0000899681-16-001581.txt : 20160707 0000899681-16-001581.hdr.sgml : 20160707 20160707151555 ACCESSION NUMBER: 0000899681-16-001581 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160707 DATE AS OF CHANGE: 20160707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hooper R Clark CENTRAL INDEX KEY: 0001401394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 161756445 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020 4 1 p16-0330_form4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-23 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001401394 Hooper R Clark C/O SCHRODERS 875 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10022 1 0 0 0 Ms. Hooper's term of office as a Class I Director of SWZ has expired. As a result, with respect to SWZ, Ms. Hooper no longer is subject to Section 16 of the Securities Exchange Act of 1934, as amended. /s/ R. Clark Hooper 2016-06-30