<SEC-DOCUMENT>0000928816-15-000340-index.html : 20150521 <SEC-HEADER>0000928816-15-000340.hdr.sgml : 20150521 <ACCEPTANCE-DATETIME>20150227171431 <PRIVATE-TO-PUBLIC> ACCESSION NUMBER: 0000928816-15-000340 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 14 FILED AS OF DATE: 20150227 DATE AS OF CHANGE: 20150227 EFFECTIVENESS DATE: 20150228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND CENTRAL INDEX KEY: 0000081247 IRS NUMBER: 042493360 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 002-43384 FILM NUMBER: 15660491 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAILSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND DATE OF NAME CHANGE: 19841212 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/ DATE OF NAME CHANGE: 19821109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM CONVERTIBLE SECURITIES FUND CENTRAL INDEX KEY: 0000081247 IRS NUMBER: 042493360 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-02280 FILM NUMBER: 15660492 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQ STREET 2: MAILSTOP A 14 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE INCOME GROWTH TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND DATE OF NAME CHANGE: 19841212 FORMER COMPANY: FORMER CONFORMED NAME: PUTNAM CONVERTIBLE FUND INC /PRED/ DATE OF NAME CHANGE: 19821109 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0000081247 <SERIES-ID>S000005511 <SERIES-NAME>PUTNAM CONVERTIBLE SECURITIES FUND <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000015003 <CLASS-CONTRACT-NAME>Class C Shares </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000015004 <CLASS-CONTRACT-NAME>Class A Shares <CLASS-CONTRACT-TICKER-SYMBOL>PCONX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000015005 <CLASS-CONTRACT-NAME>Class B Shares <CLASS-CONTRACT-TICKER-SYMBOL>PCNBX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000015006 <CLASS-CONTRACT-NAME>Class M Shares <CLASS-CONTRACT-TICKER-SYMBOL>PCNMX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000015007 <CLASS-CONTRACT-NAME>Class R Shares <CLASS-CONTRACT-TICKER-SYMBOL>PCVRX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000015008 <CLASS-CONTRACT-NAME>Class Y Shares <CLASS-CONTRACT-TICKER-SYMBOL>PCGYX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000153039 <CLASS-CONTRACT-NAME>CLASS I </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>a_csf485b.htm <DESCRIPTION>PUTNAM CONVERTIBLE SECURITES FUND <TEXT> Document 1 - file: a_csf485b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.E UNDR CONTR <SEQUENCE>2 <FILENAME>b_csfex99e2.htm <DESCRIPTION>EX-99.E UNDR CONTR <TEXT> Document 2 - file: b_csfex99e2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.E UNDR CONTR <SEQUENCE>3 <FILENAME>c_csfex99e3.htm <DESCRIPTION>EX-99.E UNDR CONTR <TEXT> Document 3 - file: c_csfex99e3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I LEGAL OPININ <SEQUENCE>4 <FILENAME>d_csfex99i.htm <DESCRIPTION>EX-99.I LEGAL OPININ <TEXT> Document 4 - file: d_csfex99i.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J OTHER OPININ <SEQUENCE>5 <FILENAME>e_csfex99j.htm <DESCRIPTION>EX-99.J OTHER OPININ <TEXT> Document 5 - file: e_csfex99j.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.M 12B-1 PLAN <SEQUENCE>6 <FILENAME>f_csfex99m6.htm <DESCRIPTION>EX-99.M 12B-1 PLAN <TEXT> Document 6 - file: f_csfex99m6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.M 12B-1 PLAN <SEQUENCE>7 <FILENAME>g_csfex99m7.htm <DESCRIPTION>EX-99.M 12B-1 PLAN <TEXT> Document 7 - file: g_csfex99m7.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>csfex99ix1x1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: csfex99ix1x1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>put008_kpmgsignature.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: put008_kpmgsignature.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>put1502008pro_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: put1502008pro_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>put1502008pro_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: put1502008pro_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>put1502008proi_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: put1502008proi_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>put1502008proi_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: put1502008proi_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>COVER <SEQUENCE>15 <FILENAME>filename15.htm <TEXT> Document 15 - file: filename15.htm
</DOCUMENT> </SEC-DOCUMENT>