<SEC-DOCUMENT>0001354488-14-004672-index.html : 20140916 <SEC-HEADER>0001354488-14-004672.hdr.sgml : 20140916 <ACCEPTANCE-DATETIME>20140916171221 ACCESSION NUMBER: 0001354488-14-004672 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20140910 ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Changes in Registrant's Certifying Accountant ITEM INFORMATION: Changes in Control of Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140916 DATE AS OF CHANGE: 20140916 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yuma Energy, Inc. CENTRAL INDEX KEY: 0000081318 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 940787340 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32989 FILM NUMBER: 141106083 BUSINESS ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 6613251000 MAIL ADDRESS: STREET 1: 1177 WEST LOOP SOUTH STREET 2: SUITE 1825 CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: PYRAMID OIL CO DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>yuma_8k.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: yuma_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>yuma_ex31.htm <DESCRIPTION>RESTATED ARTICLES OF INCORPORATION <TEXT> Document 2 - file: yuma_ex31.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>yuma_ex101.htm <DESCRIPTION>INDEMNIFICATION AGREEMENT <TEXT> Document 3 - file: yuma_ex101.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>4 <FILENAME>yuma_ex104.htm <DESCRIPTION>EMPLOYMENT AGREEMENT <TEXT> Document 4 - file: yuma_ex104.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>5 <FILENAME>yuma_ex105.htm <DESCRIPTION>2011 STOCK OPTION PLAN <TEXT> Document 5 - file: yuma_ex105.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>6 <FILENAME>yuma_ex106.htm <DESCRIPTION>2014 LONG-TERM INCENTIVE PLAN <TEXT> Document 6 - file: yuma_ex106.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-14 <SEQUENCE>7 <FILENAME>yuma_ex14.htm <DESCRIPTION>CODE OF BUSINESS CONDUCT AND ETHICS <TEXT> Document 7 - file: yuma_ex14.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-16 <SEQUENCE>8 <FILENAME>yuma_ex16.htm <DESCRIPTION>SINGERLEWAK LLP LETTER <TEXT> Document 8 - file: yuma_ex16.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>9 <FILENAME>yuma_ex991.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 9 - file: yuma_ex991.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>ex99101.jpg <TEXT> Document 10 - file: ex99101.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>ex16001.jpg <TEXT> Document 11 - file: ex16001.jpg
</DOCUMENT> </SEC-DOCUMENT>