CORRESP 1 filename1.htm Nuveen Investments

July 21, 2015

Mr. Jason P. Fox

U.S. Securities and Exchange Commission

Division of Investment Management, Insured Investments Office

100 F Street N.E.

Washington DC 20549

Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review

Dear Mr. Fox:

This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Securities and Exchange Commission (the “SEC Staff”) of certain regulatory filings made by closed-end and open-end registered investment companies (“funds”) advised by Nuveen Fund Advisors, LLC (“NFAL”). Each comment is shown below followed by our response. Unless otherwise noted, the responses relate to all funds listed on Appendix A attached hereto.

 

  1)

Comment: For the Nuveen Dividend Value Fund, the shareholder report cover has the incorrect ticker symbol for Class R6 Shares. The ticker symbol is currently FFEIX and should be FFEFX. Please correct in future filings.

Response: We agree with the SEC Staff’s comment and corrected the Fund’s ticker symbol effective with the Fund’s April 30, 2015 semi-annual report.

 

  2)

Comment: For those funds that invested significantly in derivatives during their fiscal year, management’s discussion of fund performance (“MDFP”) should discuss how the derivatives affected fund performance.

Response: As we indicated to you on our recent call, we received a similar comment during the SEC Staff’s last review in 2012, at which time we responded that we had expanded our disclosure in the MDFPs to include how a fund’s use of derivatives impacted performance during the reporting period if the fund used derivatives as a form of leverage and/or if the fund’s use of derivatives had a material impact on its performance. Examples of the funds’ most recent derivatives disclosures are as follows:

April 30, 2015 annual report for Nuveen Short Duration High Yield Municipal Bond Fund

“We owned interest rate swaps to modestly reduce the portfolio’s duration. By relying on hedges to manage sensitivity to changes in rates, we were able to be more deliberate about the securities we chose to own in the Fund. As expected in light of the overall drop in interest rates, however, these swaps hurt the Fund’s performance in absolute terms.”

March 31, 2015 annual report for Nuveen Build America Bond Fund (NBB) and Nuveen Build America Bond Opportunity Fund (NBD)

“However, because NBB and NBD also were using swaps to shorten long term interest rates at a time when rates were falling, the use of swaps had a negative impact on the Funds’ total return performance for the reporting period. This impact was greater in NBD, which made greater use of derivatives.”

March 31, 2015 semi-annual report for Nuveen Tactical Market Opportunities Fund

“Throughout the reporting period, we continued to use equity, interest rate and currency futures contracts, which were used to manage country and style exposures as well as implement various absolute return, tactical market and hedging strategies in the Fund. We also utilized equity put and call options to generate returns and manage the Fund. These put and call options were used to implement views on the direction of implied market volatility as well as hedge against a decline or increase in the market, respectively. Overall, these derivative positions were meaningful contributors to performance during the reporting period.”

 

Page 1 of 8

February 28, 2015 semi-annual report for Nuveen Strategy Balanced Allocation Fund

“Throughout the reporting period, we also tactically used equity and fixed income futures to adjust the Fund’s mix. Due to generally higher equity prices and fluctuating interest rates, the futures contracts had a moderately negative impact on performance as gains in large- and mid-cap futures were offset by small-cap short futures losses.”

January 31, 2015 semi-annual report for Nuveen Senior Income Fund (NSL), Nuveen Floating Rate Income Fund (JFR), Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) and Nuveen Credit Strategies Income Fund (JQC)

“The Funds also used interest rate swap contracts to partially fix the interest cost of leverage, which as mentioned previously, is through bank borrowings and/or VRTP Shares. During the reporting period, NSL, JFR, JRO and JQC unwound their respective swap contracts. JSD began the reporting period with three swap contracts, one of which matured and another was unwound prior to the end of the reporting period. The swap contracts held by NSL, JFR, JRO and JQC had an overall negligible impact on Fund performance, while JSD’s swap contracts detracted modestly from overall Fund performance.”

December 31, 2014 semi-annual report for Nuveen Global Total Return Bond Fund

“During the reporting period, we also continued to utilize various derivative instruments. We used foreign currency exchange contracts to gain exposure to selected foreign currencies, as well as in some cases to hedge the currency risk present in a foreign bond. The overall effect of these contracts was positive as the majority of the positions were used for hedging purposes during the reporting period as the U.S. dollar rallied. These derivative exposures are integrated with the overall portfolio construction and as such losses and gains may be naturally related to and/or may offset impacts elsewhere in the portfolio. We used U.S. Treasury futures and Eurodollar futures as part of an overall portfolio construction strategy to manage portfolio duration and yield curve exposure; used selected foreign bond futures to actively manage exposure to those markets. The effect of these activities in the period was negative. These derivative exposures are integrated with the overall portfolio construction and as such losses and gains may be naturally related to and/or may offset impacts elsewhere in the portfolio. We used interest rate swaps as part of an overall portfolio construction strategy to manage duration and overall portfolio yield curve exposure. The swap positions detracted slightly from performance during the period. In addition, we entered into High Yield CDX swaps as a way to take on credit risk and earn a commensurate credit spread. The effect of these activities on performance was negligible during the period, as the positions were minimal. These derivative exposures are integrated with the overall portfolio construction and as such losses and gains may be naturally related to and/or may offset impacts elsewhere in the portfolio.”

Management continuously monitors disclosures regarding the funds’ uses of derivatives, striving to provide what we believe to be the best explanation to readers of the funds’ financial statements.

 

  3)

Comment: The portfolio of investments included within the shareholder reports for several open-end funds disclose a money market fund holding in Mount Vernon Securities Lending Trust Prime Portfolio (“Mount Vernon”). When recalculating the net asset value (“NAV”) per share of Mount Vernon as of June 30, 2014 in the Nuveen Strategic Income Fund’s annual report, as noted in the table below, the NAV per share does not equal $1.00. Disclose the NAV of such shares or explain why the NAV is not $1.00.

 

Shares Description Value   NAV per
Share
84,532,292       Mount Vernon Securities Lending Trust Prime Portfolio   $85,180,247    $1.01

Response: The shares disclosed as of June 30, 2014 in the Nuveen Strategic Income Fund’s annual report were incorrect. The correct shares are $85,180,247, and as such, the NAV per share is $1.00.

 

  4)

Comment: Within the funds’ shareholder reports, the fair value measurements disclosures included within the notes to financial statements do not always indicate whether or not the funds had a transfer of securities between the three-tiered hierarchy of valuation input levels (Level 1, Level 2 and/or Level 3). In future shareholder reports, the fair value measurements disclosures should include whether or not such transfers occurred.

 

Page 2 of 8

Response: As we indicated to you on our recent call, in the preparation of the relevant valuation footnote disclosure for a fund, we identify all of the transfers between the three-tiered hierarchy of valuation input levels (Level 1, Level 2 and/or Level 3). However, for reporting in the financial statements we have established a de minimis floor below which we would not provide the expanded disclosures in the footnotes. In discussion with other industry participants, we believe this is a common practice followed by others in the industry. In establishing a de minimis floor, we believe it provides the reader of the financial statements a clearer picture of significant transfers between levels. We further believe that this is consistent with GAAP which provides that accounting standards do not apply to immaterial items. Therefore we believe our current disclosure practice provides the reader with the necessary information to conclude that no material transfers have occurred during the period.

 

  5) Comment: Within several of the funds’ shareholder reports, the notes to financial statements include disclosures pertaining to agreements with the adviser for which the adviser agreed to reimburse and/or waive charges to the fund(s) for certain fees and/or expenses. Please confirm that it is not the adviser’s policy to recoup from the funds any amounts waived and/or reimbursed in prior periods during future periods.

Response: NFAL, the funds’ adviser, does not have, and does not currently intend to have, a policy to recoup from the funds during future fiscal years any amounts waived and/or reimbursed in prior fiscal years.

 

  6) Comment: Within several of the funds’ shareholder reports, the notes to financial statements include disclosures for mergers that occurred during the fiscal period. However, those funds that were acquired have not yet completed a Form N-8F filing. Please review the funds that recently ceased operations and complete a Form N-8F filing accordingly.

Response: The SEC Staff is correct in identifying funds that have ceased operations, but had not yet completed a Form N-8F filing. We have identified and completed a Form N-8F filing for each of the funds listed in the table below.

 

Fund Name

Ticker

Symbol  

 CIK

File

Number

Date

Form N-8F

Filed with

SEC

    

Nuveen Pennsylvania Premium Income Municipal Fund 2

 NPY 0000897427   811-07482   June 25, 2015  

Nuveen Pennsylvania Dividend Advantage Municipal Fund

 NXM 0001087787 811-09457 June 25, 2015

Nuveen Pennsylvania Dividend Advantage Municipal Fund 2

 NVY 0001158729 811-10549 June 25, 2015

Nuveen Massachusetts Dividend Advantage Municipal Fund

 NMB 0001090120 811-09451 June 25, 2015

Nuveen Massachusetts AMT-Free Municipal Income Fund

 NGX 0001196366 811-21216 June 25, 2015

Nuveen California Performance Plus Municipal Fund, Inc.

 NCP 0000856227 811-05930 June 25, 2015

Nuveen California Municipal Market Opportunity Fund, Inc.

 NCO 0000862313 811-06081 June 25, 2015

Nuveen California Investment Quality Municipal Fund, Inc.

 NQC 0000868440 811-06177 June 25, 2015

Nuveen California Select Quality Municipal Fund, Inc.

 NVC 0000874142 811-06294 June 25, 2015

Nuveen California Quality Income Municipal Fund, Inc.

 NUC 0000879826 811-06425 June 25, 2015

Nuveen California Premium Income Municipal Fund

 NCU 0000905000 811-07720 June 25, 2015

Nuveen New Jersey Investment Quality Municipal Fund, Inc.

 NQJ 0000870778 811-06264 June 25, 2015

Nuveen New Jersey Premium Income Municipal Fund, Inc.

 NNJ 0000890898 811-07118 June 25, 2015

Nuveen New Jersey Dividend Advantage Municipal Fund 2

 NUJ 0001161070 811-10551 June 25, 2015

Nuveen Global Income Opportunities Fund

 JGG 0001359816 811-21893 June 25, 2015

Nuveen Diversified Currency Opportunities Fund

 JGT 0001390109 811-22018 June 25, 2015

Nuveen Equity Premium Opportunity Fund

 JSN 0001308658 811-21674 June 25, 2015

Dow 30SM Premium & Dividend Income Fund Inc.

 DPD 0001314128 811-21708 June 25, 2015

Dow 30SM Enhanced Premium & Income Fund Inc.

 DPO 0001390840 811-22029 June 25, 2015

NASDAQ Premium Income & Growth Fund Inc.

 QQQX 0001381186 811-21983 June 25, 2015

Nuveen Equity Premium Advantage Fund

 JLA 0001320492 811-21731 June 25, 2015

 

Page 3 of 8

  7) Comment: For the Form N-SAR filing identified in the table below, the filing indicates that there was a change in auditor from Ernst & Young LLP (“EY”) to KPMG, LLP during the fiscal period, but the letter from EY is not included as an exhibit to the filing. Amend the Form N-SAR filing to include the letter from EY.

 

File Number Registrant Date Filed  

811-09037

 Nuveen Investment Trust III   December 1, 2014   

Response: Management amended the Form N-SAR filing for the Trust in the aforementioned table on July 16, 2015, to include the letter from EY within Exhibit 77K.

 

Page 4 of 8

Appendix A

 

                  CIK or    SEC File
     Registrant   Fund Name    Ticker    Series ID    Number

1

   Nuveen Investment Funds, Inc.   Nuveen Core Bond Fund       S000005548    811-05309

2

   Nuveen Investment Funds, Inc.   Nuveen Core Plus Bond Fund       S000005578    811-05309

3

   Nuveen Investment Funds, Inc.   Nuveen Dividend Value Fund       S000005579    811-05309

4

   Nuveen Investment Funds, Inc.   Nuveen Equity Index Fund       S000005580    811-05309

5

   Nuveen Investment Funds, Inc.   Nuveen Global Infrastructure Fund       S000020012    811-05309

6

   Nuveen Investment Funds, Inc.   Nuveen High Income Bond Fund       S000005544    811-05309

7

   Nuveen Investment Funds, Inc.   Nuveen Inflation Protected Securities Fund       S000005545    811-05309

8

   Nuveen Investment Funds, Inc.   Nuveen Intermediate Government Bond Fund       S000005546    811-05309

9

   Nuveen Investment Funds, Inc.   Nuveen Large Cap Growth Opportunities Fund       S000005550    811-05309

10

   Nuveen Investment Funds, Inc.   Nuveen Large Cap Select Fund       S000005551    811-05309

11

   Nuveen Investment Funds, Inc.   Nuveen Mid Cap Growth Opportunities Fund       S000005553    811-05309

12

   Nuveen Investment Funds, Inc.   Nuveen Mid Cap Index Fund       S000005555    811-05309

13

   Nuveen Investment Funds, Inc.   Nuveen Mid Cap Value Fund       S000005556    811-05309

14

   Nuveen Investment Funds, Inc.   Nuveen Minnesota Intermediate Municipal Bond Fund       S000005558    811-05309

15

   Nuveen Investment Funds, Inc.   Nuveen Minnesota Municipal Bond Fund       S000005559    811-05309

16

   Nuveen Investment Funds, Inc.   Nuveen Nebraska Municipal Bond Fund       S000005560    811-05309

17

   Nuveen Investment Funds, Inc.   Nuveen Oregon Intermediate Municipal Bond Fund       S000005562    811-05309

18

   Nuveen Investment Funds, Inc.   Nuveen Real Asset Income Fund       S000033768    811-05309

19

   Nuveen Investment Funds, Inc.   Nuveen Real Estate Securities Fund       S000005563    811-05309

20

   Nuveen Investment Funds, Inc.   Nuveen Short Term Bond Fund       S000005566    811-05309

21

   Nuveen Investment Funds, Inc.   Nuveen Short Term Municipal Bond Fund       S000005564    811-05309

22

   Nuveen Investment Funds, Inc.   Nuveen Small Cap Growth Opportunities Fund       S000005567    811-05309

23

   Nuveen Investment Funds, Inc.   Nuveen Small Cap Index Fund       S000005568    811-05309

24

   Nuveen Investment Funds, Inc.   Nuveen Small Cap Select Fund       S000005569    811-05309

25

   Nuveen Investment Funds, Inc.   Nuveen Small Cap Value Fund       S000005570    811-05309

26

   Nuveen Investment Funds, Inc.   Nuveen Strategic Income Fund       S000005573    811-05309

27

   Nuveen Investment Funds, Inc.   Nuveen Tactical Market Opportunities Fund       S000027104    811-05309

28

   Nuveen Investment Trust   Nuveen Concentrated Core Fund       S000040902    811-07619

29

   Nuveen Investment Trust   Nuveen Core Dividend Fund       S000040903    811-07619

30

   Nuveen Investment Trust   Nuveen Equity Market Neutral Fund       S000040904    811-07619

31

   Nuveen Investment Trust   Nuveen Global Tactical Opportunities Plus Fund       S000041890    811-07619

32

   Nuveen Investment Trust   Nuveen Global Total Return Bond Fund       S000034786    811-07619

33

   Nuveen Investment Trust   Nuveen Intelligent Risk Conservative Allocation Fund       S000036970    811-07619

34

   Nuveen Investment Trust   Nuveen Intelligent Risk Growth Allocation Fund       S000036968    811-07619

35

   Nuveen Investment Trust   Nuveen Intelligent Risk Moderate Allocation Fund       S000036969    811-07619

36

   Nuveen Investment Trust   Nuveen Large Cap Core Fund       S000040905    811-07619

37

   Nuveen Investment Trust   Nuveen Large Cap Core Plus Fund       S000040906    811-07619

38

   Nuveen Investment Trust   Nuveen Large Cap Growth Fund       S000040907    811-07619

39

   Nuveen Investment Trust   Nuveen Large Cap Value Fund       S000000602    811-07619

40

   Nuveen Investment Trust   Nuveen NWQ Global Equity Fund       S000044763    811-07619

41

   Nuveen Investment Trust   Nuveen NWQ Global Equity Income Fund       S000026520    811-07619

42

   Nuveen Investment Trust   Nuveen NWQ Large-Cap Value Fund       S000014608    811-07619

43

   Nuveen Investment Trust   Nuveen NWQ Multi-Cap Value Fund       S000000605    811-07619

44

   Nuveen Investment Trust   Nuveen NWQ Small/Mid-Cap Value Fund       S000014609    811-07619

45

   Nuveen Investment Trust   Nuveen NWQ Small-Cap Value Fund       S000000606    811-07619

46

   Nuveen Investment Trust   Nuveen Tradewinds Value Opportunities Fund       S000000607    811-07619

47

   Nuveen Investment Trust   Nuveen U.S. Infrastructure Bond Fund       S000045412    811-07619

48

   Nuveen Investment Trust II   Nuveen Equity Long/Short Fund       S000024570    811-08333

49

   Nuveen Investment Trust II   Nuveen Global Growth Fund       S000024097    811-08333

50

   Nuveen Investment Trust II   Nuveen Growth Fund       S000008517    811-08333

51

   Nuveen Investment Trust II   Nuveen International Growth Fund       S000024098    811-08333

52

   Nuveen Investment Trust II   Nuveen Santa Barbara Dividend Growth Fund       S000008519    811-08333

53

   Nuveen Investment Trust II   Nuveen Santa Barbara Global Dividend Growth Fund       S000037309    811-08333

54

   Nuveen Investment Trust II   Nuveen Santa Barbara International Dividend Growth Fund       S000037310    811-08333

55

   Nuveen Investment Trust II   Nuveen Symphony Mid-Cap Core Fund       S000012453    811-08333

 

Page 5 of 8

Appendix A (continued)

 

                CIK or   SEC File
     Registrant   Fund Name   Ticker   Series ID   Number

56

   Nuveen Investment Trust II   Nuveen Tradewinds Global All-Cap Fund     S000008516   811-08333

57

   Nuveen Investment Trust II   Nuveen Symphony Dynamic Equity Fund     S000043130   811-08333

58

   Nuveen Investment Trust II   Nuveen Symphony Large-Cap Growth Fund     S000014594   811-08333

59

   Nuveen Investment Trust II   Nuveen Symphony Low Volatility Equity Fund     S000018484   811-08333

60

   Nuveen Investment Trust II   Nuveen Symphony Small Cap Core Fund     S000043129   811-08333

61

   Nuveen Investment Trust II   Nuveen Tradewinds Emerging Markets Fund     S000024424   811-08333

62

   Nuveen Investment Trust II   Nuveen Tradewinds International Value Fund     S000000610   811-08333

63

   Nuveen Investment Trust II   Nuveen Tradewinds Japan Fund     S000024425   811-08333

64

   Nuveen Investment Trust II   Nuveen Winslow Large-Cap Growth Fund     S000025526   811-08333

65

   Nuveen Investment Trust II   Nuveen Symphony International Equity Fund     S000022314   811-08333

66

   Nuveen Investment Trust III   Nuveen Symphony Credit Opportunities Fund     S000028810   811-09037

67

   Nuveen Investment Trust III   Nuveen Symphony Dynamic Credit Fund     S000043131   811-09037

68

   Nuveen Investment Trust III   Nuveen Symphony Floating Rate Income Fund     S000032446   811-09037

69

   Nuveen Investment Trust III   Nuveen Symphony High Yield Bond Fund     S000039257   811-09037

70

   Nuveen Investment Trust V   Nuveen Gresham Diversified Commodity Strategy Fund     S000037640   811-21979

71

   Nuveen Investment Trust V   Nuveen Gresham Long/Short Commodity Strategy Fund     S000037641   811-21979

72

   Nuveen Investment Trust V   Nuveen NWQ Flexible Income Fund     S000027100   811-21979

73

   Nuveen Investment Trust V   Nuveen Preferred Securities Fund     S000015514   811-21979

74

   Nuveen Managed Accounts Portfolios Trust   Municipal Total Return Managed Accounts Portfolio     S000017347   811-22023

75

   Nuveen Multistate Trust I   Nuveen Arizona Municipal Bond Fund     S000000545   811-07747

76

   Nuveen Multistate Trust I   Nuveen Colorado Municipal Bond Fund     S000000546   811-07747

77

   Nuveen Multistate Trust I   Nuveen Maryland Municipal Bond Fund     S000000548   811-07747

78

   Nuveen Multistate Trust I   Nuveen New Mexico Municipal Bond Fund     S000000549   811-07747

79

   Nuveen Multistate Trust I   Nuveen Pennsylvania Municipal Bond Fund     S000000550   811-07747

80

   Nuveen Multistate Trust I   Nuveen Virginia Municipal Bond Fund     S000000551   811-07747

81

   Nuveen Multistate Trust II   Nuveen California High Yield Municipal Bond Fund     S000008513   811-07755

82

   Nuveen Multistate Trust II   Nuveen California Municipal Bond Fund     S000000552   811-07755

83

   Nuveen Multistate Trust II   Nuveen Connecticut Municipal Bond Fund     S000000554   811-07755

84

   Nuveen Multistate Trust II   Nuveen Massachusetts Municipal Bond Fund     S000000555   811-07755

85

   Nuveen Multistate Trust II   Nuveen New Jersey Municipal Bond Fund     S000000557   811-07755

86

   Nuveen Multistate Trust II   Nuveen New York Municipal Bond Fund     S000000558   811-07755

87

   Nuveen Multistate Trust III   Nuveen Georgia Municipal Bond Fund     S000000560   811-07943

88

   Nuveen Multistate Trust III   Nuveen Louisiana Municipal Bond Fund     S000000561   811-07943

89

   Nuveen Multistate Trust III   Nuveen North Carolina Municipal Bond Fund     S000000562   811-07943

90

   Nuveen Multistate Trust III   Nuveen Tennessee Municipal Bond Fund     S000000563   811-07943

91

   Nuveen Multistate Trust IV   Nuveen Kansas Municipal Bond Fund     S000000596   811-07751

92

   Nuveen Multistate Trust IV   Nuveen Kentucky Municipal Bond Fund     S000000597   811-07751

93

   Nuveen Multistate Trust IV   Nuveen Missouri Municipal Bond Fund     S000000599   811-07751

94

   Nuveen Multistate Trust IV   Nuveen Ohio Municipal Bond Fund     S000000600   811-07751

95

   Nuveen Multistate Trust IV   Nuveen Wisconsin Municipal Bond Fund     S000000601   811-07751

96

   Nuveen Multistate Trust IV   Nuveen Michigan Municipal Bond Fund     S000000598   811-07751

97

   Nuveen Municipal Trust   Nuveen All-American Municipal Bond Fund     S000000286   811-07873

98

   Nuveen Municipal Trust   Nuveen High Yield Municipal Bond Fund     S000000289   811-07873

99

   Nuveen Municipal Trust   Nuveen Inflation Protected Municipal Bond Fund     S000030344   811-07873

100

   Nuveen Municipal Trust   Nuveen Intermediate Duration Municipal Bond Fund     S000000285   811-07873

101

   Nuveen Municipal Trust   Nuveen Limited Term Municipal Bond Fund     S000000288   811-07873

102

   Nuveen Municipal Trust   Nuveen Short Duration High Yield Municipal Bond Fund     S000039680   811-07873

103

   Nuveen Municipal Trust   Nuveen Strategic Municipal Opportunities Fund     S000047609   811-07873

104

   Nuveen Strategy Funds, Inc.   Nuveen Strategy Aggressive Growth Allocation Fund     S000005662   811-07687

105

   Nuveen Strategy Funds, Inc.   Nuveen Strategy Balanced Allocation Fund     S000005663   811-07687

106

   Nuveen Strategy Funds, Inc.   Nuveen Strategy Conservative Allocation Fund     S000005665   811-07687

107

   Nuveen Strategy Funds, Inc.   Nuveen Strategy Growth Allocation Fund     S000005664   811-07687

108

   Diversified Real Asset Income Fund   Diversified Real Asset Income Fund  

DRA

   0001598085   811-22936

109

   Nuveen All Cap Energy MLP Opportunities Fund   Nuveen All Cap Energy MLP Opportunities Fund  

JMLP

   0001582817   811-22877

110

   Nuveen AMT-Free Municipal Income Fund   Nuveen AMT-Free Municipal Income Fund  

NEA

   0001195737   811-21213

 

Page 6 of 8

Appendix A (continued)

 

                CIK or   SEC File
     Registrant   Fund Name   Ticker   Series ID   Number

111

   Nuveen AMT-Free Municipal Value Fund   Nuveen AMT-Free Municipal Value Fund   NUW   0001450445   811-22253

112

   Nuveen Arizona Premium Income Municipal Fund   Nuveen Arizona Premium Income Municipal Fund   NAZ   0000892992   811-07278

113

   Nuveen Build America Bond Fund   Nuveen Build America Bond Fund   NBB   0001478888   811-22391

114

   Nuveen Build America Bond Opportunity Fund   Nuveen Build America Bond Opportunity Fund   NBD   0001493523   811-22425

115

   Nuveen California AMT-Free Municipal Income Fund   Nuveen California AMT-Free Municipal Income Fund   NKX   0001195738   811-21212

116

   Nuveen California Dividend Advantage Municipal Fund   Nuveen California Dividend Advantage Municipal Fund   NAC   0001074952   811-09161

117

   Nuveen California Dividend Advantage Municipal Fund 2   Nuveen California Dividend Advantage Municipal Fund 2   NVX   0001127706   811-10197

118

   Nuveen California Dividend Advantage Municipal Fund 3   Nuveen California Dividend Advantage Municipal Fund 3   NZH   0001137888   811-10347

119

   Nuveen California Municipal Value Fund 2   Nuveen California Municipal Value Fund 2   NCB   0001454979   811-22272

120

   Nuveen California Municipal Value Fund, Inc.   Nuveen California Municipal Value Fund, Inc.   NCA   0000818851   811-05235

121

   Nuveen California Select Tax-Free Income Portfolio   Nuveen California Select Tax-Free Income Portfolio   NXC   0000885732   811-06623

122

   Nuveen Connecticut Premium Income Municipal Fund   Nuveen Connecticut Premium Income Municipal Fund   NTC   0000899752   811-07606

123

   Nuveen Core Equity Alpha Fund   Nuveen Core Equity Alpha Fund   JCE   0001385763   811-22003

124

   Nuveen Credit Strategies Income Fund   Nuveen Credit Strategies Income Fund   JQC   0001227476   811-21333

125

   Nuveen Diversified Dividend and Income Fund   Nuveen Diversified Dividend and Income Fund   JDD   0001255821   811-21407

126

   Nuveen Dividend Advantage Municipal Fund   Nuveen Dividend Advantage Municipal Fund   NAD   0001083839   811-09297

127

   Nuveen Dividend Advantage Municipal Fund 2   Nuveen Dividend Advantage Municipal Fund 2   NXZ   0001131062   811-10255

128

   Nuveen Dividend Advantage Municipal Fund 3   Nuveen Dividend Advantage Municipal Fund 3   NZF   0001137887   811-10345

129

   Nuveen Dividend Advantage Municipal Income Fund   Nuveen Dividend Advantage Municipal Income Fund   NVG   0001090116   811-09475

130

   Nuveen DOWSM Dynamic Overwrite Fund   Nuveen DOWSM Dynamic Overwrite Fund   DIAX   0001608742   811-22970

131

   Nuveen Energy MLP Total Return Fund   Nuveen Energy MLP Total Return Fund   JMF   0001502711   811-22482

132

   Nuveen Enhanced Municipal Value Fund   Nuveen Enhanced Municipal Value Fund   NEV   0001469392   811-22323

133

   Nuveen S&P 500 Dynamic Overwrite Fund   Nuveen S&P 500 Dynamic Overwrite Fund   SPXX   0001338561   811-21809

134

   Nuveen S&P 500 Buy-Write Income Fund   Nuveen S&P 500 Buy-Write Income Fund   BXMX   0001298699   811-21619

135

   Nuveen Flexible Investment Income Fund   Nuveen Flexible Investment Income Fund   JPW   0001573312   811-22820

136

   Nuveen Floating Rate Income Fund   Nuveen Floating Rate Income Fund   JFR   0001276533   811-21494

137

   Nuveen Floating Rate Income Opportunity Fund   Nuveen Floating Rate Income Opportunity Fund   JRO   0001289213   811-21579

138

   Nuveen Georgia Dividend Advantage Municipal Fund 2   Nuveen Georgia Dividend Advantage Municipal Fund 2   NKG   0001177219   811-21152

139

   Nuveen Global Equity Income Fund   Nuveen Global Equity Income Fund   JGV   0001363421   811-21903

140

   Nuveen Global High Income Fund   Nuveen Global High Income Fund   JGH   0001615905   811-22988

141

   Nuveen Intermediate Duration Municipal Term Fund   Nuveen Intermediate Duration Municipal Term Fund   NID   0001557915   811-22752

142

   Nuveen Intermediate Duration Quality Municipal Term Fund   Nuveen Intermediate Duration Quality Municipal Term Fund   NIQ   0001564584   811-22779

143

   Nuveen Investment Quality Municipal Fund, Inc.   Nuveen Investment Quality Municipal Fund, Inc.   NQM   0000862716   811-06091

144

   Nuveen Maryland Premium Income Municipal Fund   Nuveen Maryland Premium Income Municipal Fund   NMY   0000897424   811-07486

145

   Nuveen Massachusetts Premium Income Municipal Fund   Nuveen Massachusetts Premium Income Municipal Fund   NMT   0000897419   811-07484

146

   Nuveen Michigan Quality Income Municipal Fund   Nuveen Michigan Quality Income Municipal Fund   NUM   0000878198   811-06383

147

   Nuveen Minnesota Municipal Income Fund   Nuveen Minnesota Municipal Income Fund   NMS   0001607997   811-22967

148

   Nuveen Missouri Premium Income Municipal Fund   Nuveen Missouri Premium Income Municipal Fund   NOM   0000899782   811-07616

149

   Nuveen Mortgage Opportunity Term Fund   Nuveen Mortgage Opportunity Term Fund   JLS   0001472215   811-22329

150

   Nuveen Mortgage Opportunity Term Fund 2   Nuveen Mortgage Opportunity Term Fund 2   JMT   0001479238   811-22374

151

   Nuveen Multi-Market Income Fund*   Nuveen Multi-Market Income Fund*   JMM   0000838131   811-05642

152

   Nuveen Municipal Advantage Fund, Inc.   Nuveen Municipal Advantage Fund, Inc.   NMA   0000857361   811-05957

153

   Nuveen Municipal High Income Opportunity Fund   Nuveen Municipal High Income Opportunity Fund   NMZ   0001266585   811-21449

154

   Nuveen Municipal Income Fund, Inc.   Nuveen Municipal Income Fund, Inc.   NMI   0000830271   811-05488

155

   Nuveen Municipal Market Opportunity Fund, Inc.   Nuveen Municipal Market Opportunity Fund, Inc.   NMO   0000860188   811-06040

156

   Nuveen Municipal Opportunity Fund, Inc.   Nuveen Municipal Opportunity Fund, Inc.   NIO   0000878242   811-06379

157

   Nuveen Municipal Value Fund, Inc.   Nuveen Municipal Value Fund, Inc.   NUV   0000812801   811-05120

158

   Nuveen NASDAQ 100 Dynamic Overwrite Fund   Nuveen NASDAQ 100 Dynamic Overwrite Fund   QQQX   0001608741   811-22971

159

   Nuveen New Jersey Dividend Advantage Municipal Fund   Nuveen New Jersey Dividend Advantage Municipal Fund   NXJ   0001087786   811-09455

160

   Nuveen New Jersey Municipal Value Fund   Nuveen New Jersey Municipal Value Fund   NJV   0001454980   811-22274

161

   Nuveen New York AMT-Free Municipal Income Fund   Nuveen New York AMT-Free Municipal Income Fund   NRK   0001195739   811-21211

162

   Nuveen New York Dividend Advantage Municipal Fund   Nuveen New York Dividend Advantage Municipal Fund   NAN   0001074769   811-09135

163

   Nuveen New York Municipal Value Fund 2   Nuveen New York Municipal Value Fund 2   NYV   0001454981   811-22271

164

   Nuveen New York Municipal Value Fund, Inc.   Nuveen New York Municipal Value Fund, Inc.   NNY   0000818850   811-05238

165

   Nuveen New York Select Tax-Free Income Portfolio   Nuveen New York Select Tax-Free Income Portfolio   NXN   0000885731   811-06624

 

Page 7 of 8

Appendix A (continued)

 

                CIK or   SEC File
     Registrant   Fund Name   Ticker   Series ID   Number

166

   Nuveen North Carolina Premium Income Municipal Fund   Nuveen North Carolina Premium Income Municipal Fund   NNC   0000899761   811-07608

167

   Nuveen Ohio Quality Income Municipal Fund   Nuveen Ohio Quality Income Municipal Fund   NUO   0000878200   811-06385

168

   Nuveen Pennsylvania Investment Quality Municipal Fund   Nuveen Pennsylvania Investment Quality Municipal Fund   NQP   0000870780   811-06265

169

   Nuveen Pennsylvania Municipal Value Fund   Nuveen Pennsylvania Municipal Value Fund   NPN   0001454978   811-22273

170

   Nuveen Performance Plus Municipal Fund, Inc.   Nuveen Performance Plus Municipal Fund, Inc.   NPP   0000849998   811-05809

171

   Nuveen Preferred and Income Term Fund   Nuveen Preferred and Income Term Fund   JPI   0001547994   811-22699

172

   Nuveen Preferred Income Opportunities Fund   Nuveen Preferred Income Opportunities Fund   JPC   0001216583   811-21293

173

   Nuveen Premier Municipal Income Fund, Inc.   Nuveen Premier Municipal Income Fund, Inc.   NPF   0000880845   811-06456

174

   Nuveen Premium Income Municipal Fund 2, Inc.   Nuveen Premium Income Municipal Fund 2, Inc.   NPM   0000885734   811-06621

175

   Nuveen Premium Income Municipal Fund 4, Inc.   Nuveen Premium Income Municipal Fund 4, Inc.   NPT   0000896061   811-07432

176

   Nuveen Premium Income Municipal Fund, Inc.   Nuveen Premium Income Municipal Fund, Inc.   NPI   0000833251   811-05570

177

   Nuveen Quality Income Municipal Fund, Inc.   Nuveen Quality Income Municipal Fund, Inc.   NQU   0000874506   811-06303

178

   Nuveen Quality Municipal Fund, Inc.   Nuveen Quality Municipal Fund, Inc.   NQI   0000869405   811-06206

179

   Nuveen Quality Preferred Income Fund   Nuveen Quality Preferred Income Fund   JTP   0001172168   811-21082

180

   Nuveen Quality Preferred Income Fund 2   Nuveen Quality Preferred Income Fund 2   JPS   0001176433   811-21137

181

   Nuveen Quality Preferred Income Fund 3   Nuveen Quality Preferred Income Fund 3   JHP   0001200446   811-21242

182

   Nuveen Real Asset Income and Growth Fund   Nuveen Real Asset Income and Growth Fund   JRI   0001539337   811-22658

183

   Nuveen Real Estate Income Fund   Nuveen Real Estate Income Fund   JRS   0001158289   811-10491

184

   Nuveen Select Maturities Municipal Fund   Nuveen Select Maturities Municipal Fund   NIM   0000890119   811-07056

185

   Nuveen Select Quality Municipal Fund, Inc.   Nuveen Select Quality Municipal Fund, Inc.   NQS   0000872064   811-06240

186

   Nuveen Select Tax-Free Income Portfolio   Nuveen Select Tax-Free Income Portfolio   NXP   0000883618   811-06548

187

   Nuveen Select Tax-Free Income Portfolio 2   Nuveen Select Tax-Free Income Portfolio 2   NXQ   0000885733   811-06622

188

   Nuveen Select Tax-Free Income Portfolio 3   Nuveen Select Tax-Free Income Portfolio 3   NXR   0000888411   811-06693

189

   Nuveen Senior Income Fund   Nuveen Senior Income Fund   NSL   0001093428   811-09571

190

   Nuveen Short Duration Credit Opportunities Fund   Nuveen Short Duration Credit Opportunities Fund   JSD   0001509253   811-22518

191

   Nuveen Tax-Advantaged Dividend Growth Fund   Nuveen Tax-Advantaged Dividend Growth Fund   JTD   0001397173   811-22058

192

   Nuveen Tax-Advantaged Total Return Strategy Fund   Nuveen Tax-Advantaged Total Return Strategy Fund   JTA   0001265708   811-21471

193

   Nuveen Texas Quality Income Municipal Fund   Nuveen Texas Quality Income Municipal Fund   NTX   0000878201   811-06384

194

   Nuveen Virginia Premium Income Municipal Fund   Nuveen Virginia Premium Income Municipal Fund   NPV   0000897421   811-07490

 

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