0001209191-12-058564.txt : 20121219 0001209191-12-058564.hdr.sgml : 20121219 20121219125323 ACCESSION NUMBER: 0001209191-12-058564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121217 FILED AS OF DATE: 20121219 DATE AS OF CHANGE: 20121219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neel Carlton CENTRAL INDEX KEY: 0001289714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04739 FILM NUMBER: 121273717 MAIL ADDRESS: STREET 1: ZWEIG FUNDS STREET 2: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG FUND INC /MD/ CENTRAL INDEX KEY: 0000812090 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133353326 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 4 1 c30780_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-12-17 0000812090 ZWEIG FUND INC /MD/ ZF 0001289714 Neel Carlton ZWEIG FUNDS 900 THIRD AVE NEW YORK NY 10022 0 1 0 0 Portfolio Manager & SVP Common Stock 2012-12-17 4 P 0 6050 12.0001 A 15285.716 D The total amount of shares beneficially owned reflect a reverse stock split that occurred on June 27, 2012 and the Filer's participation in the Fund's dividend reinvestment plan. Shares are both Directly and Indirectly on behalf of his children. See attached "FOOTNOTES" page. /s/ William Renahan, Power of Attorney for Carlton Neel 2012-12-19