0001214659-13-001369.txt : 20130311 0001214659-13-001369.hdr.sgml : 20130311 20130311170033 ACCESSION NUMBER: 0001214659-13-001369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20130311 DATE AS OF CHANGE: 20130311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAEHREN JAMES W CENTRAL INDEX KEY: 0001210733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09576 FILM NUMBER: 13681504 MAIL ADDRESS: STREET 1: PACKAGING SOLUTIONS STREET 2: ONE SEAGATE CITY: TOLEDO STATE: OH ZIP: 43666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OWENS ILLINOIS INC /DE/ CENTRAL INDEX KEY: 0000812074 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 222781933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MICHAEL OWENS WAY CITY: PERRYSBURG STATE: OH ZIP: 43551-2999 BUSINESS PHONE: 5673365000 MAIL ADDRESS: STREET 1: ONE MICHAEL OWENS WAY CITY: PERRYSBURG STATE: OH ZIP: 43551-2999 FORMER COMPANY: FORMER CONFORMED NAME: OWENS-ILLINOIS INC /DE/ DATE OF NAME CHANGE: 20100601 FORMER COMPANY: FORMER CONFORMED NAME: OWENS ILLINOIS INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OWENS ILLINOIS HOLDINGS CORP DATE OF NAME CHANGE: 19870512 4 1 marketforms-13828.xml PRIMARY DOCUMENT X0306 4 2013-03-07 0000812074 OWENS ILLINOIS INC /DE/ OI 0001210733 BAEHREN JAMES W ONE MICHAEL OWENS WAY PERRYSBURG OH 43551 false true false false Sr. VP & General Counsel Common Stock (Direct) 2013-03-07 4 A false 3539 0 A 83692 D Common Stock (Direct) 2013-03-07 4 A false 5754 0 A 89446 D Common Stock (Direct) 2013-03-07 4 S false 18908 25.9243 D 70538 D Common Stock (Indirect) 18001.97 I 401-K Stock Option (3/07/2013 $26.07) 26.07 2013-03-07 4 A false 12116 0 A 2020-03-07 Common Stock (Direct) 12116 12116 D Restricted shares received by the reporting person on March 7, 2013 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2010-2012 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof. The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the first four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment. A portion of the shares were sold by the reporting person to cover the withholding tax on shares of restricted stock on which the restictions lapsed and on shares payable under the restricted stock units granted for the 2010-2012 grant period. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.80 to $26.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option vests in four equal annual installments beginning on the first anniversary of the date of the grant. James W. Baehren 2013-03-08