-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NNxLIz/cT8Nrm8C0ELmyOvYUenGNC5/YEnVKnTKJ8t9iq0i1ZYiRwZRWM0v4G60v pvGISptKjVzepy1ts+sbAA== 0000869392-00-000266.txt : 20001229 0000869392-00-000266.hdr.sgml : 20001229 ACCESSION NUMBER: 0000869392-00-000266 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20001228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM FUND FOR GROWTH & INCOME CENTRAL INDEX KEY: 0000081260 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046013678 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: SEC FILE NUMBER: 811-00781 FILM NUMBER: 797271 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAIKLSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM GROWTH FUND DATE OF NAME CHANGE: 19841025 NSAR-B/A 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 10/31/2000 000 C000000 0000081260 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 PUTNAM FUND FOR GROWTH & INCOME 001 B000000 811-781 001 C000000 6172921000 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, INC. 008 B000001 A 008 C000001 801-781 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 011 A000001 PUTNAM RETAIL MANAGEMENT INC. 011 B000001 8-5088 011 C010001 BOSTON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES, INC. 012 B000001 84-401299 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02109 015 A000001 PUTNAM FIDUCIARY TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 97 019 C000000 PUTNAMFUND 020 A000001 GOLDMAN SACHS & CO. 020 B000001 13-5108880 020 C000001 7200 020 A000002 SALOMAN SMITH BARNEY 020 B000002 13-3082694 020 C000002 2099 020 A000003 AMERICAN EXPRESS FINANCIAL ADV 020 C000003 2000 020 A000004 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC 020 B000004 13-5674085 020 C000004 1914 020 A000005 EDWARDS (A.G.) & SONS 020 B000005 43-0895477 020 C000005 1786 020 A000006 MORGAN STANLEY DEAN WITTER 020 B000006 13-2655998 020 C000006 1345 020 A000007 CREDIT SUISSE FIRST BOSTON 020 C000007 1124 020 A000008 DEUTSCHE BANK CAPITAL CORP. 020 B000008 13-6124068 020 C000008 1010 020 A000009 WELLS FARGO SECURITIES 020 C000009 951 020 A000010 FIRST UNION CAPITAL MARKETS CO 020 C000010 902 021 000000 34723 022 A000001 GOLDMAN SACHS & CO 022 B000001 13-5108880 022 C000001 5484430 022 D000001 150269 022 A000002 WARBURG DILLON READ 022 B000002 13-3340045 022 C000002 5279450 022 D000002 257953 022 A000003 LEHMAN BROTHERS 022 B000003 13-2518466 022 C000003 3907057 022 D000003 65964 022 A000004 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC PAGE 3 022 B000004 13-5674085 022 C000004 2965824 022 D000004 186384 022 A000005 CREDIT SUISSE FIRST BOSTON 022 C000005 2609857 022 D000005 40030 022 A000006 MORGAN STANLEY DEAN WITTER 022 B000006 13-2655998 022 C000006 2493732 022 D000006 12339 022 A000007 SALOMAN SMITH BARNEY 022 B000007 13-3082694 022 C000007 2363115 022 D000007 4366 022 A000008 MORGAN (J.P.) SECURITIES INC. 022 B000008 13-3224016 022 C000008 1994586 022 D000008 99615 022 A000009 DIRECT ASSOCIATES CORP OF N.A. 022 C000009 1567444 022 D000009 0 022 A000010 HOUSEHOLD FINANCE 022 C000010 349491 022 D000010 0 023 C000000 30631274 023 D000000 869056 024 000000 Y 025 A000001 WELLS FARGO SECURITIES 025 C000001 E 025 D000001 406459 025 A000002 MORGAN STANLEY DEAN WITTER 025 B000002 13-2655998 025 C000002 E 025 D000002 343304 025 A000003 MERRILL LYNCH, PIERCE, FENNER & SMITH 025 B000003 13-5674085 025 C000003 E 025 D000003 227332 025 A000004 GOLDMAN SACHS & CO., INC. 025 B000004 13-5108880 025 C000004 E 025 D000004 177846 025 A000005 LEHMAN BROTHERS 025 B000005 13-2518466 025 C000005 E 025 D000005 43241 025 A000006 AMERICAN EXPRESS FINANCIAL ADVISORS 025 C000006 E 025 D000006 20052 025 A000007 MORGAN (J.P.) 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6 The Putnam Fund for Growth and Income 5 CLASS A ANNUAL OCT-31-2000 OCT-31-2000 26,638,191,987 32,426,408,131 83,676,838 314 0 32,510,085,283 8,614,058 0 143,077,318 151,691,376 0 26,432,956,920 1,017,446,347 1,044,185,702 229,402 0 137,164,841 0 5,788,042,744 32,358,393,907 693,912,536 21,419,195 0 343,658,340 371,673,391 399,057,456 (87,080,799) 683,650,048 0 (270,190,228) (1,809,431,159) 0 239,243,878 (368,003,848) 102,020,615 (6,656,478,311) 365,189 2,918,152,546 0 0 134,491,780 0 349,501,548 19,669,504,881 21.10 .26 .45 (.26) (1.74) 0 19.81 .81 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 3 0003.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 The Putnam Fund for Growth and Income 5 CLASS B ANNUAL OCT-31-2000 OCT-31-2000 26,638,191,987 32,426,408,131 83,676,838 314 0 32,510,085,283 8,614,058 0 143,077,318 151,691,376 0 26,432,956,920 520,305,545 709,774,853 229,402 0 137,164,841 0 5,788,042,744 32,358,393,907 693,912,536 21,419,195 0 343,658,340 371,673,391 399,057,456 (87,080,799) 683,650,048 0 (73,685,597) (1,187,446,369) 0 72,873,749 (324,665,732) 62,322,675 (6,656,478,311) 365,189 2,918,152,546 0 0 134,491,780 0 349,501,548 11,296,796,177 20.82 .12 .44 (.11) (1.74) 0 19.53 1.56 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 4 0004.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 The Putnam Fund for Growth and Income 5 CLASS C ANNUAL OCT-31-2000 OCT-31-2000 26,638,191,987 32,426,408,131 83,676,838 314 0 32,510,085,283 8,614,058 0 143,077,318 151,691,376 0 26,432,956,920 5,962,796 1,022,360 229,402 0 137,164,841 0 5,788,042,744 32,358,393,907 693,912,536 21,419,195 0 343,658,340 371,673,391 399,057,456 (87,080,799) 683,650,048 0 (318,774) (2,660,027) 0 5,886,487 (1,093,526) 147,475 (6,656,478,311) 365,189 2,918,152,546 0 0 134,491,780 0 349,501,548 65,936,258 21.08 .11 .46 (.16) (1.74) 0 19.75 1.56 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 5 0005.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 The Putnam Fund for Growth and Income 5 CLASS M ANNUAL OCT-31-2000 OCT-31-2000 26,638,191,987 32,426,408,131 83,676,838 314 0 32,510,085,283 8,614,058 0 143,077,318 151,691,376 0 26,432,956,920 19,666,356 22,861,609 229,402 0 137,164,841 0 5,788,042,744 32,358,393,907 693,912,536 21,419,195 0 343,658,340 371,673,391 399,057,456 (87,080,799) 683,650,048 0 (3,552,708) (39,098,055) 0 4,230,020 (9,616,907) 2,191,634 (6,656,478,311) 365,189 2,918,152,546 0 0 134,491,780 0 349,501,548 397,773,485 20.97 .16 .45 (.16) (1.74) 0 19.68 1.31 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 6 0006.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 The Putnam Fund for Growth and Income 5 CLASS Y ANNUAL OCT-31-2000 OCT-31-2000 26,638,191,987 32,426,408,131 83,676,838 314 0 32,510,085,283 8,614,058 0 143,077,318 151,691,376 0 26,432,956,920 77,111,964 80,536,992 229,402 0 137,164,841 0 5,788,042,744 32,358,393,907 693,912,536 21,419,195 0 343,658,340 371,673,391 399,057,456 (87,080,799) 683,650,048 0 (23,434,809) (137,166,654) 0 24,670,800 (36,564,158) 8,468,330 (6,656,478,311) 365,189 2,918,152,546 0 0 134,491,780 0 349,501,548 1,441,401,496 21.14 .30 .46 (.31) (1.74) 0 19.85 .56 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-99 7 0007.txt December 1, 2000 To the Board of Trustees of The Putnam Fund for Growth & Income: In planning and performing our audit of the financial statements The Putnam Fund for Growth & Income for the year ended October 31, 2000, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of The Putnam Fund for Growth & Income is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal controls, errors or fraud may occur and may not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by errors or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2000. This report is intended solely for the information and use of management and the Board of Trustees and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. ~~-----END PRIVACY-ENHANCED MESSAGE-----~~