0000899243-18-029605.txt : 20181123 0000899243-18-029605.hdr.sgml : 20181123 20181123210243 ACCESSION NUMBER: 0000899243-18-029605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181120 FILED AS OF DATE: 20181123 DATE AS OF CHANGE: 20181123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SELL MORITZ A CENTRAL INDEX KEY: 0001053116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 181199880 MAIL ADDRESS: STREET 1: 1 CROWN COURT STREET 2: CHEAPSIDE CITY: LONDON STATE: X0 ZIP: EC2V 6LR ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-20 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001053116 SELL MORITZ A C/O SCHRODERS 7 BRYANT PARK NEW YORK NY 10018 1 0 0 0 Common Stock 2018-11-20 4 D 0 2129 7.86 D 125 D Disposed of to The Swiss Helvetia Fund, Inc. pursuant to an issuer tender offer. /s/ Reid B. Adams, Attorney-in-Fact 2018-11-23