0001398344-17-007443.txt : 20170609
0001398344-17-007443.hdr.sgml : 20170609
20170609095109
ACCESSION NUMBER: 0001398344-17-007443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170607
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calapasas West Partners LP
CENTRAL INDEX KEY: 0001580881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901684
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST, 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 881-7100
MAIL ADDRESS:
STREET 1: PARK 80 WEST, 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OPPORTUNITY PARTNERS LP
CENTRAL INDEX KEY: 0000896017
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901685
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE., SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE., SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER NAME:
FORMER CONFORMED NAME: OPPORTUNITY PARTNERS L P
DATE OF NAME CHANGE: 19980303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bulldog Investors General Partnership
CENTRAL INDEX KEY: 0001364773
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901686
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST, 250 PEHLE AVENUE
STREET 2: SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201-556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST, 250 PEHLE AVENUE
STREET 2: SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCM Opportunity Partners LP
CENTRAL INDEX KEY: 0001581073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901687
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 881-7100
MAIL ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Opportunity Income Plus LP
CENTRAL INDEX KEY: 0001581172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901690
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 881-7100
MAIL ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KOREA EQUITY FUND INC
CENTRAL INDEX KEY: 0000912023
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: WORLDWIDE PLAZA
STREET 2: 309 WEST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 8008330018
MAIL ADDRESS:
STREET 1: WORLDWIDE PLAZA
STREET 2: 309 WEST 49TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Full Value Special Situations Fund LP
CENTRAL INDEX KEY: 0001580999
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901683
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 881-7100
MAIL ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE., STE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERCURY PARTNERS L P
CENTRAL INDEX KEY: 0000812885
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901688
BUSINESS ADDRESS:
STREET 1: 5650 EL CAMINO REAL
STREET 2: SUITE 155
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 310-268-2625
MAIL ADDRESS:
STREET 1: 5650 EL CAMINO REAL
STREET 2: SUITE 155
CITY: CARLSBAD
STATE: CA
ZIP: 92008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Full Value Offshore Fund, Ltd.
CENTRAL INDEX KEY: 0001584439
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901692
BUSINESS ADDRESS:
STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 1-345-949-8066
MAIL ADDRESS:
STREET 1: C.O MAPLES CORPORATE SERVICES LIMITED
STREET 2: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEADY GAIN PARTNERS LP
CENTRAL INDEX KEY: 0001316669
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901689
BUSINESS ADDRESS:
STREET 1: 10 WENWOOD DRIVE
CITY: BROOKVILLE
STATE: NY
ZIP: 11545
BUSINESS PHONE: 7183837000
MAIL ADDRESS:
STREET 1: 10 WENWOOD DRIVE
CITY: BROOKVILLE
STATE: NY
ZIP: 11545
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULL VALUE PARTNERS LP
CENTRAL INDEX KEY: 0001164363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08002
FILM NUMBER: 17901691
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
4
1
fp0026235_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-07
0
0000912023
KOREA EQUITY FUND INC
KEF
0001364773
Bulldog Investors General Partnership
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., STE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0000896017
OPPORTUNITY PARTNERS LP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001580881
Calapasas West Partners LP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001580999
Full Value Special Situations Fund LP
PARK 80 WEST
250 PEHLE AVE., STE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001584439
Full Value Offshore Fund, Ltd.
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001164363
FULL VALUE PARTNERS LP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001581172
Opportunity Income Plus LP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
0001316669
STEADY GAIN PARTNERS LP
10 WENWOOD DRIVE
BROOKVILLE
NY
11545
0
0
1
0
0000812885
MERCURY PARTNERS L P
5650 EL CAMINO REAL
SUITE 155
CARLSBAD
CA
92008
0
0
1
0
0001581073
MCM Opportunity Partners LP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE., SUITE 708
SADDLE BROOK
NJ
07663
0
0
1
0
Common Stock
263667
D
Common Stock
96452
D
Common Stock
32805
D
Common Stock
282346
D
Common Stock
188614
D
Common Stock
122040
D
Common Stock
2017-06-07
4
P
0
200000
9.53
A
398530
D
Common Stock
41664
D
Common Stock
37544
D
Common Stock
2017-06-07
4
P
0
50000
9.53
A
164012
D
This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons").
Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Shares of Common Stock beneficially owned by Opportunity Partners, LP.
Shares of Common Stock beneficially owned by Calapasas West Partners, LP.
Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.
Shares of Common Stock beneficially owned by Full Value Partners, LP.
Shares of Common Stock beneficially owned by Steady Gain Partners, LP.
Shares of Common Stock beneficially owned by Mercury Partners, LP.
Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.
Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd.
Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.
/s/ Phillip Goldstein - Manager of the General Partner-- Opportunity Partners, LP
2017-06-09
/s/ Phillip Goldstein - Manager of the Managing General Partner-- Bulldog Investors General Partnership
2017-06-09
/s/ Phillip Goldstein - Member of the Investment Adviser-- Mercury Partners, LP
2017-06-09
/s/ Phillip Goldstein - Manager of the General Partner-- Opportunity Income Plus, LP
2017-06-09
/s/ Phillip Goldstein - Manager of the General Partner-- Full Value Special Situations Fund, LP
2017-06-09
/s/ Phillip Goldstein -Member of the Investment Adviser-- Steady Gain Partners, LP
2017-06-09
/s/ Phillip Goldstein - Manager of the General Partner-- Full Value Partners, LP
2017-06-09
/s/ Phillip Goldstein - on behalf of Full Value Offshore Fund, Ltd.
2017-06-09
/s/ Phillip Goldstein - Manager of the General Partner-- MCM Opportunity Partners, LP
2017-06-09
/s/ Phillip Goldstein - Manager of the General Partner-- Calapasas West Partners, LP
2017-06-09