-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CsnvVCIADlDWeCxCBlJYnaZJG5YBOmav9UKOh8+7doU9vtzFnx52rA/qCNky7zGL 6Iv/A3snpFyDATQpszCJcg== 0000903423-08-000813.txt : 20081008 0000903423-08-000813.hdr.sgml : 20081008 20081008163159 ACCESSION NUMBER: 0000903423-08-000813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081006 FILED AS OF DATE: 20081008 DATE AS OF CHANGE: 20081008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 940-5305 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INMOBILIARIA CARSO S A DE C V CENTRAL INDEX KEY: 0001273693 STATE OF INCORPORATION: O5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 081114532 BUSINESS ADDRESS: STREET 1: INSURGENTES SUR #3500, PB STREET 2: COL. PENA POBRE, DELEGACION TLALPAN, CP CITY: MEXICO D.F. STATE: O5 ZIP: 14060 BUSINESS PHONE: 52 55 5625 4961 MAIL ADDRESS: STREET 1: INSURGENTES SUR #3500, PB STREET 2: COL. PENA POBRE, DELEGACION TLALPAN, CP CITY: MEXICO D.F. STATE: O5 ZIP: 14060 4 1 imsocarsosaks-f4_1008ex.xml X0303 4 2008-10-06 0 0000812900 SAKS INC SKS 0001273693 INMOBILIARIA CARSO S A DE C V INSURGENTES SUR #3500, PB COL. PENA POBRE, DELEGACION TLALPAN, CP MEXICO D.F. O5 14060 MEXICO 0 0 1 1 Affiliates - see Exhibit 99-1 Common Stock, par value $0.10 per share("Saks Shares") 2008-10-06 4 P 0 100 7.42 A 15851900 D Saks Shares 2008-10-06 4 P 0 1100 7.44 A 15853000 D Saks Shares 2008-10-06 4 P 0 5300 7.44 A 15858300 D Saks Shares 2008-10-06 4 P 0 1900 7.45 A 15860200 D Saks Shares 2008-10-06 4 P 0 6700 7.45 A 15866900 D Saks Shares 2008-10-06 4 P 0 1300 7.46 A 15868200 D Saks Shares 2008-10-06 4 P 0 11600 7.46 A 15879800 D Saks Shares 2008-10-06 4 P 0 3291 7.47 A 15883091 D Saks Shares 2008-10-06 4 P 0 17341 7.47 A 15900432 D Saks Shares 2008-10-06 4 P 0 4600 7.48 A 15905032 D Saks Shares 2008-10-06 4 P 0 21000 7.48 A 15926032 D Saks Shares 2008-10-06 4 P 0 3500 7.49 A 15929532 D Saks Shares 2008-10-06 4 P 0 200 7.49 A 15929732 D Saks Shares 2008-10-06 4 P 0 26168 7.49 A 15955900 D Saks Shares 2008-10-06 4 P 0 10550 7.50 A 15966450 D Saks Shares 2008-10-06 4 P 0 54750 7.50 A 16021200 D Saks Shares 2008-10-06 4 P 0 3500 7.51 A 16024700 D Saks Shares 2008-10-06 4 P 0 13300 7.51 A 16038000 D Saks Shares 2008-10-06 4 P 0 2400 7.52 A 16040400 D Saks Shares 2008-10-06 4 P 0 10500 7.52 A 16050900 D Saks Shares 2008-10-06 4 P 0 3600 7.53 A 16054500 D Saks Shares 2008-10-06 4 P 0 9300 7.53 A 16063800 D Saks Shares 2008-10-06 4 P 0 2600 7.54 A 16066400 D Saks Shares 2008-10-06 4 P 0 22800 7.54 A 16089200 D Saks Shares 2008-10-06 4 P 0 8500 7.55 A 16097700 D Saks Shares 2008-10-06 4 P 0 55972 7.55 A 16153672 D Saks Shares 2008-10-06 4 P 0 1300 7.56 A 16154972 D Saks Shares 2008-10-06 4 P 0 9200 7.56 A 16164172 D Saks Shares 2008-10-06 4 P 0 2300 7.57 A 16166472 D Saks Shares 2008-10-06 4 P 0 10600 7.57 A 16177072 D This is the first part of a two - part filing on Form 4 by the Reporting Persons. See attached Exhibit 99-1 to Form 4, which is hereby incorporated herein by reference. Exhibits: 99.1 Explanation of Responses Eduardo Valdes Acra, Attorney-in-Fact 2008-10-08 EX-99.1 2 imsocarsosaks-ex991_01008.htm

 

 

 


 

 

Exhibit 99.1

 

Name and Address of Additional Reporting Persons:

 

Mr. Carlos Slim Helú, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. María Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit (collectively, the “Slim Family”), each with the following address:

 

Paseo de Las Palmas #736

Colonia Lomas de Chapultepec

11000 México D.F., México

 

Explanation of Responses:

 

Inmobiliaria Carso, S.A. de C.V. (“Inmobiliaria”) beneficially owns directly 16,310,000 Saks Shares as of October 6, 2008. Saks Shares reported as beneficially owned by Inmobiliaria include Saks Shares owned directly by Control Empresarial de Capitales, S.A. de C.V., a subsidiary of Inmobiliaria.

 

The members of the Slim Family are beneficiaries of a Mexican trust which in turn owns substantially all of the issued and outstanding voting securities of Inmobiliaria. As a result, each member of the Slim Family may be deemed to have indirect beneficial ownership of the 16,310,000 Saks Shares beneficially owned directly by Inmobiliaria.

 

 

 

 

 

 

 



 

 

Signature Page

 

 

 

 

                                                                

Carlos Slim Helú

 

                                                                

 

Carlos Slim Domit

By:   /s/ Eduardo Valdés Acra          

                                                                

Eduardo Valdés Acra

Marco Antonio Slim Domit

Attorney-in-Fact*

                                                                

October 8 , 2008

Patrick Slim Domit

 

                                                                

 

María Soumaya Slim Domit

 

                                                                

 

Vanessa Paola Slim Domit

 

                                                                

 

Johanna Monique Slim Domit

 

 

 

INMOBILIARIA CARSO, S.A. DE C.V.

 

                                                                

 

By: Armando Ibáñez Vázquez

Title: Attorney-in-Fact

 

* See the Powers of Attorney for the members of the Slim Family and Inmobiliaria, filed as an exhibit to the Amendment No. 7 to the Schedule 13G filed by Inmobiliaria and the members of the Slim Family with the U.S. Securities and Exchange Commission on February 14, 2005, and the Joint Filing Agreement among the Slim Family, Inmobiliaria and Orient Star Holdings LLC (which has been subsequently merged into Inmobiliaria), filed as an exhibit to the Form 4 filed by Orient Star Holdings LLC, Inmobiliaria and the members of the Slim Family on May 4, 2005, which are hereby incorporated herein by reference.

 

 

 

 

 

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