0000899681-16-001885.txt : 20161207 0000899681-16-001885.hdr.sgml : 20161207 20161207193326 ACCESSION NUMBER: 0000899681-16-001885 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Calhoun Joseph S III CENTRAL INDEX KEY: 0001691830 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 162040193 MAIL ADDRESS: STREET 1: C/O SCHRODERS STREET 2: 875 THIRD AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 p16-0481_form3.xml OWNERSHIP DOCUMENT X0206 3 2016-12-06 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001691830 Calhoun Joseph S III C/O SCHRODERS 875 THIRD AVENUE 22ND FLOOR NEW YORK NY 10022 1 0 0 0 Mr. Calhoun was appointed as a Director of SWZ by the Board of Directors of SWZ on December 6, 2016. Index of Exhibits: Exhibit 24.1 - Power of Attorney /s/ Joseph S. Calhoun, III 2016-12-06 EX-24.1 2 p16-0481_ex241.htm POWER OF ATTORNEY

Exhibit 24.1

POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENTS, that the person whose name appears below nominates, constitutes and appoints Alan M. Mandel, Shanak Patnaik, Carin F. Muhlbaum, Abby L. Ingber and Reid B. Adams, and each of them (with full power to act alone), his true and lawful attorney-in-fact and agent, for his and on his behalf and in his place and stead in any and all capacities, to execute any and all filings on Form 3 (Initial Statement of Beneficial Ownership of Securities), Form 4 (Statement of Changes in Beneficial Ownership of Securities) or Form 5 (Annual Statement of Changes in Beneficial Ownership of Securities) pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, and Section 30(h) of the Investment Company Act of 1940, as amended ("Form 3, Form 4 and Form 5 Filings"), with respect to changes of beneficial ownership of securities of THE SWISS HELVETIA FUND, INC. (the "Fund"), and to file with the Securities and Exchange Commission, The New York Stock Exchange and the Fund such Form 3, Form 4 and Form 5 Filings, granting unto said attorney, full power and authority to do and perform certain acts and things requisite and necessary to be done in and about the premises as fully to all intents and purposes as the undersigned himself might or could do.

IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 6th day of December 2016.

/s/ Joseph S. Calhoun, III

Joseph S. Calhoun, III

Director, The Swiss Helvetia Fund, Inc.