0000812291-19-000018.txt : 20190906 0000812291-19-000018.hdr.sgml : 20190906 20190906103011 ACCESSION NUMBER: 0000812291-19-000018 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190830 FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC CENTRAL INDEX KEY: 0000812291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34626 FILM NUMBER: 191078730 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-209-9386 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20170406 FORMER NAME: FORMER CONFORMED NAME: MIZUHO SECURITIES USA LLC DATE OF NAME CHANGE: 20170404 FORMER NAME: FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC. DATE OF NAME CHANGE: 20020321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Piedmont Office Realty Trust, Inc. CENTRAL INDEX KEY: 0001042776 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 582328421 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5565 GLENRIDGE CONNECTOR STREET 2: STE 450 CITY: ATLANTA STATE: GA ZIP: 30342 BUSINESS PHONE: 7704188800 MAIL ADDRESS: STREET 1: 5565 GLENRIDGE CONNECTOR STREET 2: STE 450 CITY: ATLANTA STATE: GA ZIP: 30342 FORMER COMPANY: FORMER CONFORMED NAME: WELLS REAL ESTATE INVESTMENT TRUST INC DATE OF NAME CHANGE: 19980515 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2019-08-30 1 0001042776 Piedmont Office Realty Trust, Inc. PDM 0000812291 MIZUHO SECURITIES USA LLC 320 PARK AVENUE 12TH FLOOR NEW YORK NY 10022 0 0 0 1 See Remarks On August 30, 2019, the Reporting Person entered into master securities loan agreements with each lender party signatory thereto (collectively, the MSLAs), pursuant to which the Reporting Person borrowed an aggregate total of 16,064,500 shares of common stock of the Issuer, which caused the Reporting Person to become a greater than ten percent owner with respect to the Issuer. On September 3, 2019, the Reporting Person returned 16,064,500 shares of the Issuer pursuant to the MSLAs. Following the return of the borrowed shares, the Reporting Person was no longer a greater than ten percent owner with respect to the Issuer. To the extent the Reporting Person is entitled to receive any dividends with respect to the previously borrowed shares of the Issuer, such dividends will be subject to the terms and conditions of the MSLAs. The Reporting Person disclaims beneficial ownership of the previously borrowed shares of the Issuer for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. Gregory Doig 2019-09-06