0000899681-14-000554.txt : 20140710
0000899681-14-000554.hdr.sgml : 20140710
20140710165953
ACCESSION NUMBER: 0000899681-14-000554
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140701
FILED AS OF DATE: 20140710
DATE AS OF CHANGE: 20140710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1270 AVENUE OF THE AMERICAS
STREET 2: SUITE 400
CITY: NEW YORK
STATE: NY
ZIP: 10111-0001
BUSINESS PHONE: 2128677660
MAIL ADDRESS:
STREET 1: 1270 AVENUE OF THE AMERICAS
STREET 2: SUITE 400
CITY: NEW YORK
STATE: NY
ZIP: 10111-0001
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE
CENTRAL INDEX KEY: 0001105005
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 14970120
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-641-3800
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
schroderinc-3_070914.xml
OWNERSHIP DOCUMENT
X0206
3
2014-07-01
1
0000813623
SWISS HELVETIA FUND, INC.
SWZ
0001105005
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE
875 THIRD AVENUE, 22ND FLOOR
NEW YORK
NY
10022
0
0
0
1
Investment Adviser
/s/ Mark A. Hemenetz, Authorized Signatory
2014-07-10