-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JduWohOA4YyHVdOE89S97nPTWYp7qPCaYFtTT4YNOnytYs7le30oS5k52tL9S6Eg vD0WuwfgsaKsO52CM/Vpqw== 0001186880-10-000003.txt : 20101119 0001186880-10-000003.hdr.sgml : 20101119 20101119165047 ACCESSION NUMBER: 0001186880-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101117 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DE WAAL RONALD CENTRAL INDEX KEY: 0001186880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 101206143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 940-5305 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-17 0000812900 SAKS INC SKS 0001186880 DE WAAL RONALD SAKS INCORPORATED 12 EAST 49TH STREET NEW YORK NY 10017 1 0 0 0 Common Stock 2010-11-17 4 M 0 5508 6.5165 A 58065 D Common Stock 2010-11-17 4 S 0 5508 11.2095 D 52557 D Common Stock 2010-11-17 4 M 0 4133 7.7078 A 56690 D Common Stock 2010-11-17 4 S 0 4133 11.2095 D 52557 D Common Stock 2010-11-17 4 M 0 11018 5.4228 A 63575 D Common Stock 2010-11-17 4 S 0 11018 11.2095 D 52557 D Common Stock 2010-11-17 4 S 0 2755 11.2095 D 49802 D Common Stock 50000 I By Inter-him N.V. Employee Stock Option Right to Buy 6.5165 2010-11-17 4 M 0 5508 0 D 2011-06-13 Common Stock 5508 0 D Employee Stock Option Right to Buy 7.7078 2010-11-17 4 M 0 4133 0 D 2012-06-19 Common Stock 4133 0 D Employee Stock Option Right to Buy 5.4228 2010-11-17 4 M 0 11018 0 D 2013-06-11 Common Stock 11018 0 D Option vested as follows: 20% on 12/13/2001; 20% on 6/13/2002; 20% on 6/13/2003; 20% on 6/13/2004; and 20% on 6/13/2005. Option vested as follows: 20% on 12/19/2002; 20% on 6/19/2003; 20% on 6/19/2004; 20% on 6/19/2005; and 20% on 6/19/2006. Option vested as follows: 25% on 6/11/2004; 25% on 6/11/2005; 25% on 6/11/2006; and 25% on 6/11/2007. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.15 to $11.33, inclusive. The reporting person undertakes to provide to Saks Incorporated, any security holder of Saks Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Michael Santora on behalf of Ronald de Waal 2010-11-19 -----END PRIVACY-ENHANCED MESSAGE-----