<SEC-DOCUMENT>0000898531-22-000108-index.html : 20220303 <SEC-HEADER>0000898531-22-000108.hdr.sgml : 20220303 <ACCEPTANCE-DATETIME>20220303164435 ACCESSION NUMBER: 0000898531-22-000108 CONFORMED SUBMISSION TYPE: N-CSR PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 EFFECTIVENESS DATE: 20220303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CSR SEC ACT: 1940 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 22709691 BUSINESS ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 </SEC-HEADER> <DOCUMENT> <TYPE>N-CSR <SEQUENCE>1 <FILENAME>tshf-ncsra.htm <DESCRIPTION>THE SWISS HELVETIA FUND ANNUAL REPORT 12-31-21 <TEXT> Document 1 - file: tshf-ncsra.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CODE ETH <SEQUENCE>2 <FILENAME>tshf-ex99codeeth.htm <DESCRIPTION>CODE OF ETHICS <TEXT> Document 2 - file: tshf-ex99codeeth.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.CERT <SEQUENCE>3 <FILENAME>tshf-ex99cert302.htm <DESCRIPTION>CERTIFICATION 302 <TEXT> Document 3 - file: tshf-ex99cert302.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.906 CERT <SEQUENCE>4 <FILENAME>tshf-ex99cert906.htm <DESCRIPTION>CERTIFICATION 906 <TEXT> Document 4 - file: tshf-ex99cert906.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.19A <SEQUENCE>5 <FILENAME>tshf_ex9919a-033121.htm <DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 3-31-21 <TEXT> Document 5 - file: tshf_ex9919a-033121.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.19A <SEQUENCE>6 <FILENAME>tshf_ex9919a-063021.htm <DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 6-30-21 <TEXT> Document 6 - file: tshf_ex9919a-063021.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.19A <SEQUENCE>7 <FILENAME>tshf_ex9919a-093021.htm <DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 9-30-21 <TEXT> Document 7 - file: tshf_ex9919a-093021.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.19A <SEQUENCE>8 <FILENAME>tshf_ex9919a-123121.htm <DESCRIPTION>NOTIFICATION OF SOURCES OF DISTRIBUTION 12-31-21 <TEXT> Document 8 - file: tshf_ex9919a-123121.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>andrew_dakos-signature.jpg <DESCRIPTION>ANDREW DAKOS SIGNATURE <TEXT> Document 9 - file: andrew_dakos-signature.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>schroders-logo.jpg <DESCRIPTION>SCHRODERS LOGO <TEXT> Document 10 - file: schroders-logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>swiss_helvetia-cover.jpg <DESCRIPTION>THE SWISS HELVETIA FUND COVER PHOTO <TEXT> Document 11 - file: swiss_helvetia-cover.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>swiss_helvetia-logo.jpg <DESCRIPTION>THE SWISS HELVETIA FUND LOGO <TEXT> Document 12 - file: swiss_helvetia-logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>taitweller_tshf-signature.jpg <DESCRIPTION>TAIT, WELLER & BAKER LLP SIGNATURE <TEXT> Document 13 - file: taitweller_tshf-signature.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>tshf-linechart.jpg <DESCRIPTION>THE SWISS HELVETIA FUND LINE CHART <TEXT> Document 14 - file: tshf-linechart.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>tshf-ltrchart1cmyk.jpg <DESCRIPTION>THE SWISS HELVETIA FUND LETTER CHART 1 <TEXT> Document 15 - file: tshf-ltrchart1cmyk.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>tshf-ltrchart2cmyk.jpg <DESCRIPTION>THE SWISS HELVETIA FUND LETTER CHART 2 <TEXT> Document 16 - file: tshf-ltrchart2cmyk.jpg
</DOCUMENT> </SEC-DOCUMENT>