-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DOVD3Es2GW/07j4JU+5Vux5nb2irYXhwd7IPzxWVzFUAXc0/NRDTV5SVBEWQjkF/ qmeLLPUpUNVpG3JDtxDobQ== 0000903423-05-000345.txt : 20050504 0000903423-05-000345.hdr.sgml : 20050504 20050504160751 ACCESSION NUMBER: 0000903423-05-000345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20050502 FILED AS OF DATE: 20050504 DATE AS OF CHANGE: 20050504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 750 LAKESHORE PARKWAY CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059404000 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELU CARLOS SLIM CENTRAL INDEX KEY: 0001080910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 05799277 BUSINESS ADDRESS: STREET 1: ALTRIA GROUP INC STREET 2: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 525556254946 MAIL ADDRESS: STREET 1: PASEO DE LAS PALMAS 736 CITY: MEXICO CITY STATE: O5 ZIP: 11000 4 1 slimsaks-f4_0504ex.xml X0202 4 2005-05-02 0 0000812900 SAKS INC SKS 0001080910 HELU CARLOS SLIM PASEO DE LAS PALMAS #736 COLONIA LOMAS DE CHAPULTEPEC 11000 MEXICO D.F. MEXICO 0 0 1 0 Common Stock, par value $0.10 per share ("Saks Shares") 2005-05-02 4 P 0 28500 16.53 A 16728500 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 27000 16.54 A 16755500 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 11400 16.55 A 16766900 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 12000 16.56 A 16778900 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 15000 16.57 A 16793900 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 24800 16.58 A 16818700 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 67800 16.59 A 16886500 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 71800 16.60 A 16958300 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 10600 16.61 A 16968900 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 16100 16.62 A 16985000 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 17900 16.63 A 17002900 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 400 16.64 A 17003300 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 12000 16.65 A 17015300 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 14700 16.66 A 17030000 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 54100 16.70 A 17084100 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 20300 16.71 A 17104400 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 10200 16.72 A 17114600 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 17000 16.73 A 17131600 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 10800 16.74 A 17142400 I By Orient Star Holdings LLC Saks Shares 2005-05-02 4 P 0 6300 16.75 A 17148700 I By Orient Star Holdings LLC This is the first part of a two - part filing on Form 4 by the Reporting Persons. See Attached Exhibit 99-1 to Form 4, which is hereby incorporated herein by reference. Exhibits: 99-1 Explanation of Responses. 99-2 Joint Filing Agreement, dated as of May 4, 2005, by and among Mr. Carlos Slim Helu, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. Maria Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit, Ms. Johanna Monique Slim Domit, Inmobiliaria Carso, S.A. de C.V. and Orient Star Holdings LLC. Eduardo Valdes Acra, Attorney-in-Fact* 2005-05-04 EX-99.1 2 slimsaksf4ex99-1.txt Exhibit 99.1 Name and Address of Additional Reporting Persons: Inmobiliaria Carso, S.A. de C.V. ("Inmobiliaria") with the following address: Insurgentes Sur #3500, PB Colonia Pena Pobre 14060 Mexico, D.F., Mexico Mr. Carlos Slim Helu, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. Maria Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit (collectively, the "Slim Family"), each with the following address: Paseo de Las Palmas #736 Colonia Lomas de Chapultepec 11000 Mexico D.F., Mexico Orient Star Holdings LLC ("Orient Star") with the following address: 477 Madison Avenue, 6th Floor New York, NY 10022 Explanation of Responses: Orient Star beneficially owns directly 850,000 Saks Shares as of May 3, 2005. Inmobiliaria is the sole member of Orient Star, and therefore may be deemed to have indirect beneficial ownership of the 850,000 Saks Shares owned directly by Orient Star. Inmobiliaria beneficially owns directly 16,700,000 Saks Shares as of May 3, 2005. The Slim Family beneficially owns all of the outstanding voting equity securities of Inmobiliaria. As a result, each member of the Slim Family may be deemed to have indirect beneficial ownership of (i) the 850,000 Saks Shares beneficially owned indirectly by Inmobiliaria and beneficially owned directly by Orient Star and (ii) the 16,700,000 Saks Shares beneficially owned directly by Inmobiliaria. Signature Page -------------- ----------------------------------- Carlos Slim Helu ----------------------------------- Carlos Slim Domit By: /s/ Eduardo Valdes Acra* ------------------------- Eduardo Valdes Acra ----------------------------------- Attorney-in-Fact Marco Antonio Slim Domit May 4, 2005 ----------------------------------- Patrick Slim Domit ----------------------------------- Maria Soumaya Slim Domit ----------------------------------- Vanessa Paola Slim Domit ----------------------------------- Johanna Monique Slim Domit INMOBILIARIA CARSO, S.A. DE C.V. ----------------------------------- By: Armando Ibanez Vazquez Title: Attorney-in-Fact ORIENT STAR HOLDINGS LLC ----------------------------------- By: Inmobiliaria Carso, S.A. de C.V., its sole member Name: Armando Ibanez Vazquez Title: Attorney-in-Fact * See the Powers of Attorney for the members of the Slim Family and Inmobiliaria, filed as an exhibit to the Amendment Number 7 to Schedule 13G filed by Inmobiliaria and the members of the Slim Family with the U.S. Securities and Exchange Commission on February 14, 2005, and the Power of Attorney for Orient Star, filed as an exhibit to the Form 4 filed by Orient Star, Inmobiliaria and the members of the Slim Family on November 24, 2004 which are hereby incorporated herein by reference. EX-99.2 3 slimsaksf4ex99-2.txt Exhibit 99.2 JOINT FILING AGREEMENT THIS JOINT FILING AGREEMENT (this "Agreement") is made and entered into as of this 4th day of May 2005, by and among Carlos Slim Helu, Carlos Slim Domit, Marco Antonio Slim Domit, Patrick Slim Domit, Maria Soumaya Slim Domit, Vanessa Paola Slim Domit, Johanna Monique Slim Domit, Inmobiliaria Carso, S.A. de C.V. and Orient Star Holdings LLC. The parties to this Agreement hereby agree to prepare jointly and file timely (and otherwise to deliver as appropriate) all filings on any Form 3, 4 or 5 or Schedule 13D or 13G relating to their ownership (direct or otherwise) of any securities of Saks Incorporated, and any and all amendments thereto and any other document relating thereto (collectively, the "Filings") required to be filed by them pursuant to the Securities Exchange Act of 1934, as amended. Each party to this Agreement further agrees and covenants to the other parties that it will fully cooperate with such other parties in the preparation and timely filing (and other delivery) of all such Filings. IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first set forth above. ----------------------------------- Carlos Slim Helu ----------------------------------- Carlos Slim Domit By: /s/ Eduardo Valdes Acra ------------------------- Eduardo Valdes Acra ----------------------------------- Attorney-in-Fact Marco Antonio Slim Domit May 4, 2005 ----------------------------------- Patrick Slim Domit ----------------------------------- Maria Soumaya Slim Domit ----------------------------------- Vanessa Paola Slim Domit ----------------------------------- Johanna Monique Slim Domit INMOBILIARIA CARSO, S.A. DE C.V. ----------------------------------- By: Armando Ibanez Vazquez Title: Attorney-in-Fact ORIENT STAR HOLDINGS LLC ----------------------------------- By: Inmobiliaria Carso, S.A. de C.V., its sole member Name: Armando Ibanez Vazquez Title: Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----