0001181431-13-006991.txt : 20130205
0001181431-13-006991.hdr.sgml : 20130205
20130205195329
ACCESSION NUMBER: 0001181431-13-006991
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130201
FILED AS OF DATE: 20130205
DATE AS OF CHANGE: 20130205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francis, John P.
CENTRAL INDEX KEY: 0001480019
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09727
FILM NUMBER: 13575613
MAIL ADDRESS:
STREET 1: 43460 RIDGE PARK DRIVE, SUITE 140
CITY: TEMECULA
STATE: CA
ZIP: 92590
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Patient Safety Technologies, Inc
CENTRAL INDEX KEY: 0000812301
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 133419202
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO VENTURE PLAZA
STREET 2: TWO VENTURE, SUITE 350
CITY: IRVINE,
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-387-2277
MAIL ADDRESS:
STREET 1: TWO VENTURE PLAZA
STREET 2: TWO VENTURE, SUITE 350
CITY: IRVINE,
STATE: CA
ZIP: 92618
FORMER COMPANY:
FORMER CONFORMED NAME: Patient Safety Technologies
DATE OF NAME CHANGE: 20050406
FORMER COMPANY:
FORMER CONFORMED NAME: Patient Safety Technologies, Inc
DATE OF NAME CHANGE: 20050406
FORMER COMPANY:
FORMER CONFORMED NAME: FRANKLIN CAPITAL CORP
DATE OF NAME CHANGE: 19990505
4
1
rrd368728.xml
X0306
4
2013-02-01
0
0000812301
Patient Safety Technologies, Inc
PSTX.OB
0001480019
Francis, John P.
1453 THIRD STREET
SUITE 470
SANTA MONICA
CA
90401
1
0
0
0
Common Stock
2013-02-01
4
P
0
230000
1.81
A
3206840
I
See footnote 4.
Common Stock
2013-02-01
4
S
0
230000
1.81
D
3206840
I
See footnote 4.
Shares of Issuer's common stock (the "Shares") purchased by Catalysis Offshore Ltd., a company organized in the Cayman Islands ("Catalysis Ltd."), from Catalysis Partners, LLC ("Catalysis LLC"), a Delaware limited liability company. The Reporting Person is the managing member of Francis Capital Management, LLC, a California limited liability company ("FCM"), which is the managing member of Catalyis LLC and the investment manager of Catalysis Ltd. The Reporting Person has sole voting and dispositive power over Shares held by Catalysis LLC and Catalysis Ltd. See also footnote 4.
See footnote 4 for explanation of holdings and ownership.
Shares sold by Catalysis LLC to Catalysis Ltd. As the managing member of FCM, the Reporting Person has sole voting and dispositive power over Shares held by Catalysis LLC and Catalysis Ltd. See also footnote 4.
Ownership: 152,640 Shares held by FCM, 1,488,864 Shares held by Catalysis LLC, and 1,565,336 Shares held by Catalysis Ltd. of which the Reporting Person has sole voting and dispositive power but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The inclusion of disclaimed Shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
/s/ John P. Francis
2013-02-05