0000899681-12-000386.txt : 20120918 0000899681-12-000386.hdr.sgml : 20120918 20120918142321 ACCESSION NUMBER: 0000899681-12-000386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120620 FILED AS OF DATE: 20120918 DATE AS OF CHANGE: 20120918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEST STEPHEN K CENTRAL INDEX KEY: 0001015959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 121096928 MAIL ADDRESS: STREET 2: 60 STATE STREET 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 west-4_091312.xml OWNERSHIP DOCUMENT X0306 4 2012-06-20 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001015959 WEST STEPHEN K C/O HOTTINGER CAPITAL CORP. 1270 AVENUE OF THE AMERICAS, SUITE 400 NEW YORK NY 10020 1 0 0 0 Mr. West, a former Class III Director of SWZ, retired from the Board of Directors of SWZ on June 20, 2012, in accordance with the Board's retirement policy. /s/ Rudolf Millisits 2012-08-31