0001214659-13-001369.txt : 20130311
0001214659-13-001369.hdr.sgml : 20130311
20130311170033
ACCESSION NUMBER: 0001214659-13-001369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130307
FILED AS OF DATE: 20130311
DATE AS OF CHANGE: 20130311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAEHREN JAMES W
CENTRAL INDEX KEY: 0001210733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09576
FILM NUMBER: 13681504
MAIL ADDRESS:
STREET 1: PACKAGING SOLUTIONS
STREET 2: ONE SEAGATE
CITY: TOLEDO
STATE: OH
ZIP: 43666
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OWENS ILLINOIS INC /DE/
CENTRAL INDEX KEY: 0000812074
STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221]
IRS NUMBER: 222781933
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MICHAEL OWENS WAY
CITY: PERRYSBURG
STATE: OH
ZIP: 43551-2999
BUSINESS PHONE: 5673365000
MAIL ADDRESS:
STREET 1: ONE MICHAEL OWENS WAY
CITY: PERRYSBURG
STATE: OH
ZIP: 43551-2999
FORMER COMPANY:
FORMER CONFORMED NAME: OWENS-ILLINOIS INC /DE/
DATE OF NAME CHANGE: 20100601
FORMER COMPANY:
FORMER CONFORMED NAME: OWENS ILLINOIS INC /DE/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: OWENS ILLINOIS HOLDINGS CORP
DATE OF NAME CHANGE: 19870512
4
1
marketforms-13828.xml
PRIMARY DOCUMENT
X0306
4
2013-03-07
0000812074
OWENS ILLINOIS INC /DE/
OI
0001210733
BAEHREN JAMES W
ONE MICHAEL OWENS WAY
PERRYSBURG
OH
43551
false
true
false
false
Sr. VP & General Counsel
Common Stock (Direct)
2013-03-07
4
A
false
3539
0
A
83692
D
Common Stock (Direct)
2013-03-07
4
A
false
5754
0
A
89446
D
Common Stock (Direct)
2013-03-07
4
S
false
18908
25.9243
D
70538
D
Common Stock (Indirect)
18001.97
I
401-K
Stock Option (3/07/2013 $26.07)
26.07
2013-03-07
4
A
false
12116
0
A
2020-03-07
Common Stock (Direct)
12116
12116
D
Restricted shares received by the reporting person on March 7, 2013 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2010-2012 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof.
The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the first four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment.
A portion of the shares were sold by the reporting person to cover the withholding tax on shares of restricted stock on which the restictions lapsed and on shares payable under the restricted stock units granted for the 2010-2012 grant period.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.80 to $26.09, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option vests in four equal annual installments beginning on the first anniversary of the date of the grant.
James W. Baehren
2013-03-08