0000899243-18-029605.txt : 20181123
0000899243-18-029605.hdr.sgml : 20181123
20181123210243
ACCESSION NUMBER: 0000899243-18-029605
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181120
FILED AS OF DATE: 20181123
DATE AS OF CHANGE: 20181123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SELL MORITZ A
CENTRAL INDEX KEY: 0001053116
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05128
FILM NUMBER: 181199880
MAIL ADDRESS:
STREET 1: 1 CROWN COURT
STREET 2: CHEAPSIDE
CITY: LONDON
STATE: X0
ZIP: EC2V 6LR
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC.
CENTRAL INDEX KEY: 0000813623
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 8007302932
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SWISS HELVETIA FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HELVETIA FUND INC
DATE OF NAME CHANGE: 19900820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-20
0
0000813623
SWISS HELVETIA FUND, INC.
SWZ
0001053116
SELL MORITZ A
C/O SCHRODERS
7 BRYANT PARK
NEW YORK
NY
10018
1
0
0
0
Common Stock
2018-11-20
4
D
0
2129
7.86
D
125
D
Disposed of to The Swiss Helvetia Fund, Inc. pursuant to an issuer tender offer.
/s/ Reid B. Adams, Attorney-in-Fact
2018-11-23