0000812291-20-000008.txt : 20200520
0000812291-20-000008.hdr.sgml : 20200520
20200520160142
ACCESSION NUMBER: 0000812291-20-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC
CENTRAL INDEX KEY: 0000812291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38614
FILM NUMBER: 20898061
BUSINESS ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS
STREET 2: FLOORS - 2,3,4,18,19
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 212-209-9386
MAIL ADDRESS:
STREET 1: 1271 AVENUE OF THE AMERICAS
STREET 2: FLOORS - 2,3,4,18,19
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20170406
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA LLC
DATE OF NAME CHANGE: 20170404
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20020321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mizuho Bank, Ltd.
CENTRAL INDEX KEY: 0001512734
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38614
FILM NUMBER: 20898062
BUSINESS ADDRESS:
STREET 1: 1-5-5, OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-8176
BUSINESS PHONE: 81-03-5220-8795
MAIL ADDRESS:
STREET 1: 1-5-5, OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-8176
FORMER NAME:
FORMER CONFORMED NAME: Mizuho Corporate Bank, Ltd.
DATE OF NAME CHANGE: 20110210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZUHO FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001335730
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38614
FILM NUMBER: 20898063
BUSINESS ADDRESS:
STREET 1: 1-5-5, OTEMACHI
CITY: CHIYODA-KU, TOKYO
STATE: M0
ZIP: 100-8176
BUSINESS PHONE: 81-3-5224-1111
MAIL ADDRESS:
STREET 1: 1-5-5, OTEMACHI
CITY: CHIYODA-KU, TOKYO
STATE: M0
ZIP: 100-8176
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tottenham Acquisition I Ltd
CENTRAL INDEX KEY: 0001731176
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: UNIT 902, 9/F, LUCKY BUILDING
STREET 2: 39 WELLINGTON STREET
CITY: CENTRAL
STATE: K3
ZIP: 00000
BUSINESS PHONE: 85298350984
MAIL ADDRESS:
STREET 1: UNIT 902, 9/F, LUCKY BUILDING
STREET 2: 39 WELLINGTON STREET
CITY: CENTRAL
STATE: K3
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Tottenham Acquisition Ltd
DATE OF NAME CHANGE: 20180212
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-05-18
1
0001731176
Tottenham Acquisition I Ltd
TOTA
0000812291
MIZUHO SECURITIES USA LLC
1271 AVENUE OF THE AMERICAS
FLOORS - 2,3,4,18,19
NEW YORK
NY
10020
0
0
1
0
0001512734
Mizuho Bank, Ltd.
1-5-5, OTEMACHI, CHIYODA-KU
TOKYO
M0
100-8176
JAPAN
0
0
0
1
Indirect Beneficial Owner
0001335730
MIZUHO FINANCIAL GROUP INC
1-5-5, OTEMACHI
CHIYODA-KU, TOKYO
M0
100-8176
JAPAN
0
0
0
1
Indirect Beneficial Owner
Common Stock
2020-05-18
2020-05-18
4
S
0
75000
10.64
D
336823
D
1785149 Mizuho Americas LLC
Gregory Doig
2020-05-20