvetia Fund, Inc. --------------------------------------- Name of Registrant By /s/ Rudolf S. Millisits --------------------------------------- (Name) Date of Statement: April 5, 1999 Vice President ------------------- ------------------------------ Potention persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1580 (5-97) Exhibit No. 1 referring to report on Form N-23C-1 dated March 31, 1999.
- ------------------------------------------------------------------------------------------------------------------- Approximate Asset Date of Number of Price Value or Approximate Name of Seller Each Identification Shares Per Asset Coverage Per Share or of Transaction of Security Purchased Share at Time of Purchase Seller's Broker - -------------------------------------------------------------------------------------------------------------------- 3/18/99 Swiss Helvetia Fund (Cusip-870875101) 6600 14.75 18.03 NYSE 3/22/99 (same) 600 14.6875 17.82 NYSE 3/23/99 (same) 7300 14.6875 17.57 NYSE Total 56,600 - ---------------------------------------------------------------------------------------------------------------------
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