-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, QspK1IsDU/ow6QO8yA+uMoPvmBRHfWu8OCGizbGA2H1MRUYocRpbzjIHmJdz10oq u4eZd0tGIRjqMhBEGb+LNw== 0000898431-94-000006.txt : 19940215 0000898431-94-000006.hdr.sgml : 19940215 ACCESSION NUMBER: 0000898431-94-000006 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY LUDLUM CORP CENTRAL INDEX KEY: 0000811929 STANDARD INDUSTRIAL CLASSIFICATION: 3312 IRS NUMBER: 251364894 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-39191 FILM NUMBER: 94507440 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PL CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOZZONE ROBERT P CENTRAL INDEX KEY: 0000918977 STANDARD INDUSTRIAL CLASSIFICATION: 0000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 SC 13G/A 1 SCHEDULE 13GA Page 1 of 6 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 ) --- ALLEGHENY LUDLUM CORPORATION -------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.10 Per Share -------------------------------------------------------------- (Title of Class of Securities) 016900 10 2 -------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement ___. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. SCHEDULE 13G, Amendment No. 6 CUSIP NO. 016900 10 2 Page 2 of 6 Pages -------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON Robert P. Bozzone ----------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ___ (b) ___ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. ------ NUMBER OF 5 SOLE VOTING POWER 6,048,494 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 6,048,494 REPORTING PERSON 8 SHARED DISPOSITIVE POWER 0 WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,048,494 --------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* X - 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.5 --- 12 TYPE OF REPORTING PERSON* IN -- SCHEDULE 13G, Amendment No. 6 CUSIP NO. 016900 10 2 Page 3 of 6 Pages -------------------------------------------------------------- Schedule 13G dated February 11, 1988, as amended, is hereby amended to read as follows: Item 1(a). NAME OF ISSUER. Allegheny Ludlum Corporation Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 1000 Six PPG Place Pittsburgh, Pennsylvania 15222-5479 Item 2(a). NAME OF PERSON FILING. Robert P. Bozzone Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE. 1000 Six PPG Place Pittsburgh, Pennsylvania 15222-5479 Item 2(c). CITIZENSHIP. U.S.A. Item 2(d). TITLE OF CLASS OF SECURITIES. Common Stock Item 2(e). CUSIP NO. 016900 10 2 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13(d)-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable SCHEDULE 13G, Amendment No. 6 CUSIP NO. 016900 10 2 Page 4 of 6 Pages -------------------------------------------------------------- Item 4. OWNERSHIP (a) As of December 31, 1993, Robert P. Bozzone was the beneficial owner (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) of 6,048,494 shares of Common Stock, including 1,994 shares allocated to his account and held by the Trustee under the savings part of the Allegheny Ludlum Corporation Retirement Savings Plan. (b) The shares specified in Item 4(a) represented approximately 8.5% of the total number of shares of Common Stock outstanding as of December 31, 1993. (c) Mr. Bozzone has the sole power to vote or to direct the voting of, and the sole power to dispose or to direct the disposition of, all shares reported in Item 4(a). However, such dispositive power, with respect to the shares held by the Retirement Savings Plan, is limited in certain respects by the provisions of said Plan. (d) Not included in Item 4(a)-(c) are 119,700 shares of Common Stock owned by the Bozzone Family Foundation (the "Foundation") as of December 31, 1993, representing approximately 0.17% of the outstanding shares of Common Stock as of that date. The Trust Agreement by which the Foundation was created is irrevocable, and provides in relevant part that the entire principal of and income from the assets of the Foundation may be expended only for the use of such charitable organizations as are described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended ("the Code"), and which are entitled to exemption from Federal income tax under Section 501(a) of the Code, and no part thereof may be paid to or inure to the benefit of Mr. Bozzone, any member of his family or any other private shareholder or individual. Although Mr. Bozzone, as trustee of the Foundation, has the sole power to vote and the sole power to direct the disposition of said shares, Mr. Bozzone disclaims any beneficial ownership of said shares; and the filing of this statement shall not be construed as an admission that Mr. Bozzone is the beneficial owner of any of said shares for the purposes of section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose whatsoever. SCHEDULE 13G, Amendment No. 6 CUSIP NO. 016900 10 2 Page 5 of 6 Pages -------------------------------------------------------------- (e) The information set forth in this report reflects the 2-for-1 split of the Common Stock which was distributed in the form of a stock dividend on July 1, 1993. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORT ON BY THE PARENT HOLDING COMPANY. Not Applicable Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable Item 9. NOTICE OF DISSOLUTION OF A GROUP. Not Applicable Item 10. CERTIFICATION. Not Applicable SCHEDULE 13G, Amendment No. 6 CUSIP NO. 016900 10 2 Page 6 of 6 Pages -------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1994 ------------------------------ Date /s/ Robert P. Bozzone ------------------------------ Signature Robert P. Bozzone ------------------------------ Name -----END PRIVACY-ENHANCED MESSAGE-----