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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-00781 | ||||||||
| Name of Registrant: | The Putnam Fund for Growth and Income | ||||||||
| Address of Principal Executive Offices: | One Post Office Square | ||||||||
| Boston, Massachusetts 02109 | |||||||||
| Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
| The Putnam Fund for Growth and Income | |||||||||
| One Post Office Square | |||||||||
| Boston, Massachusetts 02109 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
| Date of fiscal year end: | 10/31 | ||||||||
| Date of reporting period: | 07/01/2015 - 06/30/2016 | ||||||||
| Registrant : | The Putnam Fund for Growth and Income | |||||||
| Fund Name : | The Putnam Fund for Growth and Income | |||||||
| Date of fiscal year end: | 10/31 | |||||||
| Abbott Laboratories | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ABT | CUSIP 002824100 | 04/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
| 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
| 1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
| 1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
| 1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
| 1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
| 1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
| 1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
| 1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
| 1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
| 1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| AbbVie Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ABBV | CUSIP 00287Y109 | 05/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | |||
| 1.2 | Elect Brett J. Hart | Mgmt | For | For | For | |||
| 1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 5 | Approval of Performance Goals Under the Performance Incentive Plan | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| ACE Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ACE | CUSIP H0023R105 | 10/22/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||
| 2 | Company Name Change | Mgmt | For | For | For | |||
| 3 | Merger/Acquisition | Mgmt | For | For | For | |||
| 4 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
| 5 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
| 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
| 7 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
| 8 | Board Compensation | Mgmt | For | For | For | |||
| 9 | Additional or Miscellaneous Proposals | ShrHoldr | For | Against | Against | |||
| Advance Auto Parts, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAP | CUSIP 00751Y106 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
| 1.2 | Elect John C. Brouillard | Mgmt | For | For | For | |||
| 1.3 | Elect Brad W. Buss | Mgmt | For | For | For | |||
| 1.4 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
| 1.5 | Elect John F. Ferraro | Mgmt | For | For | For | |||
| 1.6 | Elect Thomas R. Greco | Mgmt | For | For | For | |||
| 1.7 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
| 1.8 | Elect Eugene I. Lee Jnr | Mgmt | For | For | For | |||
| 1.9 | Elect William S. Oglesby | Mgmt | For | For | For | |||
| 1.10 | Elect Robert E. Slone | Mgmt | For | For | For | |||
| 1.11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Eliminate One Year Holding Period Requirement for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| Airbus Group SE | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AIR | CINS N0280E105 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Netherlands | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 7 | Accounts and Reports | Mgmt | For | For | For | |||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 9 | Ratification of non-Executive Directors' Acts | Mgmt | For | For | For | |||
| 10 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
| 11 | Appointment of Auditor | Mgmt | For | For | For | |||
| 12 | Amendments to Compensation Policy | Mgmt | For | For | For | |||
| 13 | Elect Denis Ranque to the Board of Directors | Mgmt | For | For | For | |||
| 14 | Elect Thomas Enders to the Board of Directors | Mgmt | For | For | For | |||
| 15 | Elect Ralph D. Crosby, Jr. to the Board of Directors | Mgmt | For | For | For | |||
| 16 | Elect Hans-Peter Keitel to the Board of Directors | Mgmt | For | For | For | |||
| 17 | Elect Hermann-Josef Lamberti to the Board of Directors | Mgmt | For | For | For | |||
| 18 | Elect Lakshmi N. Mittal to the Board of Directors | Mgmt | For | For | For | |||
| 19 | Elect Sir John Parker to the Board of Directors | Mgmt | For | For | For | |||
| 20 | Elect Jean-Claude Trichet to the Board of Directors | Mgmt | For | For | For | |||
| 21 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | |||
| 22 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | |||
| 23 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | For | For | |||
| 24 | Authority to Issue Shares w/o Preemptive Rights (Stock Plans) | Mgmt | For | For | For | |||
| 25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
| 26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
| 28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Alcoa Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AA | CUSIP 013817101 | 05/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
| 3 | Elect Michael G. Morris | Mgmt | For | For | For | |||
| 4 | Elect E. Stanley O'Neal | Mgmt | For | For | For | |||
| 5 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
| 9 | Re-Approval of the Performance Goals under the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
| 10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| Allergan plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AGN | CUSIP G0177J108 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
| 1.2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
| 1.3 | Elect James H. Bloem | Mgmt | For | For | For | |||
| 1.4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
| 1.5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
| 1.6 | Elect Michael R. Gallagher | Mgmt | For | For | For | |||
| 1.7 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
| 1.8 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
| 1.9 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
| 1.10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
| 1.11 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
| 1.12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Mgmt | For | For | For | |||
| 5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Mgmt | For | For | For | |||
| 6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Mgmt | For | For | For | |||
| 7 | Sole Authority of Board to Determine Board Size | Mgmt | For | For | For | |||
| 8 | Reduction of Company Capital | Mgmt | For | For | For | |||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| American Airlines Group Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAL | CUSIP 02376R102 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
| 2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
| 3 | Elect John T. Cahill | Mgmt | For | For | For | |||
| 4 | Elect Michael J. Embler | Mgmt | For | For | For | |||
| 5 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
| 6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
| 7 | Elect Richard C. Kraemer | Mgmt | For | For | For | |||
| 8 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
| 9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
| 10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
| 11 | Elect W. Douglas Parker | Mgmt | For | For | For | |||
| 12 | Elect Ray M. Robinson | Mgmt | For | For | For | |||
| 13 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| American Electric Power Company, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AEP | CUSIP 025537101 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
| 2 | Elect David J. Anderson | Mgmt | For | For | For | |||
| 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
| 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
| 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
| 8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
| 9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
| 10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
| 11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
| 12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| American International Group, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AIG | CUSIP 026874784 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
| 2 | Elect Peter R. Fisher | Mgmt | For | For | For | |||
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
| 4 | Elect Peter D. Hancock | Mgmt | For | For | For | |||
| 5 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
| 6 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
| 7 | Elect Samuel J. Merksamer | Mgmt | For | For | For | |||
| 8 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Henry S. Miller | Mgmt | For | For | For | |||
| 10 | Elect Robert S. Miller | Mgmt | For | For | For | |||
| 11 | Elect Linda A. Mills | Mgmt | For | For | For | |||
| 12 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
| 13 | Elect John A. Paulson | Mgmt | For | For | For | |||
| 14 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
| 15 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
| 16 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 18 | Ratification of Auditor | Mgmt | For | For | For | |||
| American Tower Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMT | CUSIP 03027X100 | 06/01/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
| 2 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
| 3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
| 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
| 5 | Elect Craig Macnab | Mgmt | For | For | For | |||
| 6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
| 7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
| 8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
| 9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| Anadarko Petroleum Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| APC | CUSIP 032511107 | 05/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Anthony R. Chase | Mgmt | For | For | For | |||
| 2 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
| 3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
| 4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
| 5 | Elect Richard L. George | Mgmt | For | For | For | |||
| 6 | Elect Joseph W. Gorder | Mgmt | For | For | For | |||
| 7 | Elect John R. Gordon | Mgmt | For | For | For | |||
| 8 | Elect Sean Gourley | Mgmt | For | For | For | |||
| 9 | Elect Mark C. McKinley | Mgmt | For | For | For | |||
| 10 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
| 11 | Elect R. A. Walker | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Amendment to the 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 15 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | |||
| Apache Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| APA | CUSIP 037411105 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Annell Bay | Mgmt | For | For | For | |||
| 2 | Elect John J. Christmann | Mgmt | For | For | For | |||
| 3 | Elect Chansoo Joung | Mgmt | For | For | For | |||
| 4 | Elect William C. Montgomery | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 7 | 2016 Omnibus Compensation Plan | Mgmt | For | For | For | |||
| Apple Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AAPL | CUSIP 037833100 | 02/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James A. Bell | Mgmt | For | For | For | |||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | |||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Approval of Amended and Restated 2014 Employee Stock Plan | Mgmt | For | For | For | |||
| 12 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| Assured Guaranty Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AGO | CUSIP G0585R106 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
| 2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
| 3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
| 4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
| 5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
| 6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
| 7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
| 8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
| 9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
| 10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
| 14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
| 15 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
| 16 | Elect Gary Burnet | Mgmt | For | For | For | |||
| 17 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
| 18 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
| 19 | Elect James M. Michener | Mgmt | For | For | For | |||
| 20 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
| AstraZeneca PLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AZN | CUSIP 046353108 | 04/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Appointment of Auditor | Mgmt | For | For | For | |||
| 4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 5 | Elect Leif Johansson | Mgmt | For | For | For | |||
| 6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
| 7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
| 8 | Elect Cornelia Bargmann | Mgmt | For | For | For | |||
| 9 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
| 10 | Elect Bruce Burlington | Mgmt | For | For | For | |||
| 11 | Elect Ann Cairns | Mgmt | For | For | For | |||
| 12 | Elect Graham Chipchase | Mgmt | For | For | For | |||
| 13 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | |||
| 14 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
| 15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
| 16 | Elect Marcus Wallenberg | Mgmt | For | For | For | |||
| 17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| AT&T, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| T | CUSIP 00206R102 | 04/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
| 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
| 4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
| 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
| 6 | Elect William E. Kennard | Mgmt | For | For | For | |||
| 7 | Elect Michael McCallister | Mgmt | For | For | For | |||
| 8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
| 9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
| 10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
| 11 | Elect Cynthia B. Taylor | Mgmt | For | For | For | |||
| 12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Approval of the 2016 Incentive Plan | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| Avon Products, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AVP | CUSIP 054303102 | 05/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
| 1.2 | Elect Nancy Killefer | Mgmt | For | For | For | |||
| 1.3 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
| 1.4 | Elect Helen McCluskey | Mgmt | For | For | For | |||
| 1.5 | Elect Sheri McCoy | Mgmt | For | For | For | |||
| 1.6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
| 1.7 | Elect Cathy D. Ross | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Axalta Coating Systems Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AXTA | CUSIP G0750C108 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Andreas C. Kramvis | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Gregory S. Ledford | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Martin W. Sumner | Mgmt | For | Withhold | Against | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Axiall Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AXLL | CUSIP 05463D100 | 06/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Timothy Mann Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
| 1.3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
| 1.4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
| 1.5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
| 1.6 | Elect William L. Mansfield | Mgmt | For | For | For | |||
| 1.7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
| 1.8 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
| 1.9 | Elect David N. Weinstein | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Approval of the Material Terms Under the 2011 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
| 4 | Approval of the Material Terms Under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| Baker Hughes Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BHI | CUSIP 057224107 | 05/24/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
| 2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
| 3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
| 5 | Elect William H. Easter III | Mgmt | For | For | For | |||
| 6 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
| 7 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
| 8 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
| 9 | Elect Pierre H. Jungels | Mgmt | For | For | For | |||
| 10 | Elect James A. Lash | Mgmt | For | For | For | |||
| 11 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
| 12 | Elect James W. Stewart | Mgmt | For | For | For | |||
| 13 | Elect Charles L. Watson | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| Bank of America Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAC | CUSIP 060505617 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | |||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
| 11 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
| 12 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
| 13 | Elect R. David Yost | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
| Bank of America Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAC | CUSIP 060505617 | 09/22/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Mgmt | For | Against | Against | |||
| Bank of New York Mellon Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BK | CUSIP 064058100 | 04/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
| 2 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
| 3 | Elect Edward P. Garden | Mgmt | For | For | For | |||
| 4 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
| 5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
| 6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
| 7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
| 8 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
| 10 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
| 11 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Approval of the 2016 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| Baxter International Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAX | CUSIP 071813109 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
| 2 | Elect John D. Forsyth | Mgmt | For | For | For | |||
| 3 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
| 4 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| BB&T Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BBT | CUSIP 054937107 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
| 2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
| 4 | Elect James A. Faulkner | Mgmt | For | For | For | |||
| 5 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
| 6 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
| 7 | Elect Kelly S. King | Mgmt | For | For | For | |||
| 8 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
| 9 | Elect Edward C. Milligan | Mgmt | For | For | For | |||
| 10 | Elect Charles A. Patton | Mgmt | For | For | For | |||
| 11 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
| 12 | Elect William J. Reuter | Mgmt | For | For | For | |||
| 13 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
| 14 | Elect Christine Sears | Mgmt | For | For | For | |||
| 15 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
| 16 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
| 17 | Elect Edwin H. Welch | Mgmt | For | For | For | |||
| 18 | Elect Stephen T. Williams | Mgmt | For | For | For | |||
| 19 | Ratification of Auditor | Mgmt | For | For | For | |||
| 20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Bed Bath & Beyond Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BBBY | CUSIP 075896100 | 07/02/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
| 2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
| 3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
| 4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
| 5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
| 6 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
| 7 | Elect Klaus Eppler | Mgmt | For | For | For | |||
| 8 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
| 9 | Elect Jordan Heller | Mgmt | For | For | For | |||
| 10 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| BG Group plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Court | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Approve Scheme of Arrangement | Mgmt | For | For | For | |||
| BG Group plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BG | CINS G1245Z108 | 01/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Ordinary | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Effect Scheme of Arrangement | Mgmt | For | For | For | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| BHP Billiton Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BHP | CINS Q1498M100 | 11/19/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Australia | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
| 3 | Appointment of Auditor | Mgmt | For | For | For | |||
| 4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 8 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
| 9 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
| 10 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
| 11 | Amendments to Constitution Regarding DLC Dividend Share (BHP Billiton Limited) | Mgmt | For | For | For | |||
| 12 | Amendments to Articles Regarding DLC Dividend Share (BHP Billiton Plc) | Mgmt | For | For | For | |||
| 13 | Amendments to DLC Structure Sharing Agreement | Mgmt | For | For | For | |||
| 14 | Amendments to Constitution Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton Limited) | Mgmt | For | For | For | |||
| 15 | Amendments to Articles Regarding Holding of Simultaneous General Meetings via Videolink (BHP Billiton plc) | Mgmt | For | For | For | |||
| 16 | Elect Anita Frew | Mgmt | For | For | For | |||
| 17 | Re-elect Malcolm Brinded | Mgmt | For | For | For | |||
| 18 | Re-elect Malcolm Broomhead | Mgmt | For | For | For | |||
| 19 | Re-elect Pat Davies | Mgmt | For | For | For | |||
| 20 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
| 21 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
| 22 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
| 23 | Re-elect Wayne Murdy | Mgmt | For | For | For | |||
| 24 | Re-elect John Schubert | Mgmt | For | For | For | |||
| 25 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
| 26 | Re-elect Jacques Nasser | Mgmt | For | For | For | |||
| 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Boise Cascade Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BCC | CUSIP 09739D100 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Karen E. Gowland | Mgmt | For | For | For | |||
| 2 | Elect David H. Hannah | Mgmt | For | For | For | |||
| 3 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
| 6 | Approval of the 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| Bombardier, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BBD | CUSIP 097751200 | 04/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Canada | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Laurent Beaudoin | Mgmt | For | For | For | |||
| 1.2 | Elect Pierre Beaudoin | Mgmt | For | For | For | |||
| 1.3 | Elect Alain Bellemare | Mgmt | For | For | For | |||
| 1.4 | Elect Joanne Bissonnette | Mgmt | For | For | For | |||
| 1.5 | Elect J.R. Andre Bombardier | Mgmt | For | For | For | |||
| 1.6 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
| 1.7 | Elect Jean-Louis Fontaine | Mgmt | For | For | For | |||
| 1.8 | Elect Sheila S. Fraser | Mgmt | For | For | For | |||
| 1.9 | Elect August W. Henningsen | Mgmt | For | For | For | |||
| 1.10 | Elect Daniel Johnson | Mgmt | For | For | For | |||
| 1.11 | Elect Jean C. Monty | Mgmt | For | For | For | |||
| 1.12 | Elect Vikram Pandit | Mgmt | For | For | For | |||
| 1.13 | Elect Patrick Pichette | Mgmt | For | For | For | |||
| 1.14 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
| 1.15 | Elect Beatrice Weder di Mauro | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | Increase in Authorized Capital | Mgmt | For | For | For | |||
| 4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
| 5 | Amendment to the Deferred Share Unit Plan | Mgmt | For | Against | Against | |||
| 6 | Share Consolidation | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Disclosure of Vote Results | ShrHoldr | Against | Against | For | |||
| Bristol-Myers Squibb Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BMY | CUSIP 110122108 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
| 2 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
| 3 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
| 4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
| 5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
| 6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
| 7 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
| 8 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
| 9 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
| 10 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
| 11 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| C.R. Bard, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BCR | CUSIP 067383109 | 04/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David M. Barrett | Mgmt | For | For | For | |||
| 2 | Elect Marc C. Breslawsky | Mgmt | For | For | For | |||
| 3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
| 4 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
| 5 | Elect John C. Kelly | Mgmt | For | For | For | |||
| 6 | Elect David F. Melcher | Mgmt | For | For | For | |||
| 7 | Elect Gail K. Naughton | Mgmt | For | For | For | |||
| 8 | Elect Timothy M. Ring | Mgmt | For | For | For | |||
| 9 | Elect Tommy G. Thompson | Mgmt | For | Against | Against | |||
| 10 | Elect John H. Weiland | Mgmt | For | For | For | |||
| 11 | Elect Anthony Welters | Mgmt | For | For | For | |||
| 12 | Elect Tony L. White | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| Cabot Oil & Gas Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COG | CUSIP 127097103 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Dorothy M. Ables | Mgmt | For | For | For | |||
| 2 | Elect Rhys J. Best | Mgmt | For | For | For | |||
| 3 | Elect Robert S. Boswell | Mgmt | For | For | For | |||
| 4 | Elect Dan O. Dinges | Mgmt | For | For | For | |||
| 5 | Elect Robert Kelley | Mgmt | For | For | For | |||
| 6 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 9 | Shareholder Proposal Regarding Report on Corporate Political Spending | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| Calpine Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CPN | CUSIP 131347304 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
| 1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
| 1.3 | Elect John B. (Thad) Hill | Mgmt | For | For | For | |||
| 1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
| 1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
| 1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
| 1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
| 1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Cardinal Health, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CAH | CUSIP 14149Y108 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David J. Anderson | Mgmt | For | For | For | |||
| 2 | Elect Colleen F. Arnold | Mgmt | For | For | For | |||
| 3 | Elect George S. Barrett | Mgmt | For | For | For | |||
| 4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
| 5 | Elect Calvin Darden | Mgmt | For | For | For | |||
| 6 | Elect Bruce L. Downey | Mgmt | For | For | For | |||
| 7 | Elect Patricia A. Hemingway Hall | Mgmt | For | For | For | |||
| 8 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
| 9 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
| 10 | Elect Nancy Killefer | Mgmt | For | For | For | |||
| 11 | Elect David P. King | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| CF Industries Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CF | CUSIP 125269100 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
| 2 | Elect William Davisson | Mgmt | For | For | For | |||
| 3 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
| 4 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
| 5 | Elect John D. Johnson | Mgmt | For | For | For | |||
| 6 | Elect Robert G. Kuhbach | Mgmt | For | For | For | |||
| 7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
| 8 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
| 9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
| 10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| The Charles Schwab Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SCHW | CUSIP 808513105 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John K. Adams | Mgmt | For | Against | Against | |||
| 2 | Elect Stephen A. Ellis | Mgmt | For | Against | Against | |||
| 3 | Elect Arun Sarin | Mgmt | For | Against | Against | |||
| 4 | Elect Charles R. Schwab | Mgmt | For | Against | Against | |||
| 5 | Elect Paula A. Sneed | Mgmt | For | Against | Against | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
| Chubb Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CB | CUSIP H1467J104 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Dividends from Reserves | Mgmt | For | For | For | |||
| 4 | Ratification of Board Acts | Mgmt | For | For | For | |||
| 5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
| 6 | Appointment of Auditor | Mgmt | For | For | For | |||
| 7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
| 8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
| 9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
| 10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
| 11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
| 12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
| 13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
| 14 | Elect Michael P. Connors | Mgmt | For | For | For | |||
| 15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
| 16 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
| 17 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
| 18 | Elect Kimberly Ross | Mgmt | For | For | For | |||
| 19 | Elect Robert W. Scully | Mgmt | For | For | For | |||
| 20 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
| 21 | Elect Theodore Shasta | Mgmt | For | For | For | |||
| 22 | Elect David H. Sidwell | Mgmt | For | For | For | |||
| 23 | Elect Olivier Steimer | Mgmt | For | For | For | |||
| 24 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
| 25 | Elect Evan G. Greenberg as Chairman of the Board | Mgmt | For | For | For | |||
| 26 | Elect Michael P. Connors | Mgmt | For | For | For | |||
| 27 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
| 28 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
| 29 | Elect Robert W. Scully | Mgmt | For | For | For | |||
| 30 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
| 31 | ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY | Mgmt | For | For | For | |||
| 32 | Increase in Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
| 33 | Approval of the 2016 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 34 | Compensation of the Board until the Next AGM | Mgmt | For | For | For | |||
| 35 | Executive Compensation | Mgmt | For | For | For | |||
| 36 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 37 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
| CIGNA Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CI | CUSIP 125509109 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David M. Cordani | Mgmt | For | For | For | |||
| 2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
| 4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| CIGNA Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CI | CUSIP 125509109 | 12/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Cisco Systems, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CSCO | CUSIP 17275R102 | 11/19/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
| 2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
| 3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
| 4 | Elect John T. Chambers | Mgmt | For | For | For | |||
| 5 | Elect Brian L. Halla | Mgmt | For | For | For | |||
| 6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
| 7 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
| 8 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
| 9 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
| 10 | Elect Arun Sarin | Mgmt | For | For | For | |||
| 11 | Elect Steven M. West | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Abstain | N/A | |||
| Citigroup Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| C | CUSIP 172967424 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
| 2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
| 3 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
| 4 | Elect Peter B. Henry | Mgmt | For | For | For | |||
| 5 | Elect Franz B. Humer | Mgmt | For | For | For | |||
| 6 | Elect Renee J. James | Mgmt | For | For | For | |||
| 7 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
| 8 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
| 9 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
| 10 | Elect Judith Rodin | Mgmt | For | For | For | |||
| 11 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
| 12 | Elect Joan E. Spero | Mgmt | For | For | For | |||
| 13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
| 14 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
| 15 | Elect James S. Turley | Mgmt | For | For | For | |||
| 16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
| 20 | Amendment to the 2011 Executive Performance Plan | Mgmt | For | For | For | |||
| 21 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
| 24 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
| 25 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
| Comcast Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CMCSA | CUSIP 20030N101 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
| 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
| 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
| 1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
| 1.5 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
| 1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
| 1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
| 1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
| 1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
| 1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
| 1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amend 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
| 4 | Amend 2003 Stock Option Plan | Mgmt | For | For | For | |||
| 5 | Amend 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 6 | Amend 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
| Comcast Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CMCSA | CUSIP 20030N101 | 12/10/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Mgmt | For | For | For | |||
| Concho Resources Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CXO | CUSIP 20605P101 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Gary A. Merriman | Mgmt | For | For | For | |||
| 1.2 | Elect Ray M. Poage | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| ConocoPhillips | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COP | CUSIP 20825C104 | 05/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
| 2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
| 3 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
| 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
| 5 | Elect John V. Faraci | Mgmt | For | For | For | |||
| 6 | Elect Jody L Freeman | Mgmt | For | For | For | |||
| 7 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
| 8 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
| 9 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
| 10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
| 11 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Reserves Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
| CONSOL Energy Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CNX | CUSIP 20854P109 | 05/11/2016 | Take No Action | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Nicholas J. Deluliis | Mgmt | For | TNA | N/A | |||
| 1.2 | Elect Alvin R. Carpenter | Mgmt | For | TNA | N/A | |||
| 1.3 | Elect William E. Davis | Mgmt | For | TNA | N/A | |||
| 1.4 | Elect Maureen Lally-Green | Mgmt | For | TNA | N/A | |||
| 1.5 | Elect Gregory A. Lanham | Mgmt | For | TNA | N/A | |||
| 1.6 | Elect Bernard Lanigan, Jr. | Mgmt | For | TNA | N/A | |||
| 1.7 | Elect John T. Mills | Mgmt | For | TNA | N/A | |||
| 1.8 | Elect Joseph P. Platt | Mgmt | For | TNA | N/A | |||
| 1.9 | Elect William P. Powell | Mgmt | For | TNA | N/A | |||
| 1.10 | Elect Edwin S. Robertson | Mgmt | For | TNA | N/A | |||
| 1.11 | Elect William N. Thorndike, Jr. | Mgmt | For | TNA | N/A | |||
| 2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
| 4 | Amendment to the Equity Incentive Plan | Mgmt | For | TNA | N/A | |||
| 5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | TNA | N/A | |||
| 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | TNA | N/A | |||
| Coty Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COTY | CUSIP 222070203 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Lambertus J.H. Becht | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Joachim Faber | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Olivier Goudet | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Peter Harf | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Paul S. Michaels | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Erhard Schoewel | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Jack L. Stahl | Mgmt | For | Withhold | Against | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| CVS Health Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CVS | CUSIP 126650100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | |||
| 3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
| 4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
| 5 | Elect David W. Dorman | Mgmt | For | For | For | |||
| 6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
| 7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
| 8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
| 9 | Elect Richard J. Swift | Mgmt | For | For | For | |||
| 10 | Elect William C. Weldon | Mgmt | For | For | For | |||
| 11 | Elect Tony L. White | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Incorporating Values in Political Spending | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
| Diamondback Energy, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FANG | CUSIP 25278X109 | 06/08/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Steven E. West | Mgmt | For | For | For | |||
| 1.2 | Elect Travis D. Stice | Mgmt | For | For | For | |||
| 1.3 | Elect Michael P. Cross | Mgmt | For | For | For | |||
| 1.4 | Elect David L. Houston | Mgmt | For | For | For | |||
| 1.5 | Elect Mark L. Plaumann | Mgmt | For | For | For | |||
| 2 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Discovery Communications, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISCA | CUSIP 25470F104 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul A. Gould | Mgmt | For | For | For | |||
| 1.2 | Elect M. LaVoy Robison | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
| 4 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
| DISH Network Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
| 1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
| 1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
| 1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
| 1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
| 1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
| 1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
| 1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
| 1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| DISH Network Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
| 1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
| 1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
| 1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
| 1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
| 1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
| 1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
| 1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
| 1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
| The Dow Chemical Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DOW | CUSIP 260543103 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ajay Banga | Mgmt | For | For | For | |||
| 2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
| 3 | Elect James A. Bell | Mgmt | For | For | For | |||
| 4 | Elect Richard K. Davis | Mgmt | For | For | For | |||
| 5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
| 7 | Elect Mark Loughridge | Mgmt | For | For | For | |||
| 8 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
| 9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
| 10 | Elect Paul Polman | Mgmt | For | For | For | |||
| 11 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
| 12 | Elect James M. Ringler | Mgmt | For | For | For | |||
| 13 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| E*TRADE Financial Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ETFC | CUSIP 269246401 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
| 2 | Elect James P. Healy | Mgmt | For | For | For | |||
| 3 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
| 4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
| 5 | Elect James Lam | Mgmt | For | For | For | |||
| 6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
| 7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
| 8 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
| 9 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
| 10 | Elect Gary H. Stern | Mgmt | For | For | For | |||
| 11 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| E. I. du Pont de Nemours and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DD | CUSIP 263534109 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
| 2 | Elect Edward D. Breen | Mgmt | For | For | For | |||
| 3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
| 5 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | |||
| 6 | Elect James L. Gallogly | Mgmt | For | For | For | |||
| 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
| 8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
| 9 | Elect Ulf M. Schneider | Mgmt | For | For | For | |||
| 10 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
| 11 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
| 12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Employee Board Advisory Position | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Accident Risk Reduction Report | ShrHoldr | Against | Against | For | |||
| Edgewell Personal Care Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EPC | CUSIP 28035Q102 | 01/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
| 2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
| 3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
| 4 | Elect R. David Hoover | Mgmt | For | For | For | |||
| 5 | Elect John C. Hunter III | Mgmt | For | For | For | |||
| 6 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Edison International | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EIX | CUSIP 281020107 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
| 2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
| 3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
| 4 | Elect James T. Morris | Mgmt | For | For | For | |||
| 5 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
| 6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
| 7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
| 8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
| 9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
| 10 | Elect Brett White | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| Eli Lilly and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LLY | CUSIP 532457108 | 05/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
| 2 | Elect R. David Hoover | Mgmt | For | For | For | |||
| 3 | Elect Juan R. Luciano | Mgmt | For | For | For | |||
| 4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
| 5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
| Embraer SA | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ERJ | CUSIP 29082A107 | 04/13/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Election of Supervisory Council | Mgmt | For | For | For | |||
| 4 | Remuneration Policy | Mgmt | For | For | For | |||
| 5 | Supervisory Council Fees | Mgmt | For | For | For | |||
| 6 | Amendments to Articles | Mgmt | For | For | For | |||
| 7 | Cancellation of Stock Option Plan for Board of Directors | Mgmt | For | Against | Against | |||
| EMC Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EMC | CUSIP 268648102 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Donald J. Carty | Mgmt | For | For | For | |||
| 2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
| 3 | Elect James S. DiStasio | Mgmt | For | For | For | |||
| 4 | Elect John R. Egan | Mgmt | For | For | For | |||
| 5 | Elect William D. Green | Mgmt | For | For | For | |||
| 6 | Elect Jami Miscik | Mgmt | For | For | For | |||
| 7 | Elect Paul Sagan | Mgmt | For | For | For | |||
| 8 | Elect Laura J. Sen | Mgmt | For | For | For | |||
| 9 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Energen Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EGN | CUSIP 29265N108 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect T. Michael Goodrich | Mgmt | For | For | For | |||
| 2 | Elect Jay Grinney | Mgmt | For | For | For | |||
| 3 | Elect Frances Powell Hawes | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
| EOG Resources, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EOG | CUSIP 26875P101 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | |||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
| 3 | Elect James C. Day | Mgmt | For | For | For | |||
| 4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
| 5 | Elect Donald F. Textor | Mgmt | For | For | For | |||
| 6 | Elect William R. Thomas | Mgmt | For | For | For | |||
| 7 | Elect Frank G. Wisner | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Exelon Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EXC | CUSIP 30161N101 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
| 2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
| 3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
| 4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
| 5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
| 6 | Elect Nancy L. Gioia | Mgmt | For | For | For | |||
| 7 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
| 8 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
| 9 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
| 10 | Elect Richard W. Mies | Mgmt | For | For | For | |||
| 11 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
| 12 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
| 13 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 16 | Adoption of Proxy Access | Mgmt | For | For | For | |||
| Exxon Mobil Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| XOM | CUSIP 30231G102 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
| 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
| 1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
| 1.4 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
| 1.5 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
| 1.6 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
| 1.7 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
| 1.8 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
| 1.9 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
| 1.10 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
| 1.11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
| 1.12 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
| 1.13 | Elect William C. Weldon | Mgmt | For | For | For | |||
| 1.14 | Elect Darren W. Woods | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 5 | Shareholder Proposal Regarding Climate Change Expertise on Board | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Sale of Company | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 8 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Dividend Policy | ShrHoldr | Against | Against | For | |||
| 11 | Shareholder Proposal Regarding Climate Change Policy and Commitment | ShrHoldr | Against | Against | For | |||
| 12 | Shareholder Proposal Regarding Climate Change Policy Risk | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Report on Reserve Replacements | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
| Fortune Brands Home & Security, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FBHS | CUSIP 34964C106 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Susan S. Kilsby | Mgmt | For | For | For | |||
| 2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Gaming And Leisure Properties Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GLPI | CUSIP 36467J108 | 03/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Stock Issuance for Acquisition | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| Gaming And Leisure Properties, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GLPI | CUSIP 36467J108 | 06/01/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | |||
| The Gap, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GPS | CUSIP 364760108 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Domenico De Sole | Mgmt | For | For | For | |||
| 2 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
| 3 | Elect William S. Fisher | Mgmt | For | For | For | |||
| 4 | Elect Tracy Gardner | Mgmt | For | For | For | |||
| 5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
| 6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
| 7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
| 8 | Elect Arthur Peck | Mgmt | For | For | For | |||
| 9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
| 10 | Elect Katherine Tsang | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Approval of the Amendment and Restatement of the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| General Dynamics Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GD | CUSIP 369550108 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
| 2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | |||
| 3 | Elect James S. Crown | Mgmt | For | For | For | |||
| 4 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
| 5 | Elect William P. Fricks | Mgmt | For | For | For | |||
| 6 | Elect John M. Keane | Mgmt | For | For | For | |||
| 7 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
| 8 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
| 9 | Elect James N. Mattis | Mgmt | For | For | For | |||
| 10 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
| 11 | Elect William A. Osborn | Mgmt | For | For | For | |||
| 12 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| General Electric Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GE | CUSIP 369604103 | 04/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sebastien Bazin | Mgmt | For | For | For | |||
| 2 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
| 3 | Elect John J. Brennan | Mgmt | For | For | For | |||
| 4 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
| 5 | Elect Marijn E. Dekkers | Mgmt | For | For | For | |||
| 6 | Elect Peter B. Henry | Mgmt | For | For | For | |||
| 7 | Elect Susan Hockfield | Mgmt | For | For | For | |||
| 8 | Elect Jeffrey R. Immelt | Mgmt | For | For | For | |||
| 9 | Elect Andrea Jung | Mgmt | For | For | For | |||
| 10 | Elect Robert W. Lane | Mgmt | For | For | For | |||
| 11 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
| 12 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
| 13 | Elect James J. Mulva | Mgmt | For | For | For | |||
| 14 | Elect James E. Rohr | Mgmt | For | For | For | |||
| 15 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
| 16 | Elect James S. Tisch | Mgmt | For | For | For | |||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 18 | Ratification of Auditor | Mgmt | For | For | For | |||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| 21 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
| 23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
| 24 | Shareholder Proposal Regarding Human Rights Review | ShrHoldr | Against | Against | For | |||
| General Motors Co. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GM | CUSIP 37045V100 | 06/07/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Joseph J. Ashton | Mgmt | For | For | For | |||
| 2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
| 3 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
| 4 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
| 5 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
| 6 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
| 7 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
| 8 | Elect James J. Mulva | Mgmt | For | For | For | |||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
| 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
| 11 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
| 12 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
| Gilead Sciences, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GILD | CUSIP 375558103 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John F. Cogan | Mgmt | For | For | For | |||
| 2 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
| 3 | Elect John W. Madigan | Mgmt | For | For | For | |||
| 4 | Elect John C. Martin | Mgmt | For | For | For | |||
| 5 | Elect John F. Milligan | Mgmt | For | For | For | |||
| 6 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
| 7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
| 8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
| 9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Amendment to the Code Section 162(m) Bonus Plan | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| The Goldman Sachs Group, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GS | CUSIP 38141G104 | 05/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
| 2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
| 3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
| 4 | Elect Mark Flaherty | Mgmt | For | For | For | |||
| 5 | Elect William W. George | Mgmt | For | For | For | |||
| 6 | Elect James A. Johnson | Mgmt | For | For | For | |||
| 7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
| 8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
| 9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
| 10 | Elect Debora L. Spar | Mgmt | For | For | For | |||
| 11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
| 12 | Elect David A. Viniar | Mgmt | For | For | For | |||
| 13 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
| Gulfport Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
| 1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
| 1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
| 1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
| 1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
| 1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
| Halliburton Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HAL | CUSIP 406216101 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||
| 2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
| 3 | Elect James R. Boyd | Mgmt | For | For | For | |||
| 4 | Elect Milton Carroll | Mgmt | For | For | For | |||
| 5 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
| 6 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
| 7 | Elect Jose C. Grubisich | Mgmt | For | For | For | |||
| 8 | Elect David J. Lesar | Mgmt | For | For | For | |||
| 9 | Elect Robert A. Malone | Mgmt | For | For | For | |||
| 10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
| 11 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
| 12 | Elect Debra L. Reed | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Hartford Financial Services Group, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HIG | CUSIP 416515104 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
| 2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
| 3 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
| 4 | Elect Michael G. Morris | Mgmt | For | For | For | |||
| 5 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
| 6 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
| 7 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
| 8 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
| 9 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
| 10 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
| 11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Hewlett Packard Enterprise Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HPE | CUSIP 42824C109 | 03/23/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Daniel Ammann | Mgmt | For | For | For | |||
| 2 | Elect Marc L. Andreessen | Mgmt | For | For | For | |||
| 3 | Elect Michael J. Angelakis | Mgmt | For | For | For | |||
| 4 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
| 5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
| 6 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
| 7 | Elect Raymond J. Lane | Mgmt | For | For | For | |||
| 8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
| 9 | Elect Raymond E. Ozzie | Mgmt | For | For | For | |||
| 10 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
| 11 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
| 12 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
| 13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
| 14 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Hilton Worldwide Holdings Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HLT | CUSIP 43300A104 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
| 1.2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||
| 1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
| 1.4 | Elect Judith A. McHale | Mgmt | For | For | For | |||
| 1.5 | Elect John Schreiber | Mgmt | For | For | For | |||
| 1.6 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
| 1.7 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
| 1.8 | Elect William J. Stein | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Honeywell International Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HON | CUSIP 438516106 | 04/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William S. Ayer | Mgmt | For | For | For | |||
| 2 | Elect Kevin Burke | Mgmt | For | For | For | |||
| 3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
| 4 | Elect David M. Cote | Mgmt | For | For | For | |||
| 5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
| 6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
| 7 | Elect Judd Gregg | Mgmt | For | For | For | |||
| 8 | Elect Clive Hollick | Mgmt | For | For | For | |||
| 9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
| 10 | Elect George Paz | Mgmt | For | For | For | |||
| 11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
| 12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
| 16 | Approval of 2016 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| HP Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HPQ | CUSIP 40434L105 | 04/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
| 2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
| 3 | Elect Carl Bass | Mgmt | For | For | For | |||
| 4 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
| 5 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
| 6 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
| 7 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
| 8 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
| 9 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
| 10 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
| 11 | Elect Subra Suresh | Mgmt | For | For | For | |||
| 12 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
| 13 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
| Intel Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| INTC | CUSIP 458140100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
| 2 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
| 3 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
| 4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
| 5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
| 6 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
| 7 | Elect James D. Plummer | Mgmt | For | For | For | |||
| 8 | Elect David S. Pottruck | Mgmt | For | For | For | |||
| 9 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
| 10 | Elect David B. Yoffie | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| ITT Educational Services, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ESI | CUSIP 45068B109 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jerry M. Cohen | Mgmt | For | For | For | |||
| 2 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| ITT Educational Services, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ESI | CUSIP 45068B109 | 07/27/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect C. David Brown | Mgmt | For | For | For | |||
| 2 | Elect Joanna T. Lau | Mgmt | For | For | For | |||
| 3 | Elect Samuel L. Odle | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Johnson & Johnson | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JNJ | CUSIP 478160104 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
| 2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
| 4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
| 5 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
| 6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
| 7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
| 8 | Elect William D. Perez | Mgmt | For | For | For | |||
| 9 | Elect Charles Prince | Mgmt | For | For | For | |||
| 10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
| 11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
| JPMorgan Chase & Co. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JPM | CUSIP 46625H100 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
| 2 | Elect James A. Bell | Mgmt | For | For | For | |||
| 3 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
| 4 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
| 5 | Elect James S. Crown | Mgmt | For | For | For | |||
| 6 | Elect James Dimon | Mgmt | For | For | For | |||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
| 8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Michael A. Neal | Mgmt | For | For | For | |||
| 10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
| 11 | Elect William C. Weldon | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | ShrHoldr | Against | Against | For | |||
| Kraft Foods Group Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KRFT | CUSIP 50076Q106 | 07/01/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| The Kraft Heinz Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KHC | CUSIP 500754106 | 04/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
| 2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
| 3 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
| 4 | Elect John T. Cahill | Mgmt | For | For | For | |||
| 5 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
| 6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
| 7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
| 8 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
| 9 | Elect John C. Pope | Mgmt | For | For | For | |||
| 10 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 13 | Approval of 2016 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| L-3 Communications Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LLL | CUSIP 502424104 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
| 2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
| 3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
| 4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
| 5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
| 6 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
| 7 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
| 8 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
| 9 | Elect Arthur L. Simon | Mgmt | For | For | For | |||
| 10 | Elect Michael T. Strianese | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
| 14 | Elimination of the Company's Holding Company Structure | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | |||
| Lam Research Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LRCX | CUSIP 512807108 | 02/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger | Mgmt | For | For | For | |||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| Lam Research Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LRCX | CUSIP 512807108 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
| 1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
| 1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | |||
| 1.4 | Elect Youssef A. El-Mansy | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
| 1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
| 1.7 | Elect Stephen G. Newberry | Mgmt | For | For | For | |||
| 1.8 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
| 1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Amendment to the 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
| 4 | 2015 Stock Incentive Plan | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| Linde AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LIN | CINS D50348107 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Appointment of Auditor for Interim Financial Statements | Mgmt | For | For | For | |||
| 10 | Increase in Authorised Capital | Mgmt | For | Against | Against | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 12 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
| 13 | Elect Victoria Ossadnik | Mgmt | For | Against | Against | |||
| 14 | Elect Wolfgang Reitzle | Mgmt | For | For | For | |||
| Louisiana-Pacific Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LPX | CUSIP 546347105 | 05/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Tracy Embree | Mgmt | For | For | For | |||
| 2 | Elect Lizanne C. Gottung | Mgmt | For | For | For | |||
| 3 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
| 4 | Elect Colin D. Watson | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Macy's Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| M | CUSIP 55616P104 | 05/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
| 2 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
| 3 | Elect John A. Bryant | Mgmt | For | For | For | |||
| 4 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
| 5 | Elect Leslie D. Hale | Mgmt | For | For | For | |||
| 6 | Elect William H. Lenehan | Mgmt | For | For | For | |||
| 7 | Elect Sara L. Levinson | Mgmt | For | For | For | |||
| 8 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
| 9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
| 10 | Elect Paul C. Varga | Mgmt | For | For | For | |||
| 11 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
| 12 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
| 13 | Elect Annie A. Young-Scrivner | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Marathon Oil Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MRO | CUSIP 565849106 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
| 3 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
| 4 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
| 5 | Elect Philip Lader | Mgmt | For | For | For | |||
| 6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
| 7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
| 8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Approval of the 2016 Incentive Compensation Plan | Mgmt | For | For | For | |||
| Markwest Energy Partners LP | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MWE | CUSIP 570759100 | 12/01/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Acquisition | Mgmt | For | Against | Against | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
| 3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
| Medtronic, plc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MDT | CUSIP G5960L103 | 12/11/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||
| 2 | Elect Craig Arnold | Mgmt | For | For | For | |||
| 3 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
| 4 | Elect Randall J. Hogan | Mgmt | For | For | For | |||
| 5 | Elect Omar Ishrak | Mgmt | For | For | For | |||
| 6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
| 7 | Elect Michael O. Leavitt | Mgmt | For | Against | Against | |||
| 8 | Elect James T. Lenehan | Mgmt | For | For | For | |||
| 9 | Elect Elizabeth G. Nabel | Mgmt | For | For | For | |||
| 10 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
| 11 | Elect Kendall J. Powell | Mgmt | For | For | For | |||
| 12 | Elect Robert C. Pozen | Mgmt | For | For | For | |||
| 13 | Elect Preetha Reddy | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Merck & Co., Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MRK | CUSIP 58933Y105 | 05/24/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
| 3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
| 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
| 5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
| 6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
| 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
| 8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
| 9 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
| 10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
| 11 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
| 12 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
| 13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | ShrHoldr | Against | Against | For | |||
| MetLife, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MET | CUSIP 59156R108 | 06/14/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
| 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
| 3 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
| 4 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
| 5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
| 6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
| 7 | Elect William E. Kennard | Mgmt | For | For | For | |||
| 8 | Elect James M. Kilts | Mgmt | For | For | For | |||
| 9 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
| 10 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
| 11 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
| 12 | Elect Lulu C. Wang | Mgmt | For | For | For | |||
| 13 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
| Michael Kors Holdings Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KORS | CUSIP G60754101 | 07/30/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect M. W. Benedetto | Mgmt | For | For | For | |||
| 2 | Elect Stephen F. Reitman | Mgmt | For | For | For | |||
| 3 | Elect Jean Tomlin | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Amendment to the Omnibus Incentive Plan | Mgmt | For | For | For | |||
| Michaels Companies Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MIK | CUSIP 59408Q106 | 06/01/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Josh Bekenstein | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Nadim El Gabbani | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Monte E. Ford | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Karen Kaplan | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Lewis S. Klessel | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Mathew S. Levin | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect John J. Mahoney | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect James A. Quella | Mgmt | For | Withhold | Against | |||
| 1.9 | Elect Beryl B. Raff | Mgmt | For | Withhold | Against | |||
| 1.10 | Elect Carl S. Rubin | Mgmt | For | Withhold | Against | |||
| 1.11 | Elect Peter F. Wallace | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Microsoft Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MSFT | CUSIP 594918104 | 12/02/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William H. Gates III | Mgmt | For | For | For | |||
| 2 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
| 3 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
| 4 | Elect Satya Nadella | Mgmt | For | For | For | |||
| 5 | Elect Charles H. Noski | Mgmt | For | For | For | |||
| 6 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
| 7 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
| 8 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
| 9 | Elect John W. Stanton | Mgmt | For | For | For | |||
| 10 | Elect John W. Thompson | Mgmt | For | For | For | |||
| 11 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
| 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Molson Coors Brewing Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TAP | CUSIP 60871R209 | 05/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Mondelez International Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MDLZ | CUSIP 609207105 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
| 2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
| 3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
| 4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
| 5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
| 6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
| 7 | Elect Nelson Peltz | Mgmt | For | For | For | |||
| 8 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
| 9 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
| 10 | Elect Christiana Shi | Mgmt | For | For | For | |||
| 11 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
| 12 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
| 13 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
| Monsanto Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MON | CUSIP 61166W101 | 01/29/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
| 2 | Elect David L. Chicoine | Mgmt | For | For | For | |||
| 3 | Elect Janice L. Fields | Mgmt | For | For | For | |||
| 4 | Elect Hugh Grant | Mgmt | For | For | For | |||
| 5 | Elect Arthur H. Harper | Mgmt | For | For | For | |||
| 6 | Elect Laura K. Ipsen | Mgmt | For | For | For | |||
| 7 | Elect Marcos M. Lutz | Mgmt | For | For | For | |||
| 8 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
| 9 | Elect Jon R. Moeller | Mgmt | For | For | For | |||
| 10 | Elect William U. Parfet | Mgmt | For | For | For | |||
| 11 | Elect George H. Poste | Mgmt | For | For | For | |||
| 12 | Elect Robert J. Stevens | Mgmt | For | For | For | |||
| 13 | Elect Patricia Verduin | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Approval of Performance Goals Under the Annual Incentive Plan | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Risks of Glyphosate | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| Morgan Stanley | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MS | CUSIP 617446448 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | |||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | |||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
| 7 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||
| 8 | Elect Jami Miscik | Mgmt | For | For | For | |||
| 9 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
| 10 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
| 11 | Elect James W. Owens | Mgmt | For | For | For | |||
| 12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
| 13 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
| 14 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 17 | Amendment to 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
| 18 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
| Mylan N.V. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MYL | CUSIP N59465109 | 08/28/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| Newmont Mining Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NEM | CUSIP 651639106 | 04/20/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
| 2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
| 3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
| 4 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
| 5 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
| 6 | Elect Noreen Doyle | Mgmt | For | For | For | |||
| 7 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
| 8 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
| 9 | Elect Jane Nelson | Mgmt | For | For | For | |||
| 10 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Northrop Grumman Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NOC | CUSIP 666807102 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
| 2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
| 3 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
| 4 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
| 5 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
| 6 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
| 7 | Elect William H. Hernandez | Mgmt | For | For | For | |||
| 8 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
| 9 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
| 10 | Elect Richard B. Myers | Mgmt | For | For | For | |||
| 11 | Elect Gary Roughead | Mgmt | For | For | For | |||
| 12 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
| 13 | Elect James S. Turley | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| NRG Energy, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NRG | CUSIP 629377508 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
| 2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
| 3 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
| 4 | Elect Howard E. Cosgrove | Mgmt | For | For | For | |||
| 5 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
| 6 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
| 7 | Elect William E. Hantke | Mgmt | For | For | For | |||
| 8 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
| 9 | Elect Edward R. Muller | Mgmt | For | For | For | |||
| 10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
| 11 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
| 12 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
| 13 | Elect Walter R. Young | Mgmt | For | For | For | |||
| 14 | Amendment to the Long term Incentive Plan | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| Oracle Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ORCL | CUSIP 68389X105 | 11/18/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
| 1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
| 1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
| 1.4 | Elect Safra A. Catz | Mgmt | For | For | For | |||
| 1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
| 1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
| 1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
| 1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
| 1.12 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | |||
| 2 | Re-approval of the Material Terms of the Executive Bonus Plan | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| 7 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
| 8 | Shareholder Proposal Regarding Shareholder Engagement | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
| 10 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Packaging Corporation of America | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PKG | CUSIP 695156109 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
| 2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
| 3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
| 4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
| 5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
| 6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
| 7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
| 8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
| 9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
| 10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
| 11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| PacWest Bancorp | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PACW | CUSIP 695263103 | 05/16/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul R. Burke | Mgmt | For | For | For | |||
| 1.2 | Elect Craig A. Carlson | Mgmt | For | For | For | |||
| 1.3 | Elect John M. Eggemeyer | Mgmt | For | For | For | |||
| 1.4 | Elect Barry C. Fitzpatrick | Mgmt | For | For | For | |||
| 1.5 | Elect Andrew B. Fremder | Mgmt | For | For | For | |||
| 1.6 | Elect C. William Hosler | Mgmt | For | For | For | |||
| 1.7 | Elect Susan E. Lester | Mgmt | For | For | For | |||
| 1.8 | Elect Roger H. Molvar | Mgmt | For | For | For | |||
| 1.9 | Elect James J. Pieczynski | Mgmt | For | For | For | |||
| 1.10 | Elect Daniel B. Platt | Mgmt | For | For | For | |||
| 1.11 | Elect Robert A. Stine | Mgmt | For | For | For | |||
| 1.12 | Elect Matthew P. Wagner | Mgmt | For | For | For | |||
| 2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
| 6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
| Penn National Gaming, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PENN | CUSIP 707569109 | 06/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | For | For | |||
| 1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Perrigo Company plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PRGO | CUSIP G97822103 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Laurie Brlas | Mgmt | For | For | For | |||
| 2 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
| 3 | Elect Marc Coucke | Mgmt | For | For | For | |||
| 4 | Elect Ellen R. Hoffing | Mgmt | For | For | For | |||
| 5 | Elect Michael J. Jandernoa | Mgmt | For | For | For | |||
| 6 | Elect Gary K. Kunkle, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Donal O'Connor | Mgmt | For | For | For | |||
| 9 | Elect Joseph C. Papa | Mgmt | For | For | For | |||
| 10 | Elect Shlomo Yanai | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 14 | Price Range for Reissuance of Treasury Shares | Mgmt | For | For | For | |||
| Pfizer Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PFE | CUSIP 717081103 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
| 2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
| 3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
| 4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
| 5 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
| 6 | Elect James M. Kilts | Mgmt | For | For | For | |||
| 7 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
| 9 | Elect Ian C. Read | Mgmt | For | For | For | |||
| 10 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
| 11 | Elect James C. Smith | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
| 16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | ShrHoldr | Against | Against | For | |||
| 17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | ShrHoldr | Against | Against | For | |||
| PG&E Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PCG | CUSIP 69331C108 | 05/23/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lewis Chew | Mgmt | For | For | For | |||
| 2 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
| 4 | Elect Maryellen C. Herringer | Mgmt | For | For | For | |||
| 5 | Elect Richard C. Kelly | Mgmt | For | For | For | |||
| 6 | Elect Roger H. Kimmel | Mgmt | For | For | For | |||
| 7 | Elect Richard A. Meserve | Mgmt | For | For | For | |||
| 8 | Elect Forrest E. Miller | Mgmt | For | For | For | |||
| 9 | Elect Rosendo G. Parra | Mgmt | For | For | For | |||
| 10 | Elect Barbara L. Rambo | Mgmt | For | For | For | |||
| 11 | Elect Anne Shen Smith | Mgmt | For | For | For | |||
| 12 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Philip Morris International Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PM | CUSIP 718172109 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Harold Brown | Mgmt | For | For | For | |||
| 2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
| 3 | Elect Louis C. Camilleri | Mgmt | For | For | For | |||
| 4 | Elect Werner Geissler | Mgmt | For | For | For | |||
| 5 | Elect Jennifer Li | Mgmt | For | For | For | |||
| 6 | Elect Jun Makihara | Mgmt | For | For | For | |||
| 7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
| 8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
| 9 | Elect Lucio A. Noto | Mgmt | For | For | For | |||
| 10 | Elect Frederik Paulsen | Mgmt | For | For | For | |||
| 11 | Elect Robert B. Polet | Mgmt | For | For | For | |||
| 12 | Elect Stephen M. Wolf | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | ShrHoldr | Against | Against | For | |||
| Pioneer Natural Resources Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PXD | CUSIP 723787107 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
| 3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
| 4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
| 5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
| 6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
| 7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
| 8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
| 9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
| 10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
| 11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
| 12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
| 13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 17 | Approval of performance goals under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| Prudential plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PUK | CINS G72899100 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Elect John Foley | Mgmt | For | For | For | |||
| 4 | Elect Penelope James | Mgmt | For | For | For | |||
| 5 | Elect David Law | Mgmt | For | For | For | |||
| 6 | Elect Lord Turner | Mgmt | For | For | For | |||
| 7 | Elect Tony Wilkey | Mgmt | For | For | For | |||
| 8 | Elect Howard J. Davies | Mgmt | For | For | For | |||
| 9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
| 10 | Elect Paul Manduca | Mgmt | For | For | For | |||
| 11 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
| 12 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
| 13 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
| 14 | Elect Anthony John Liddell Nightingale | Mgmt | For | Against | Against | |||
| 15 | Elect Philip Remnant | Mgmt | For | For | For | |||
| 16 | Elect Alice Schroeder | Mgmt | For | For | For | |||
| 17 | Elect Barry Stowe | Mgmt | For | For | For | |||
| 18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
| 19 | Appointment of Auditor | Mgmt | For | For | For | |||
| 20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 23 | Authority to Issue Repurchased Shares w/Preemptive Rights | Mgmt | For | For | For | |||
| 24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| PulteGroup, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
| 1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
| 1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
| 1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
| 1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
| 1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
| 1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
| 1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
| 1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| QLogic Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| QLGC | CUSIP 747277101 | 08/20/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John T. Dickson | Mgmt | For | For | For | |||
| 2 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
| 3 | Elect Christine King | Mgmt | For | For | For | |||
| 4 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
| 5 | Elect Prasad L. Rampalli | Mgmt | For | For | For | |||
| 6 | Elect Jay A. Rossiter | Mgmt | For | For | For | |||
| 7 | Elect George D. Wells | Mgmt | For | For | For | |||
| 8 | Elect William M. Zeitler | Mgmt | For | For | For | |||
| 9 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| Radian Group Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RDN | CUSIP 750236101 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Herbert Wender | Mgmt | For | For | For | |||
| 2 | Elect David C. Carney | Mgmt | For | For | For | |||
| 3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
| 4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
| 5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
| 6 | Elect Sanford A. Ibrahim | Mgmt | For | For | For | |||
| 7 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
| 8 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
| 9 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
| 10 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Amendment to Provide for Removal of Directors Without Cause | Mgmt | For | For | For | |||
| 13 | Amendment to Certificate to Preserve Value of NOLs | Mgmt | For | For | For | |||
| 14 | Renewal of Section 382 Shareholder Rights Plan | Mgmt | For | Against | Against | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| Raytheon Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RTN | CUSIP 755111507 | 05/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Tracy A Atkinson | Mgmt | For | For | For | |||
| 2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
| 3 | Elect James E. Cartwright | Mgmt | For | For | For | |||
| 4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
| 5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
| 6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
| 7 | Elect Letitia A Long | Mgmt | For | For | For | |||
| 8 | Elect George R. Oliver | Mgmt | For | For | For | |||
| 9 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
| 10 | Elect William R. Spivey | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Adoption of an Exclusive Forum Provision | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
| Regions Financial Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RF | CUSIP 7591EP100 | 04/21/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
| 2 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
| 3 | Elect Don DeFosset | Mgmt | For | For | For | |||
| 4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
| 5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
| 6 | Elect John D. Johns | Mgmt | For | For | For | |||
| 7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
| 8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
| 9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
| 11 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Rockwell Collins, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COL | CUSIP 774341101 | 02/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect John A. Edwardson | Mgmt | For | For | For | |||
| 1.2 | Elect Andrew J. Policano | Mgmt | For | For | For | |||
| 1.3 | Elect Jeffrey L. Turner | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Royal Dutch Shell Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RDSB | CUSIP 780259206 | 01/27/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Acquisition | Mgmt | For | For | For | |||
| Royal Dutch Shell Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RDSB | CUSIP 780259206 | 05/24/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 3 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
| 4 | Elect Guy Elliott | Mgmt | For | For | For | |||
| 5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
| 6 | Elect Simon Henry | Mgmt | For | For | For | |||
| 7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
| 9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
| 10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
| 11 | Elect Hans Wijers | Mgmt | For | For | For | |||
| 12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
| 13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||
| 15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 19 | Shareholder Resolution Regarding Company Business Strategy | ShrHoldr | Against | Against | For | |||
| Samsung Electronics Co., Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 005930 | CINS Y74718100 | 03/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Korea, Republic of | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 2 | Elect LEE In Ho | Mgmt | For | For | For | |||
| 3 | Elect SONG Kwang Soo | Mgmt | For | For | For | |||
| 4 | Elect PARK Jae Wan | Mgmt | For | For | For | |||
| 5 | Elect YOON Boo Keun | Mgmt | For | For | For | |||
| 6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | |||
| 7 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
| 8 | Election of Audit Committee Member: LEE In Ho | Mgmt | For | For | For | |||
| 9 | Election of Audit Committee Member: SONG Kwang Soo | Mgmt | For | For | For | |||
| 10 | Directors' Fees | Mgmt | For | For | For | |||
| 11 | Amendments to Articles | Mgmt | For | For | For | |||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Sanofi | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SAN | CUSIP 80105N105 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Elect Laurent Attal to the Board of Directors | Mgmt | For | Against | Against | |||
| 5 | Elect Claudie Haignere to the Board of Directors | Mgmt | For | Against | Against | |||
| 6 | Elect Carole Piwnica to the Board of Directors | Mgmt | For | Against | Against | |||
| 7 | Elect Thomas Sudhof to the Board of Directors | Mgmt | For | For | For | |||
| 8 | Elect Diane Souza to the Board of Directors | Mgmt | For | For | For | |||
| 9 | Remuneration of Serge Weinberg, Chairman | Mgmt | For | For | For | |||
| 10 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 12 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
| 13 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
| 14 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
| Schlumberger N.V. (Schlumberger Limited) | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SLB | CUSIP 806857108 | 04/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
| 2 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||
| 3 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
| 4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
| 5 | Elect Michael E. Marks | Mgmt | For | For | For | |||
| 6 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
| 7 | Elect Lubna S. Olayan | Mgmt | For | For | For | |||
| 8 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
| 9 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
| 10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 12 | Approval of Financials Statements/Dividends | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
| 15 | Ratification of Board Size | Mgmt | For | For | For | |||
| 16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
| Scorpio Tankers Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| STNG | CUSIP Y7542C106 | 06/01/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Cameron Mackey | Mgmt | For | Withhold | Against | |||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||
| Siemens AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SIE | CINS D69671218 | 01/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Elect Nicola Leibinger-Kammuller | Mgmt | For | Against | Against | |||
| 10 | Elect Jim Hagemann Snabe | Mgmt | For | Against | Against | |||
| 11 | Elect Werner Wenning | Mgmt | For | Against | Against | |||
| 12 | Increase in Authorised Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||
| 13 | Spin-off and Transfer Agreement | Mgmt | For | For | For | |||
| State Street Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| STT | CUSIP 857477103 | 05/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
| 2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
| 3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
| 4 | Elect William C. Freda | Mgmt | For | For | For | |||
| 5 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
| 6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
| 7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
| 8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
| 9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
| 10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
| 11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Approval of the 2016 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Suncor Energy Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SU | CUSIP 867224107 | 04/28/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Canada | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
| 1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
| 1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
| 1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
| 1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
| 1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
| 1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
| 1.8 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
| 1.9 | Elect James W. Simpson | Mgmt | For | For | For | |||
| 1.10 | Elect Eira Thomas | Mgmt | For | For | For | |||
| 1.11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
| 1.12 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | |||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Symrise AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SY1 | CINS D827A1108 | 05/11/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
| 10 | Elect Ursula Buck | Mgmt | For | Against | Against | |||
| 11 | Elect Horst-Otto Gerberding | Mgmt | For | Against | Against | |||
| 12 | Elect Andrea Pfeifer | Mgmt | For | Against | Against | |||
| 13 | Elect Michael Becker | Mgmt | For | Against | Against | |||
| 14 | Elect Winfried Steeger | Mgmt | For | Against | Against | |||
| Synchrony Financial | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SYF | CUSIP 87165B103 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
| 2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
| 3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
| 4 | Elect William W. Graylin | Mgmt | For | For | For | |||
| 5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
| 6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
| 7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
| 8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
| 9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 04/18/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Yitzhak Peterburg | Mgmt | For | Against | Against | |||
| 2 | Elect Arie S. Belldegrun | Mgmt | For | Against | Against | |||
| 3 | Elect Amir Elstein | Mgmt | For | Against | Against | |||
| 4 | Amendment of Compensation Policy | Mgmt | For | Against | Against | |||
| 5 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
| 6 | Salary Increase of CEO | Mgmt | For | For | For | |||
| 7 | Amendment of CEO's Bonus Scheme | Mgmt | For | For | For | |||
| 8 | Amendment of CEO's Annual Equity Grants | Mgmt | For | For | For | |||
| 9 | Amendment of 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
| 10 | Appointment of Auditor | Mgmt | For | For | For | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
| 2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
| 3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
| 4 | Elect Galia Maor | Mgmt | For | For | For | |||
| 5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
| 6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
| 7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
| 8 | Remuneration of Directors | Mgmt | For | For | For | |||
| 9 | Remuneration of Chairman | Mgmt | For | For | For | |||
| 10 | Salary Increase of CEO | Mgmt | For | For | For | |||
| 11 | Special Bonus of CEO | Mgmt | For | For | For | |||
| 12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor | Mgmt | For | For | For | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
| The Home Depot, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HD | CUSIP 437076102 | 05/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
| 3 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
| 4 | Elect J. Frank Brown | Mgmt | For | For | For | |||
| 5 | Elect Albert P. Carey | Mgmt | For | For | For | |||
| 6 | Elect Armando Codina | Mgmt | For | For | For | |||
| 7 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
| 8 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
| 9 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
| 10 | Elect Karen Katen | Mgmt | For | For | For | |||
| 11 | Elect Craig A. Menear | Mgmt | For | For | For | |||
| 12 | Elect Mark Vadon | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| The Procter & Gamble Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PG | CUSIP 742718109 | 10/13/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
| 2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
| 3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
| 4 | Elect Scott D. Cook | Mgmt | For | For | For | |||
| 5 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||
| 6 | Elect Alan G. Lafley | Mgmt | For | For | For | |||
| 7 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
| 9 | Elect David. S. Taylor | Mgmt | For | For | For | |||
| 10 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
| 11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
| 12 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
| 13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| Tile Shop Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TTS | CUSIP 88677Q109 | 07/14/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Christopher T. Cook | Mgmt | For | For | For | |||
| 1.2 | Elect Robert A. Rucker | Mgmt | For | For | For | |||
| 1.3 | Elect William E. Watts | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Time Warner Cable, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TWC | CUSIP 88732J207 | 07/01/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Carole Black | Mgmt | For | For | For | |||
| 2 | Elect Thomas H. Castro | Mgmt | For | For | For | |||
| 3 | Elect David C. Chang | Mgmt | For | For | For | |||
| 4 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Peter R. Haje | Mgmt | For | For | For | |||
| 6 | Elect Donna A. James | Mgmt | For | For | For | |||
| 7 | Elect Don Logan | Mgmt | For | For | For | |||
| 8 | Elect Robert D. Marcus | Mgmt | For | For | For | |||
| 9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Wayne H. Pace | Mgmt | For | For | For | |||
| 11 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
| 12 | Elect John E. Sununu | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| Time Warner Cable, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TWC | CUSIP 88732J207 | 09/21/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Merger/Acquisition | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
| Time Warner Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TWX | CUSIP 887317303 | 06/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
| 2 | Elect William P. Barr | Mgmt | For | For | For | |||
| 3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
| 4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
| 5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
| 7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
| 8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
| 9 | Elect Fred Hassan | Mgmt | For | For | For | |||
| 10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
| 11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| TiVo Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TIVO | CUSIP 888706108 | 07/22/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter D. Aquino | Mgmt | For | For | For | |||
| 2 | Elect Daniel Moloney | Mgmt | For | For | For | |||
| 3 | Elect Thomas Wolzien | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Total SA | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FP | CUSIP 89151E109 | 05/24/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
| 4 | Scrip Dividend Option for Interim Dividends | Mgmt | For | For | For | |||
| 5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 6 | Elect Gerard Lamarche to the Board of Directors | Mgmt | For | For | For | |||
| 7 | Elect Maria van der Hoeven to the Board of Directors | Mgmt | For | For | For | |||
| 8 | Elect Jean Lemierre to the Board of Directors | Mgmt | For | For | For | |||
| 9 | Elect Renata Perycz as Employee Shareholder Representative to the Board of Directors | Mgmt | For | For | For | |||
| 10 | Elect Charles Keller as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | For | Against | |||
| 11 | Elect Werner Guyot as Employee Shareholder Representative to the Board of Directors | Mgmt | Against | For | Against | |||
| 12 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
| 14 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
| 15 | Appointment of Alternate Auditor (Salustro Reydel) | Mgmt | For | For | For | |||
| 16 | Related Party Transactions (Thierry Desmarest) | Mgmt | For | For | For | |||
| 17 | Related Party Transactions (Patrick Pouyanne) | Mgmt | For | For | For | |||
| 18 | Remuneration of Thierry Desmarest, Chairman | Mgmt | For | For | For | |||
| 19 | Remuneration of Patrick Pouyanne, CEO | Mgmt | For | For | For | |||
| 20 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
| 21 | Authority to Issue Shares or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
| 22 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
| 23 | Greenshoe | Mgmt | For | For | For | |||
| 24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
| 25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
| 27 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
| Tyco International plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TYC | CUSIP G91442106 | 03/09/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
| 2 | Elect Herman E. Bulls | Mgmt | For | For | For | |||
| 3 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
| 4 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
| 5 | Elect Brian Duperreault | Mgmt | For | For | For | |||
| 6 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
| 7 | Elect George R. Oliver | Mgmt | For | For | For | |||
| 8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
| 9 | Elect Jurgen Tinggren | Mgmt | For | For | For | |||
| 10 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
| 11 | Elect R. David Yost | Mgmt | For | For | For | |||
| 12 | Ratification of Deloitte & Touche | Mgmt | For | For | For | |||
| 13 | Authority to Set Fees | Mgmt | For | For | For | |||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 15 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Union Pacific Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNP | CUSIP 907818108 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
| 3 | Elect David B. Dillon | Mgmt | For | For | For | |||
| 4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
| 5 | Elect Charles C. Krulak | Mgmt | For | For | For | |||
| 6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
| 7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
| 8 | Elect Michael W. McConnell | Mgmt | For | For | For | |||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
| 10 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| United Technologies Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UTX | CUSIP 913017109 | 04/25/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John V. Faraci | Mgmt | For | For | For | |||
| 2 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
| 3 | Elect Gregory J. Hayes | Mgmt | For | For | For | |||
| 4 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
| 5 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
| 6 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
| 7 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
| 8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
| 9 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
| 10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
| 11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
| 12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
| 13 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| UnitedHealth Group Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UNH | CUSIP 91324P102 | 06/06/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Edson Bueno | Mgmt | For | For | For | |||
| 3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
| 4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
| 5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
| 6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
| 7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
| 8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
| 9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
| 10 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| Vail Resorts, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MTN | CUSIP 91879Q109 | 12/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Susan L. Decker | Mgmt | For | For | For | |||
| 2 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
| 3 | Elect Robert A. Katz | Mgmt | For | For | For | |||
| 4 | Elect John T. Redmond | Mgmt | For | For | For | |||
| 5 | Elect Hilary A. Schneider | Mgmt | For | For | For | |||
| 6 | Elect D. Bruce Sewell | Mgmt | For | For | For | |||
| 7 | Elect John F. Sorte | Mgmt | For | For | For | |||
| 8 | Elect Peter A. Vaughn | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| Verizon Communications Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VZ | CUSIP 92343V104 | 05/05/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
| 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
| 3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
| 4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
| 5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
| 6 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | |||
| 7 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
| 8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
| 9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
| 11 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
| 12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
| 13 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Renewable Energy targets | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Report on Indirect Political Spending | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| 20 | Shareholder Proposal Regarding Severance Approval Policy | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | |||
| Vodafone Group plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VOD | CUSIP 92857W308 | 07/28/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
| 3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
| 4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
| 5 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||
| 6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
| 7 | Elect Clara Furse | Mgmt | For | For | For | |||
| 8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
| 9 | Elect Renee J. James | Mgmt | For | For | For | |||
| 10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
| 11 | Elect Nick Land | Mgmt | For | For | For | |||
| 12 | Elect Philip Yea | Mgmt | For | For | For | |||
| 13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
| 15 | Appointment of Auditor | Mgmt | For | For | For | |||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Wal-Mart Stores Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WMT | CUSIP 931142103 | 06/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
| 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
| 4 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
| 5 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
| 6 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
| 7 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
| 8 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
| 9 | Elect Kevin Y. Systrom | Mgmt | For | For | For | |||
| 10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
| 11 | Elect Steuart Walton | Mgmt | For | For | For | |||
| 12 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | 2016 Associate Stock Purchase Plan | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
| Weatherford International plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WFT | CUSIP G48833100 | 06/15/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Mohamed A. Awad | Mgmt | For | For | For | |||
| 2 | Elect David J. Butters | Mgmt | For | For | For | |||
| 3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
| 4 | Elect John D. Gass | Mgmt | For | For | For | |||
| 5 | Elect Emyr Jones Parry | Mgmt | For | For | For | |||
| 6 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
| 7 | Elect William E. Macaulay | Mgmt | For | For | For | |||
| 8 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | |||
| 10 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| Wells Fargo & Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WFC | CUSIP 949746101 | 04/26/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John D. Baker II | Mgmt | For | For | For | |||
| 2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
| 3 | Elect John S. Chen | Mgmt | For | For | For | |||
| 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
| 5 | Elect Elizabeth A. Duke | Mgmt | For | For | For | |||
| 6 | Elect Susan E. Engel | Mgmt | For | For | For | |||
| 7 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Donald M. James | Mgmt | For | For | For | |||
| 9 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
| 10 | Elect Federico F. Pena | Mgmt | For | For | For | |||
| 11 | Elect James H. Quigley | Mgmt | For | For | For | |||
| 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
| 13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
| 14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
| 15 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||
| 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| Western Digital Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WDC | CUSIP 958102105 | 11/04/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Martin I. Cole | Mgmt | For | For | For | |||
| 2 | Elect Kathleen A. Cote | Mgmt | For | For | For | |||
| 3 | Elect Henry T. DeNero | Mgmt | For | For | For | |||
| 4 | Elect Michael D. Lambert | Mgmt | For | For | For | |||
| 5 | Elect Len J. Lauer | Mgmt | For | For | For | |||
| 6 | Elect Matthew E. Massengill | Mgmt | For | For | For | |||
| 7 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
| 8 | Elect Paula A. Price | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
| 11 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| Whirlpool Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WHR | CUSIP 963320106 | 04/19/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
| 2 | Elect Marc R. Bitzer | Mgmt | For | For | For | |||
| 3 | Elect Gary T. DiCamillo | Mgmt | For | For | For | |||
| 4 | Elect Diane M. Dietz | Mgmt | For | For | For | |||
| 5 | Elect Gerri T. Elliott | Mgmt | For | For | For | |||
| 6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
| 7 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
| 8 | Elect John D. Liu | Mgmt | For | For | For | |||
| 9 | Elect Harish M. Manwani | Mgmt | For | For | For | |||
| 10 | Elect William D. Perez | Mgmt | For | For | For | |||
| 11 | Elect Michael D. White | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Whiting Petroleum Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WLL | CUSIP 966387102 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Thomas L. Aller | Mgmt | For | For | For | |||
| 1.2 | Elect James E. Catlin | Mgmt | For | For | For | |||
| 1.3 | Elect Michael B. Walen | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| 6 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
| Yahoo! Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| YHOO | CUSIP 984332106 | 06/30/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
| 2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
| 3 | Elect David Filo | Mgmt | For | For | For | |||
| 4 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
| 5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
| 6 | Elect Richard S. Hill | Mgmt | For | Against | Against | |||
| 7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
| 8 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
| 9 | Elect Jane E. Shaw | Mgmt | For | For | For | |||
| 10 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
| 11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Zimmer Biomet Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ZBH | CUSIP 98956P102 | 05/03/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
| 2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
| 3 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
| 4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
| 5 | Elect David C. Dvorak | Mgmt | For | For | For | |||
| 6 | Elect Michael J. Farrell | Mgmt | For | For | For | |||
| 7 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
| 8 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
| 9 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
| 10 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
| 11 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
| 12 | Elect Jeffrey K. Rhodes | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
| Zoetis Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ZTS | CUSIP 98978V103 | 05/12/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | |||
| 2 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
| 3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
| 4 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
| Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
| SIGNATURES | ||
| Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
| Registrant: | The Putnam Fund for Growth and Income | |
| By: | Jonathan S. Horwitz* | |
| Name: | Jonathan S. Horwitz | |
| Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
| Date: | August 15, 2016 | |
| *By: | /s/ Nancy E. Florek | |
| Name: | Nancy E. Florek | |
| Date: | August 15, 2016 | |
| Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
| Signature | Title | Date | |||||
| /s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
July 29, 2016 | |||||
| Jonathan S. Horwitz | |||||||
Schedule A
|
Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
|
Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
|