0000899681-12-000297.txt : 20120625 0000899681-12-000297.hdr.sgml : 20120625 20120625163125 ACCESSION NUMBER: 0000899681-12-000297 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120620 FILED AS OF DATE: 20120625 DATE AS OF CHANGE: 20120625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berris Brian A CENTRAL INDEX KEY: 0001552956 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 12924788 MAIL ADDRESS: STREET 1: C/O HOTTINGER CAPITAL CORP. STREET 2: 1270 AVENUE OF THE AMERICAS, SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 BUSINESS PHONE: 2128677660 MAIL ADDRESS: STREET 1: 1270 AVENUE OF THE AMERICAS STREET 2: SUITE 400 CITY: NEW YORK STATE: NY ZIP: 10111-0001 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 3 1 swisshelberris-3_062512.xml OWNERSHIP DOCUMENT X0205 3 2012-06-20 1 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001552956 Berris Brian A C/O HOTTINGER CAPITAL CORP. 1270 AVENUE OF THE AMERICAS, SUITE 400 NEW YORK NY 10020 1 0 0 0 Mr. Berris was elected as a Director of SWZ at the Annual Meeting of Stockholders of the Fund held on June 20, 2012. /s/ Brian A. Berris 2012-06-19