0000899681-14-000633.txt : 20140905
0000899681-14-000633.hdr.sgml : 20140905
20140905094359
ACCESSION NUMBER: 0000899681-14-000633
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140904
FILED AS OF DATE: 20140905
DATE AS OF CHANGE: 20140905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1270 AVENUE OF THE AMERICAS
STREET 2: SUITE 400
CITY: NEW YORK
STATE: NY
ZIP: 10111-0001
BUSINESS PHONE: 2128677660
MAIL ADDRESS:
STREET 1: 1270 AVENUE OF THE AMERICAS
STREET 2: SUITE 400
CITY: NEW YORK
STATE: NY
ZIP: 10111-0001
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mandel Alan M.
CENTRAL INDEX KEY: 0001613147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 141084697
MAIL ADDRESS:
STREET 1: C/O SCHRODERS
STREET 2: 875 THIRD AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
mandela-4_09042014.xml
OWNERSHIP DOCUMENT
X0306
4
2014-09-04
0
0000813623
SWISS HELVETIA FUND, INC.
SWZ
0001613147
Mandel Alan M.
C/O SCHRODERS
875 THIRD AVENUE, 22ND FLOOR
NEW YORK
NY
10022
0
1
0
0
Treas. & Princ. Fin. Officer
Common Stock
2014-09-04
4
P
0
600
14.209
A
600
D
Common Stock
2014-09-04
4
P
0
200
14.220
A
800
D
Common Stock
2014-09-04
4
P
0
200
14.219
A
1000
D
/s/ Abby Ingber, Attorney-in-fact
2014-09-05