0000899681-16-001883.txt : 20161206 0000899681-16-001883.hdr.sgml : 20161206 20161206190021 ACCESSION NUMBER: 0000899681-16-001883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161124 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cannella Margaret M CENTRAL INDEX KEY: 0001678440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 162037369 MAIL ADDRESS: STREET 1: C/O SCHRODERS STREET 2: 875 THIRD AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 p16-0480_form4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-24 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001678440 Cannella Margaret M C/O SCHRODERS 875 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10022 1 0 0 0 Ms. Cannella passed away on November 24, 2016. /s/ Abby Ingber, Attorney-in-fact 2016-12-06