-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ugcr+fZ/PyV7h9QvdOR4a4eeBeL4AZOjgKig+b7qhXNIlYs+xqKdRNOJRnZReZdf bQnP+Dg56HEZ7ZenwLdzAA== 0001186885-10-000001.txt : 20100316 0001186885-10-000001.hdr.sgml : 20100316 20100316171008 ACCESSION NUMBER: 0001186885-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100312 FILED AS OF DATE: 20100316 DATE AS OF CHANGE: 20100316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HESS DONALD E CENTRAL INDEX KEY: 0001186885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 10686327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 940-5305 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-12 0000812900 SAKS INC SKS 0001186885 HESS DONALD E SOUTHWOOD PARTNERS 505 N. 20TH STREET, SUITE 1015 BIRMINGHAM AL 35203 1 0 0 0 Common Stock 2010-03-12 4 S 0 100000 8.1798 D 0 I Hess Investment Liquid Asset Fund LP Common Stock 2010-03-12 4 S 0 10000 8.1798 D 0 I Jasper Fund Partnership Common Stock 2010-03-15 4 M 0 5164 6.1353 A 140637 D Common Stock 2010-03-15 4 M 0 2582 6.5751 A 143219 D Common Stock 2010-03-15 4 M 0 4304 5.4228 A 147523 D Common Stock 2010-03-15 4 S 0 12050 8.34 D 135473 D Employee Stock Option Right to Buy 6.1353 2010-03-15 4 M 0 5164 0 D 2010-06-21 Common Stock 5164 0 D Employee Stock Option Right to Buy 6.5751 2010-03-15 4 M 0 2582 0 D 2011-06-13 Common Stock 2582 2582 D Employee Stock Option Right to Buy 5.4228 2010-03-15 4 M 0 4304 0 D 2013-06-11 Common Stock 4304 4305 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.16 to $8.19, inclusive. The reporting person undertakes to provide to Saks Incorporated, any security holder of Saks Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Option vested as follows: 20% on 12/21/2000; 20% on 6/21/2001; 20% on 6/21/2002; 20% on 6/21/2003; and 20% on 6/21/2004. Option vested as follows: 20% on 12/13/2001; 20% on 6/13/2002; 20% on 6/13/2003; 20% on 6/13/2004; and 20% on 6/13/2005. Option vested as follows: 20% on 12/11/2003; 20% on 6/11/2004; 20% on 6/11/2005; 20% on 6/11/2006; and 20% on 6/11/2007. Donald E. Hess 2010-03-16 -----END PRIVACY-ENHANCED MESSAGE-----