0000899681-14-000496.txt : 20140703 0000899681-14-000496.hdr.sgml : 20140703 20140703111027 ACCESSION NUMBER: 0000899681-14-000496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140703 DATE AS OF CHANGE: 20140703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COMBY PHILIPPE CENTRAL INDEX KEY: 0001241816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 14959138 MAIL ADDRESS: STREET 1: HOTTINGER CAPITAL CORP STREET 2: 1270 AVE OF THE AMERICAS STE 400 CITY: NEW YORK STATE: NY ZIP: 10020 4 1 combyp-4_070214.xml OWNERSHIP DOCUMENT X0306 4 2014-07-01 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001241816 COMBY PHILIPPE C/O HOTTINGER CAPITAL CORP. 1270 AVENUE OF THE AMERICAS, SUITE 400 NEW YORK NY 10020 0 1 0 0 Former Chief Financial Officer As of 06/27/2014 Mr. Comby resigned as CFO of The Swiss Helvetia Fund, Inc. (the "Fund"). As of the close of business on 06/30/2014 Mr. Comby no longer serves as a primary portfolio manager of the Fund and Hottinger Capital Corp. no longer serves as the Fund's investment adviser. All reporting obligations with respect to the Fund ceased as of 07/01/2014. /s/ Philippe Comby 2014-07-03