-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RT1KUP+ZnVeTXWCnUG+zKZSuhQWSpXQyxke6Ux12N0TCFdGyJ2S3YoGrpdDy41v+ ObTIK0MVf3vL7XHgkqt2hw== 0000903423-04-001041.txt : 20041124 0000903423-04-001041.hdr.sgml : 20041124 20041124113709 ACCESSION NUMBER: 0000903423-04-001041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20041122 FILED AS OF DATE: 20041124 DATE AS OF CHANGE: 20041124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAKS INC CENTRAL INDEX KEY: 0000812900 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 620331040 STATE OF INCORPORATION: TN FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 750 LAKESHORE PARKWAY CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059404000 FORMER COMPANY: FORMER CONFORMED NAME: PROFFITTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELU CARLOS SLIM CENTRAL INDEX KEY: 0001080910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13113 FILM NUMBER: 041165779 BUSINESS ADDRESS: STREET 1: ALTRIA GROUP INC STREET 2: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 525556254946 MAIL ADDRESS: STREET 1: PASEO DE LAS PALMAS 736 CITY: MEXICO CITY STATE: O5 ZIP: 11000 4 1 slimsaks-f4_1123ex.xml X0202 4 2004-11-22 0 0000812900 SAKS INC SKS 0001080910 HELU CARLOS SLIM PASEO DE LAS PALMAS #736 COLONIA LOMAS DE CHAPULTEPEC 11000 MEXICO D.F. O5 MEXICO 0 0 1 0 Common Stock, par value $0.10 per share ("Saks Shares") 2004-11-22 4 P 0 4400 13.10 A 16504400 I By Orient Star Saks Shares 2004-11-22 4 P 0 38500 13.11 A 16542900 I By Orient Star Saks Shares 2004-11-22 4 P 0 50000 13.12 A 16592900 I By Orient Star Saks Shares 2004-11-22 4 P 0 300 13.13 A 16593200 I By Orient Star Saks Shares 2004-11-22 4 P 0 38700 13.14 A 16631900 I By Orient Star Saks Shares 2004-11-22 4 P 0 2600 13.15 A 16634500 I By Orient Star Saks Shares 2004-11-22 4 P 0 2100 13.16 A 16636600 I By Orient Star Saks Shares 2004-11-22 4 P 0 3700 13.17 A 16640300 I By Orient Star Saks Shares 2004-11-22 4 P 0 8100 13.18 A 16648400 I By Orient Star Saks Shares 2004-11-22 4 P 0 21400 13.19 A 16669800 I By Orient Star Saks Shares 2004-11-22 4 P 0 20900 13.20 A 16690700 I By Orient Star Saks Shares 2004-11-22 4 P 0 9300 13.21 A 16700000 I By Orient Star See Attached Exhibit 99-1 to Form 4, which is hereby incorporated herein by reference. Exhibits: 24-1 Power of Attorney of Carlos Slim Helu 24-2 Power of Attorney of Carlos Slim Domit 24-3 Power of Attorney of Marco Antonio Slim Domit 24-4 Power of Attorney of Patrick Slim Domit 24-5 Power of Attorney of Maria Soumaya Slim Domit 24-6 Power of Attorney of Vanessa Paola Slim Domit 24-7 Power of Attorney of Johanna Monique Slim Domit 24-8 Power of Attorney of Inmobiliaria Carso, S.A. de C.V. 24-9 Power of Attorney of Orient Star Holdings LLC Eduardo Valdes Acra, Attorney-in-Fact* 2004-11-23 EX-24 2 slimsaksf4ex24-1.txt EXHIBIT 24-1 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for him and in his name, place and stead and on his behalf, in any and all capacities, to sign any Form 3, 4 or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to his beneficial ownership (direct or indirect) of any securities he may be deemed to beneficially own, and to file on his behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. March 19, 2004 /s/ Carlos Slim Helu ---------------------- Carlos Slim Helu EX-24 3 slimsaksf4ex24-2.txt EXHIBIT 24-2 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for him and in his name, place and stead and on his behalf, in any and all capacities, to sign any Form 3, 4 or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to his beneficial ownership (direct or indirect) of any securities he may be deemed to beneficially own, and to file on his behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. March 19, 2004 /s/ Carlos Slim Domit ---------------------- Carlos Slim Domit EX-24 4 slimsaksf4ex24-3.txt EXHIBIT 24-3 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for him and in his name, place and stead and on his behalf, in any and all capacities, to sign any Form 3, 4 or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to his beneficial ownership (direct or indirect) of any securities he may be deemed to beneficially own, and to file on his behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. March 19, 2004 /s/ Marco Antonio Slim Domit ---------------------------- Marco Antonio Slim Domit EX-24 5 slimsaksf4ex24-4.txt EXHIBIT 24-4 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for him and in his name, place and stead and on his behalf, in any and all capacities, to sign any Form 3, 4 or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to his beneficial ownership (direct or indirect) of any securities he may be deemed to beneficially own, and to file on his behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. March 19, 2004 /s/ Patrick Slim Domit ---------------------- Patrick Slim Domit EX-24 6 slimsaksf4ex24-5.txt EXHIBIT 24-5 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for her and in her name, place and stead and on her behalf, in any and all capacities, to sign any Form 3, 4 or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to her beneficial ownership (direct or indirect) of any securities she may be deemed to beneficially own, and to file on her behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. March 19, 2004 /s/ Maria Soumaya Slim Domit ----------------------------- Maria Soumaya Slim Domit EX-24 7 slimsaksf4ex24-6.txt EXHIBIT 24-6 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for her and in her name, place and stead and on her behalf, in any and all capacities, to sign any Form 3, 4 or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to her beneficial ownership (direct or indirect) of any securities she may be deemed to beneficially own, and to file on her behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. March 19, 2004 /s/ Vanessa Paola Slim Domit ---------------------------- Vanessa Paola Slim Domit EX-24 8 slimsaksf4ex24-7.txt EXHIBIT 24-7 POWER OF ATTORNEY The undersigned hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for her and in her name, place and stead and on her behalf, in any and all capacities, to sign any Form 3, 4 or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to her beneficial ownership (direct or indirect) of any securities she may be deemed to beneficially own, and to file on her behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. March 19, 2004 /s/ Johanna Monique Slim Domit ------------------------------ Johanna Monique Slim Domit EX-24 9 slimsaksf4ex24-8.txt EXHIBIT 24-8 POWER OF ATTORNEY The undersigned, an authorized officer of Inmobiliaria Carso, S.A. de C.V. (the "Company"), hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as the Company's true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for the Company and in the Company's name, place and stead and on the Company's behalf, in any and all capacities, to sign any Form 3, 4, or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to the Company's beneficial ownership (direct or indirect) of any securities it may be deemed to beneficially own, and to file on the Company's behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents, full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as the Company might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. February 4, 2004 INMOBILIARIA CARSO, S.A. DE C.V. /s/ Armando Ibanez Vazquez -------------------------------- By: Armando Ibanez Vazquez Title: Attorney-in-Fact EX-24 10 slimsaksf4ex24-9.txt EXHIBIT 24-9 POWER OF ATTORNEY The undersigned, a duly authorized attorney-in-fact of Inmobiliaria Carso, S.A. de C.V., the sole member of Orient Star Holdings LLC (the "Company"), hereby constitutes and appoints Eduardo Valdes Acra and Rafael Robles Miaja, and each of them singly, as the Company's true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to act for the Company and in the Company's name, place and stead and on the Company's behalf, in any and all capacities, to sign any Form 3, 4, or 5 or Schedule 13D or 13G, and any and all amendments thereto and any other document relating thereto (including any joint filing agreement) (each a "Filing"), relating to the Company's beneficial ownership (direct or indirect) of any securities it may be deemed to beneficially own, and to file on the Company's behalf any such Filings required to be filed pursuant to the United States Securities Exchange Act of 1934, as amended, with the United States Securities and Exchange Commission, hereby granting unto said attorneys-in-fact and agents, full power and authority to do and perform any and all acts and things requisite as fully to all intents and purposes as the Company might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents may lawfully do or cause to be done by virtue hereof, and this power of attorney shall be irrevocable until December 31, 2008. February 11, 2004 ORIENT STAR HOLDINGS LLC /s/ Armando Ibanez Vazquez ------------------------------------ By: Inmobiliaria Carso, S.A. de C.V. Name: Armando Ibanez Vazquez Title:Attorney-in-Fact EX-99 11 slimsaksf4ex99-1.txt Exhibit 99-1 Name and Address of Additional Reporting Persons: Inmobiliaria Carso, S.A. de C.V. ("Inmobiliaria") with the following address: Insurgentes Sur #3500, PB Colonia Pena Pobre 14060 Mexico, D.F., Mexico Mr. Carlos Slim Helu, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. Maria Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit (collectively, the "Slim Family"), each with the following address: Paseo de Las Palmas #736 Colonia Lomas de Chapultepec 11000 Mexico D.F., Mexico Orient Star Holdings LLC ("Orient Star") with the following address: 477 Madison Avenue, 6th Floor New York, NY 10022 Explanation of Responses: Orient Star beneficially owns directly 10,700,000 Saks Shares as of November 22, 2004. Inmobiliaria is the sole member of Orient Star, and therefore may be deemed to have indirect beneficial ownership of the 10,700,000 Saks Shares owned directly by Orient Star. Inmobiliaria beneficially owns directly 6,000,000 Saks Shares as of November 22, 2004. The Slim Family beneficially owns all of the outstanding voting equity securities of Inmobiliaria. As a result, each member of the Slim Family may be deemed to have indirect beneficial ownership of (i) the 10,700,000 Saks Shares beneficially owned indirectly by Inmobiliaria and beneficially owned directly by Orient Star and (ii) the 6,000,000 Saks Shares beneficially owned directly by Inmobiliaria. Signature Page --------------------------- Carlos Slim Helu --------------------------- Carlos Slim Domit By: /s/ Eduardo Valdes Acra ------------------------- --------------------------- Eduardo Valdes Acra Marco Antonio Slim Domit Attorney-in-Fact November 23, 2004 --------------------------- Patrick Slim Domit --------------------------- Maria Soumaya Slim Domit --------------------------- Vanessa Paola Slim Domit --------------------------- Johanna Monique Slim Domit INMOBILIARIA CARSO, S.A. DE C.V. --------------------------- By: Armando Ibanez Vazquez Title: Attorney-in-Fact ORIENT STAR HOLDINGS LLC --------------------------- By: Inmobiliaria Carso, S.A. de C.V. Name: Armando Ibanez Vazquez Title: Attorney-in-Fact o See the Joint Filing Agreement, dated March 2, 2000, filed as an exhibit to the Schedule 13G filed by Orient Star, Inmobiliaria and the members of the Slim Family with the U.S. Securities and Exchange Commission on September 26, 2000, which is hereby incorporated herein by reference. -----END PRIVACY-ENHANCED MESSAGE-----