0000899681-15-000804.txt : 20151119 0000899681-15-000804.hdr.sgml : 20151119 20151119212259 ACCESSION NUMBER: 0000899681-15-000804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151118 FILED AS OF DATE: 20151119 DATE AS OF CHANGE: 20151119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berris Brian A CENTRAL INDEX KEY: 0001552956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 151244871 MAIL ADDRESS: STREET 1: C/O SCHRODERS STREET 2: 875 THIRD AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 p15-0371_form4.xml OWNERSHIP DOCUMENT X0306 4 2015-11-18 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001552956 Berris Brian A C/O SCHRODERS 875 THIRD AVENUE, 22ND FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2015-11-18 4 P 0 5000 10.8824 A 10000 D /s/ Brian A. Berris 2015-11-19