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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-02280 | ||||||||
| Name of Registrant: | Putnam Convertible Securities Fund | ||||||||
| Address of Principal Executive Offices: | One Post Office Square | ||||||||
| Boston, Massachusetts 02109 | |||||||||
| Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
| Putnam Convertible Securities Fund | |||||||||
| One Post Office Square | |||||||||
| Boston, Massachusetts 02109 | |||||||||
| CC: | Bryan Chegwidden, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| 1211 Avenue of the Americas | |||||||||
| New York, New York 10036 | |||||||||
| Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
| Date of fiscal year end: | 10/31 | ||||||||
| Date of reporting period: | 07/01/2015 - 06/30/2016 | ||||||||
| Registrant : | Putnam Convertible Securities Fund | |||||||
| Fund Name : | Putnam Convertible Securities Fund | |||||||
| Date of fiscal year end: | 10/31 | |||||||
| Amazon.com, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMZN | CUSIP 023135106 | 05/17/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
| 2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
| 3 | Elect John Seely Brown | Mgmt | For | For | For | |||
| 4 | Elect William B. Gordon | Mgmt | For | For | For | |||
| 5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
| 6 | Elect Judith A McGrath | Mgmt | For | For | For | |||
| 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
| 8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
| 10 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| 13 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| DISH Network Corp | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISH | CUSIP 25470M109 | 05/02/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
| 1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
| 1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
| 1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
| 1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
| 1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
| 1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
| 1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
| 1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| DISH Network Corp | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DISH | CUSIP 25470M109 | 11/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
| 1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
| 1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
| 1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
| 1.5 | Elect Steven R. Goodbarn | Mgmt | For | For | For | |||
| 1.6 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
| 1.7 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
| 1.8 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
| 1.9 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
| 1.10 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Article Amendments to Designate an Exclusive Forum | Mgmt | For | For | For | |||
| Gulfport Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GPOR | CUSIP 402635304 | 06/10/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael G. Moore | Mgmt | For | For | For | |||
| 1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
| 1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
| 1.4 | Elect C. Doug Johnson | Mgmt | For | For | For | |||
| 1.5 | Elect Ben T. Morris | Mgmt | For | For | For | |||
| 1.6 | Elect Scott E. Streller | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Report on Monitoring and Managing Methane Emissions | ShrHoldr | Against | Against | For | |||
| Jazz Pharmaceuticals plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| JAZZ | CUSIP G50871105 | 07/30/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter Gray | Mgmt | For | For | For | |||
| 2 | Elect Kenneth W. O'Keefe | Mgmt | For | For | For | |||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | |||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| PulteGroup, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PHM | CUSIP 745867101 | 05/04/2016 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
| 1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
| 1.3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
| 1.4 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
| 1.6 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
| 1.7 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
| 1.8 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
| 1.9 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
| 1.10 | Elect James J. Postl | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 09/03/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Roger Abravanel | Mgmt | For | For | For | |||
| 2 | Elect Rosemary A. Crane | Mgmt | For | For | For | |||
| 3 | Elect Gerald M. Lieberman | Mgmt | For | For | For | |||
| 4 | Elect Galia Maor | Mgmt | For | For | For | |||
| 5 | Elect Gabrielle Greene-Sulzberger | Mgmt | For | For | For | |||
| 6 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |||
| 7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
| 8 | Remuneration of Directors | Mgmt | For | For | For | |||
| 9 | Remuneration of Chairman | Mgmt | For | For | For | |||
| 10 | Salary Increase of CEO | Mgmt | For | For | For | |||
| 11 | Special Bonus of CEO | Mgmt | For | For | For | |||
| 12 | 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor | Mgmt | For | For | For | |||
| Teva Pharmaceutical Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TEVA | CUSIP 881624209 | 11/05/2015 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Creation of Preferred Shares | Mgmt | For | For | For | |||
| Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
| Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
| SIGNATURES | ||
| Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
| Registrant: | Putnam Convertible Securities Fund | |
| By: | Jonathan S. Horwitz* | |
| Name: | Jonathan S. Horwitz | |
| Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
| Date: | August 15, 2016 | |
| *By: | /s/ Nancy E. Florek | |
| Name: | Nancy E. Florek | |
| Date: | August 15, 2016 | |
| Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liason of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
| Signature | Title | Date | |||||
| /s/ Jonathan S. Horwitz |
Executive Vice President, Principal Executive Officer and Compliance Liaison |
July 29, 2016 | |||||
| Jonathan S. Horwitz | |||||||
Schedule A
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Putnam American Government Income Fund Putnam Arizona Tax Exempt Income Fund Putnam Asset Allocation Funds Putnam California Tax Exempt Income Fund Putnam Convertible Securities Fund Putnam Diversified Income Trust Putnam Equity Income Fund Putnam Europe Equity Fund Putnam Funds Trust George Putnam Balanced Fund Putnam Global Equity Fund Putnam Global Health Care Fund Putnam Global Income Trust Putnam Global Natural Resources Fund Putnam Global Utilities Fund The Putnam Fund for Growth and Income Putnam High Income Securities Fund Putnam High Yield Advantage Fund Putnam High Yield Trust Putnam Income Fund Putnam Investment Grade Municipal Trust Putnam International Equity Fund Putnam Investment Funds Putnam Investors Fund
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Putnam Limited Duration Government Income Fund Putnam Managed Municipal Income Trust Putnam Massachusetts Tax Exempt Income Fund Putnam Master Intermediate Income Trust Putnam Michigan Tax Exempt Income Fund Putnam Minnesota Tax Exempt Income Fund Putnam Money Market Fund Putnam Mortgage Recovery Fund Putnam Multi-Cap Growth Fund Putnam Municipal Opportunities Trust Putnam New Jersey Tax Exempt Income Fund Putnam New York Tax Exempt Income Fund Putnam Ohio Tax Exempt Income Fund Putnam Pennsylvania Tax Exempt Income Fund Putnam Premier Income Trust Putnam RetirementReady® Funds Putnam Tax Exempt Income Fund Putnam Tax Exempt Money Market Fund Putnam Tax-Free Income Trust Putnam U.S. Government Income Trust Putnam Vista Fund Putnam Variable Trust Putnam Voyager Fund
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