-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mh7vfqYRsf36pkcZlEaxp1fGP2JBWPeUTfiU0J1a28weXciuYvC2fn9OoyAUI/sP P7rKJr4uqAtqJJETXODFIg== 0000908834-96-000017.txt : 19960220 0000908834-96-000017.hdr.sgml : 19960220 ACCESSION NUMBER: 0000908834-96-000017 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960203 ITEM INFORMATION: Acquisition or disposition of assets FILED AS OF DATE: 19960216 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROFFITTS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0203 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-15907 FILM NUMBER: 96522273 BUSINESS ADDRESS: STREET 1: 115 NORTH CALDERWOOD CITY: ALCOA STATE: TN ZIP: 37701 BUSINESS PHONE: 6159837000 MAIL ADDRESS: STREET 1: P.O. BOX 9388 CITY: ALCOA STATE: TN ZIP: 37701 8-K 1 PROFFITT'S, INC. AND YOUNKERS, INC. MERGER SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 1996 PROFFITT'S, INC. (Exact name of registrant as specified in its charter) TENNESSEE (State or other jurisdiction of incorporation) 0-15907 62-0331040 (Commission File Number) (IRS Employer Identification No.) P.O. Box 9388 Alcoa, TN 37701 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (615) 983-7000 Item 2. Acquisition or Disposition of Assets. On February 3, 1996, Proffitt's, Inc., a Tennessee corporation ("Proffitt's"), completed a merger (the "Merger") with Younkers, Inc., a Delaware corporation ("Younkers"), in which a wholly owned subsidiary of Proffitt's was merged with and into Younkers, with Younkers surviving the Merger as a wholly owned subsidiary of Proffitt's. In connection with the Merger, each outstanding share of Younkers common stock, par value $0.01 per share, was converted into 0.98 shares of Proffitt's common stock ("Proffitt's Common Stock"), par value $0.10 per share, for an aggregate of approximately 8.8 million shares of Proffitt's Common Stock. The Merger is being accounted for as a pooling of interests business combination. On February 2, 1996, the stockholders of each of Proffitt's and Younkers approved the Merger. Proffitt's stockholders approved the Agreement and Plan of Merger providing for the Merger (the "Merger Agreement") by the following vote: For -- 7,708,535; Against -- 5,794; Abstain -- 4,575. Younkers stockholders adopted the Merger Agreement by the following vote: For -- 7,097,637; Against -- 25,627; Abstain -- 11,654. Item 7. Financial Statements and Exhibits. All financial statements and exhibits required pursuant to this Item 7 have been previously reported (as such term is defined in 17 C.F.R. s. 240.12b-2) in Proffitt's Registration Statement on Form S-4 (File No. 333-00029) filed in connection with the Merger. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PROFFITT'S, INC. Date: February 16, 1996 /s/ R. Brad Martin ----------------- ------------------ R. Brad Martin (Printed) Chairman of the Board and Chief Executive Officer (Title) -----END PRIVACY-ENHANCED MESSAGE-----