0000899243-19-000546.txt : 20190104
0000899243-19-000546.hdr.sgml : 20190104
20190104164609
ACCESSION NUMBER: 0000899243-19-000546
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190104
DATE AS OF CHANGE: 20190104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP
CENTRAL INDEX KEY: 0001067621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 19510699
MAIL ADDRESS:
STREET 1: 60 HERITAGE DRIVE
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 8007302932
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-02
0
0000813623
SWISS HELVETIA FUND, INC.
SWZ
0001067621
GOLDSTEIN PHILLIP
250 PEHLE AVENUE, SUITE 708
SADDLE BROOK
NJ
07663
1
0
0
0
Common Stock
2019-01-02
4
J
0
104660
D
0
I
By Clients
Common Stock
1050
D
These shares of common stock of The Swiss Helvetia Fund, Inc. are held in the accounts of certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors"). Mr. Goldstein (the "Reporting Person") is a controlling member of Bulldog Investors, a principal of the general partner of certain of these private investment fund clients, and a limited partner in certain of these private fund clients. Bulldog Investors and the Reporting Person are no longer deemed to have a pecuniary interest in such shares as of January 2, 2019 and as a result such shares will no longer be reported on the Reporting Person's Form 4.
/s/ Reid B. Adams, Attorney-in-Fact
2019-01-04