0000812291-20-000008.txt : 20200520 0000812291-20-000008.hdr.sgml : 20200520 20200520160142 ACCESSION NUMBER: 0000812291-20-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC CENTRAL INDEX KEY: 0000812291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38614 FILM NUMBER: 20898061 BUSINESS ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FLOORS - 2,3,4,18,19 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-209-9386 MAIL ADDRESS: STREET 1: 1271 AVENUE OF THE AMERICAS STREET 2: FLOORS - 2,3,4,18,19 CITY: NEW YORK STATE: NY ZIP: 10020 FORMER NAME: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20170406 FORMER NAME: FORMER CONFORMED NAME: MIZUHO SECURITIES USA LLC DATE OF NAME CHANGE: 20170404 FORMER NAME: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20020321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mizuho Bank, Ltd. CENTRAL INDEX KEY: 0001512734 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38614 FILM NUMBER: 20898062 BUSINESS ADDRESS: STREET 1: 1-5-5, OTEMACHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8176 BUSINESS PHONE: 81-03-5220-8795 MAIL ADDRESS: STREET 1: 1-5-5, OTEMACHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-8176 FORMER NAME: FORMER CONFORMED NAME: Mizuho Corporate Bank, Ltd. DATE OF NAME CHANGE: 20110210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIZUHO FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001335730 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38614 FILM NUMBER: 20898063 BUSINESS ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 BUSINESS PHONE: 81-3-5224-1111 MAIL ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tottenham Acquisition I Ltd CENTRAL INDEX KEY: 0001731176 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 BUSINESS ADDRESS: STREET 1: UNIT 902, 9/F, LUCKY BUILDING STREET 2: 39 WELLINGTON STREET CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 85298350984 MAIL ADDRESS: STREET 1: UNIT 902, 9/F, LUCKY BUILDING STREET 2: 39 WELLINGTON STREET CITY: CENTRAL STATE: K3 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Tottenham Acquisition Ltd DATE OF NAME CHANGE: 20180212 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-05-18 1 0001731176 Tottenham Acquisition I Ltd TOTA 0000812291 MIZUHO SECURITIES USA LLC 1271 AVENUE OF THE AMERICAS FLOORS - 2,3,4,18,19 NEW YORK NY 10020 0 0 1 0 0001512734 Mizuho Bank, Ltd. 1-5-5, OTEMACHI, CHIYODA-KU TOKYO M0 100-8176 JAPAN 0 0 0 1 Indirect Beneficial Owner 0001335730 MIZUHO FINANCIAL GROUP INC 1-5-5, OTEMACHI CHIYODA-KU, TOKYO M0 100-8176 JAPAN 0 0 0 1 Indirect Beneficial Owner Common Stock 2020-05-18 2020-05-18 4 S 0 75000 10.64 D 336823 D 1785149 Mizuho Americas LLC Gregory Doig 2020-05-20