-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JrMX5oqUmwJWkmv/nMubQVG30jhmTFBg1/vA4UonalCA976juxWoemNle6PNyDNM fLgA83d8TER/9lh+alFIdA== 0000812074-10-000015.txt : 20100310 0000812074-10-000015.hdr.sgml : 20100310 20100310163753 ACCESSION NUMBER: 0000812074-10-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100307 FILED AS OF DATE: 20100310 DATE AS OF CHANGE: 20100310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAEHREN JAMES W CENTRAL INDEX KEY: 0001210733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09576 FILM NUMBER: 10670978 MAIL ADDRESS: STREET 1: PACKAGING SOLUTIONS STREET 2: ONE SEAGATE CITY: TOLEDO STATE: OH ZIP: 43666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OWENS ILLINOIS INC /DE/ CENTRAL INDEX KEY: 0000812074 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 222781933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MICHAEL OWENS WAY CITY: PERRYSBURG STATE: OH ZIP: 43551-2999 BUSINESS PHONE: 5673365000 MAIL ADDRESS: STREET 1: ONE MICHAEL OWENS WAY CITY: PERRYSBURG STATE: OH ZIP: 43551-2999 FORMER COMPANY: FORMER CONFORMED NAME: OWENS ILLINOIS HOLDINGS CORP DATE OF NAME CHANGE: 19870512 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-07 0000812074 OWENS ILLINOIS INC /DE/ OI 0001210733 BAEHREN JAMES W ONE MICHAEL OWENS WAY PERRYSBURG OH 43551 0 1 0 0 Sr. VP & General Counsel Common Stock (Direct) 2010-03-07 4 A 0 13256 0 A 93695.0000 D Common Stock (Direct) 2010-03-07 4 A 0 2933 0 A 96628.0000 D Common Stock (Direct) 2010-03-08 4 S 0 8500 30.9500 D 88128.0000 D Common Stock (Direct) 2010-03-08 4 S 0 237 30.9600 D 87891.0000 D Common Stock (Indirect) 16027.4515 I 401-K Plan Stock Option (March 7 2010) 31.03 2010-03-07 4 A 0 12534 0 A 2017-03-07 Common Stock (Direct) 12534 12534 D Restricted shares received by the reporting person on March 7, 2010 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2007-2009 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof. The shares are subject to restrictions on sale that expire, either (i) as to 25% of the shares on each of the first four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment. All shares were sold by the reporting person to cover the withholding tax on shares of restricted stock on which the restrictions lapsed. The option vests in four equal annual installments beginning on the first anniversary of the date of the grant. James W. Baehren 2010-03-10 -----END PRIVACY-ENHANCED MESSAGE-----